CONFLUENCE INVESTMENT MANAGEMENT LLC Q1 2016 Filing
Filed May 4, 2016
Portfolio Value
$3.3T
Holdings
231
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (231 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | GWWW.W. Grainger, Inc. | 35,352 | $8.3B | 0.25% | |
| 102 | NKENike Inc. - B | 134,095 | $8.2B | 0.25% | |
| 103 | GOOGLAlphabet Inc. Class - A | 10,634 | $8.1B | 0.24% | |
| 104 | DCIDonaldson Inc | 251,187 | $8.0B | 0.24% | |
| 105 | JWNUSDNordstrom Inc. | 138,760 | $7.9B | 0.24% | |
| 106 | MTBM&T Bank Corp. | 69,429 | $7.7B | 0.23% | |
| 107 | AQLTiShares Corporate Bond ETF 202 | 72,201 | $7.6B | 0.23% | |
| 108 | VBKSmall Cap Growth - Vanguard ET | 58,891 | $7.0B | 0.21% | |
| 109 | NVSNNovartis AG - ADR | 95,250 | $6.9B | 0.21% | |
| 110 | TPVGTriplepoint Venture Growth BDC | 646,757 | $6.8B | 0.20% | |
| 111 | XLFIConsumer Staples Select Sector | 124,404 | $6.6B | 0.20% | |
| 112 | MBBiShares MBS Bond ETF | 58,997 | $6.5B | 0.19% | |
| 113 | —Piedmont Natural Gas Co. Inc. | 107,157 | $6.4B | 0.19% | |
| 114 | —Onebeacon Insurance Group Ltd | 491,275 | $6.3B | 0.19% | |
| 115 | CFRCullen Frost Bankers, Inc. | 112,798 | $6.2B | 0.19% | |
| 116 | REZiShares Residential Real Estat | 89,746 | $5.9B | 0.18% | |
| 117 | —CYS Investments Inc | 699,326 | $5.7B | 0.17% | |
| 118 | PNNTPennantPark Investment Corp. | 916,053 | $5.6B | 0.17% | |
| 119 | —iShares Corporate ex Financial | 54,643 | $5.4B | 0.16% | |
| 120 | TSLXUSDTPG Specialty Lending Inc Com | 330,728 | $5.3B | 0.16% | |
| 121 | IYFDow Jones US Financial Sector | 61,168 | $5.2B | 0.15% | |
| 122 | —American Capital Ltd. | 333,261 | $5.1B | 0.15% | |
| 123 | VNQREIT Index - Vanguard | 60,236 | $5.0B | 0.15% | |
| 124 | XLIIndustrial Select Sector - SPD | 90,178 | $5.0B | 0.15% | |
| 125 | PDCOEURPatterson Companies, Inc. | 106,131 | $4.9B | 0.15% | |
| 126 | TFISPDR Nuveen Barclays Capital M | 97,637 | $4.8B | 0.14% | |
| 127 | OFSOFS Capital Corp. | 364,262 | $4.7B | 0.14% | |
| 128 | IGIBiShares Interm. Term Corporate | 40,632 | $4.5B | 0.13% | |
| 129 | LSTRLandstar System Inc. | 64,877 | $4.2B | 0.13% | |
| 130 | MAINMain Street Capital Corp. | 126,823 | $4.0B | 0.12% | |
| 131 | SCMStellus Capital Investment | 387,238 | $4.0B | 0.12% | |
| 132 | IDUDow Jones US Utilities - iShar | 30,910 | $3.8B | 0.11% | |
| 133 | XLVHealth Care Select Sector - SP | 56,317 | $3.8B | 0.11% | |
| 134 | FSICUSDFS Investment Corp. | 407,917 | $3.7B | 0.11% | |
| 135 | MCCUSDMedley Capital Corp. | 556,921 | $3.7B | 0.11% | |
| 136 | —Guggenheim BulletShares Corpor | 160,918 | $3.3B | 0.10% | |
| 137 | —Guggenheim BulletShares Invest | 157,027 | $3.3B | 0.10% | |
| 138 | GSBDGoldman Sachs BDC Inc. | 167,979 | $3.3B | 0.10% | |
| 139 | —Guggenheim BulletShares Invest | 155,577 | $3.3B | 0.10% | |
| 140 | —Guggenheim BulletShares Corpor | 153,035 | $3.3B | 0.10% | |
| 141 | —Guggenheim BulletShares Corpor | 154,264 | $3.3B | 0.10% | |
| 142 | NLYEURAnnaly Capital Management Inc. | 317,337 | $3.3B | 0.10% | |
| 143 | —Guggenheim BulletShares Corpor | 152,603 | $3.2B | 0.10% | |
| 144 | IEIBarclays 3-7 Year Treasury Bon | 25,078 | $3.2B | 0.09% | |
| 145 | —iShares iBonds Dec 2022 AMT-F | 121,084 | $3.2B | 0.09% | |
| 146 | —Apollo Investment Corp. | 551,627 | $3.1B | 0.09% | |
| 147 | LQDiShares iBoxx Corporate Bond E | 25,170 | $3.0B | 0.09% | |
| 148 | —FEI Company | 32,099 | $2.9B | 0.09% | |
| 149 | —Hatteras Financial Corp. | 195,652 | $2.8B | 0.08% | |
| 150 | —VCA Antech Inc. | 47,823 | $2.8B | 0.08% | |
| 151 | BKCCUSDBlackRock Kelso Capital Corp. | 287,976 | $2.7B | 0.08% | |
| 152 | VAREURVarian Medical Systems Inc. | 30,768 | $2.5B | 0.07% | |
| 153 | —Black Knight Financial Service | 76,468 | $2.4B | 0.07% | |
| 154 | HLTHilton Worldwide Holdings Inc | 103,677 | $2.3B | 0.07% | |
| 155 | JBTJohn Bean Technologies Corp. | 40,673 | $2.3B | 0.07% | |
| 156 | PTBPotbelly Corp | 164,683 | $2.2B | 0.07% | |
| 157 | NATLNational Interstate Corporatio | 73,722 | $2.2B | 0.07% | |
| 158 | —Alcentra Capital Corporation | 188,538 | $2.2B | 0.07% | |
| 159 | VCITVanguard Interm. Term Corporat | 25,027 | $2.2B | 0.07% | |
| 160 | CODICompass Diversified Holdings | 138,200 | $2.2B | 0.06% | |
| 161 | MUBiShares National AMT-Free Muni | 19,066 | $2.1B | 0.06% | |
| 162 | —Snyders-Lance Inc | 66,857 | $2.1B | 0.06% | |
| 163 | —iShares iBonds Sep 2020 Amt Fr | 81,520 | $2.1B | 0.06% | |
| 164 | —iShares iBonds Dec 2021 AMT-Fr | 81,092 | $2.1B | 0.06% | |
| 165 | TECHTechne Corp. | 21,996 | $2.1B | 0.06% | |
| 166 | HRZNHorizon Technology | 179,012 | $2.1B | 0.06% | |
| 167 | HAEHaemonetics Corporation | 57,014 | $2.0B | 0.06% | |
| 168 | BMRCBank of Marin (CA) | 40,350 | $2.0B | 0.06% | |
| 169 | FWRDUSDForward Air Corp. | 42,836 | $1.9B | 0.06% | |
| 170 | SPYS&P 500 - SPDR | 9,435 | $1.9B | 0.06% | |
| 171 | —MTS Systems Corp. | 31,706 | $1.9B | 0.06% | |
| 172 | MLIMueller Industries Inc. | 64,241 | $1.9B | 0.06% | |
| 173 | FELEFranklin Electric Co. Inc. | 57,553 | $1.9B | 0.06% | |
| 174 | GOODGladstone Commercial Corp. | 111,918 | $1.8B | 0.05% | |
| 175 | PFLTPennantPark Floating Rate Capi | 151,138 | $1.8B | 0.05% | |
| 176 | EXPOExponent Inc. | 33,569 | $1.7B | 0.05% | |
| 177 | —Halyard Health Inc | 58,968 | $1.7B | 0.05% | |
| 178 | —CM Finance Inc | 195,922 | $1.6B | 0.05% | |
| 179 | THRThermon Group Holdings Inc | 92,155 | $1.6B | 0.05% | |
| 180 | —Raven Industries Inc | 99,794 | $1.6B | 0.05% | |
| 181 | —Advisory Board Co | 47,520 | $1.5B | 0.05% | |
| 182 | —iShares iBonds Sep 2019 Amt Fr | 57,423 | $1.5B | 0.04% | |
| 183 | —TICC Capital Corp. | 299,305 | $1.4B | 0.04% | |
| 184 | IAUUSDGold Trust - iShares | 108,883 | $1.3B | 0.04% | |
| 185 | —KCAP Financial Inc | 340,472 | $1.2B | 0.04% | |
| 186 | —Capstead Mortgage Corp. | 110,489 | $1.1B | 0.03% | |
| 187 | CULPCulp Inc. | 40,934 | $1.1B | 0.03% | |
| 188 | BRK-BBerkshire Hathaway Inc. - Clas | 5 | $1.1B | 0.03% | |
| 189 | —Natus Medical Inc | 26,747 | $1.0B | 0.03% | |
| 190 | GAINGladstone Investment Corp. | 142,533 | $1.0B | 0.03% | |
| 191 | —Tumi Holdings, Inc. | 36,077 | $968.0M | 0.03% | |
| 192 | MFINMedallion Financial Corp | 83,353 | $769.0M | 0.02% | |
| 193 | GLADUSDGladstone Capital Corporation | 99,045 | $738.0M | 0.02% | |
| 194 | RBCRBC Bearings Incorporated | 9,025 | $661.0M | 0.02% | |
| 195 | FSPFranklin Street Properties Cor | 60,000 | $637.0M | 0.02% | |
| 196 | CCChemours | 81,179 | $568.0M | 0.02% | |
| 197 | IVES&P 500 Value Index - iShares | 4,517 | $406.0M | 0.01% | |
| 198 | —Manatuck Hill Mariner Offshore | 2,813 | $374.0M | 0.01% | |
| 199 | FNYFirst Trust Mid Cap Growth Alp | 12,343 | $356.0M | 0.01% | |
| 200 | FNVFranco-Nevada Corp. | 5,636 | $346.0M | 0.01% |