D.A. DAVIDSON & CO. Q1 2017 Filing
Filed May 12, 2017
Portfolio Value
$4.1T
Holdings
2,369
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (2,369 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1001 | FLEXFLEXTRONICS INTERNATIONAL | 10,391 | $174.0M | 0.00% | |
| 1002 | TEITEMPLETON EMERGING MKTS INCOME FD (TEI) | 15,562 | $174.0M | 0.00% | |
| 1003 | —POWERSHARES INSURED NATL MUNI BOND (PZA) | 6,980 | $174.0M | 0.00% | |
| 1004 | HPEHEWLETT PACKARD ENTERPRISES COMPANY | 7,334 | $173.0M | 0.00% | |
| 1005 | —KATE SPADE & COMPANY | 7,468 | $173.0M | 0.00% | |
| 1006 | BKRBAKER HUGHES INC | 2,894 | $173.0M | 0.00% | |
| 1007 | —OXFORD IMMUNOTEC GLOBAL PLC | 11,106 | $172.0M | 0.00% | |
| 1008 | —UBS AG LONDON BRH CLLB EXCH SECS LKD GOOGLE INC | 150,000 | $171.0M | 0.00% | |
| 1009 | HIGHARTFORD FINANCIAL | 3,578 | $171.0M | 0.00% | |
| 1010 | PTCPTC INC | 3,273 | $171.0M | 0.00% | |
| 1011 | PRAPROASSURANCE CORP | 2,831 | $170.0M | 0.00% | |
| 1012 | —BIOTELEMETRY INC | 5,894 | $170.0M | 0.00% | |
| 1013 | CTLTEURCATALENT INC | 6,000 | $169.0M | 0.00% | |
| 1014 | FW2NBANNER CORPORATION | 3,039 | $169.0M | 0.00% | |
| 1015 | KRGKITE REALTY GROUP TRUST NEW | 7,817 | $168.0M | 0.00% | |
| 1016 | LULULULULEMON ATHELETICA INC | 3,250 | $168.0M | 0.00% | |
| 1017 | HTGCHERCULES TECH GROWTH CAP INC | 11,168 | $168.0M | 0.00% | |
| 1018 | —AQUINOX PHARMACEUTICALS INC | 10,050 | $167.0M | 0.00% | |
| 1019 | VEEVVEEVA SYSTEMS INC CL A | 3,243 | $166.0M | 0.00% | |
| 1020 | INFNEURINFINERA CORP | 16,256 | $166.0M | 0.00% | |
| 1021 | —LASALLE HOTEL PROPERTIES | 5,735 | $166.0M | 0.00% | |
| 1022 | ACHOWENS & MINOR INC HOLDING CO | 4,775 | $165.0M | 0.00% | |
| 1023 | AMEAMETEK INC | 3,067 | $165.0M | 0.00% | |
| 1024 | AINALBANY INTERNATIONAL CORP CL A | 3,604 | $165.0M | 0.00% | |
| 1025 | WRUSDWESTAR ENERGY INC | 3,038 | $164.0M | 0.00% | |
| 1026 | —STERICYCLE INC DEP SHS REPSTG 1/10TH | 2,300 | $164.0M | 0.00% | |
| 1027 | FPFFIRST TRUST INTER DURATION PFD & INC FUND | 7,075 | $164.0M | 0.00% | |
| 1028 | KEPKOREA ELECTRIC POWER CORP | 7,948 | $164.0M | 0.00% | |
| 1029 | EWZISHARES MSCI BRAZIL (EWZ) | 4,370 | $163.0M | 0.00% | |
| 1030 | —ACXIOM CORP | 5,743 | $163.0M | 0.00% | |
| 1031 | —CAMBREX CORP | 2,966 | $163.0M | 0.00% | |
| 1032 | —CSRA INC | 5,574 | $163.0M | 0.00% | |
| 1033 | OSVEURVANECK VECTORS OIL SVCS ETF (OIH) | 5,275 | $162.0M | 0.00% | |
| 1034 | BITBLACKROCK MULTI-SECTOR INCOME TR(BIT) | 9,360 | $162.0M | 0.00% | |
| 1035 | TREXTREX CO INC | 2,342 | $162.0M | 0.00% | |
| 1036 | PAASPAN AMERICAN SILVER CORP | 9,232 | $161.0M | 0.00% | |
| 1037 | EWJISHARES MSCI JAPAN ETF NEW(EWJ) | 3,130 | $161.0M | 0.00% | |
| 1038 | —WHITEWAVE FOODS CO | 2,878 | $161.0M | 0.00% | |
| 1039 | TDYTELEDYNE TECHNOLOGIES INC | 1,280 | $161.0M | 0.00% | |
| 1040 | TRMBTRIMBLE NAVIGATION LTD | 5,018 | $160.0M | 0.00% | |
| 1041 | IYEISHARES DJ US ENERGY (IYE) | 4,141 | $159.0M | 0.00% | |
| 1042 | CASYCASEYS GENERAL STORES INC | 1,410 | $158.0M | 0.00% | |
| 1043 | —COLONY FINL INC SR NOTE CONV | 160,000 | $158.0M | 0.00% | |
| 1044 | NMLNEUBERGER BERMAN MLP INCOME FUND INC(NML) | 15,500 | $157.0M | 0.00% | |
| 1045 | —FINISAR CORP SR NOTE CONV | 140,000 | $157.0M | 0.00% | |
| 1046 | PSAPUBLIC STORAGE | 715 | $156.0M | 0.00% | |
| 1047 | FIVNFIVE9 INC | 9,500 | $156.0M | 0.00% | |
| 1048 | BTOJOHN HANCOCK FINANCIAL OPPS FD (BTO) | 4,600 | $156.0M | 0.00% | |
| 1049 | —PEOPLES UTAH BANCORP | 5,927 | $156.0M | 0.00% | |
| 1050 | IDAIDACORP INC | 1,886 | $156.0M | 0.00% | |
| 1051 | FDCFIRST DATA CORP NEW CL A | 10,000 | $155.0M | 0.00% | |
| 1052 | TWLOTWILIO INC CL A | 5,346 | $154.0M | 0.00% | |
| 1053 | BOKFBOK FINANCIAL CORP | 1,973 | $154.0M | 0.00% | |
| 1054 | HYEMVANECK VECTORS EMERGING MKTS HIGH(HYEM) | 6,253 | $154.0M | 0.00% | |
| 1055 | IWPISHARES RUSSELL MIDCAP GROWTH (IWP) | 1,485 | $154.0M | 0.00% | |
| 1056 | MLB1MERCADOLIBRE INC | 725 | $153.0M | 0.00% | |
| 1057 | PLABPHOTRONICS | 14,250 | $152.0M | 0.00% | |
| 1058 | IWSISHARES RUSSELL MIDCAP VALUE INDEX FD(IWS) | 1,821 | $151.0M | 0.00% | |
| 1059 | OTTROTTER TAIL CORPORATION | 4,000 | $151.0M | 0.00% | |
| 1060 | —INTEGRATED DEVICE TECH INC SR NOTE CONV | 150,000 | $150.0M | 0.00% | |
| 1061 | AEISADVANCE ENERGY INDS INC | 2,191 | $150.0M | 0.00% | |
| 1062 | IBPINSTALLED BUILDING PRODUCTS INC | 2,845 | $150.0M | 0.00% | |
| 1063 | HQHTEKLA HEALTHCARE INV SBI(HQH) | 6,250 | $150.0M | 0.00% | |
| 1064 | IYRISHARES DJ US REAL ESTATE (IYR) | 1,909 | $149.0M | 0.00% | |
| 1065 | —ECHO GLOBAL LOGISTICS INC SR NOTE CONV | 160,000 | $149.0M | 0.00% | |
| 1066 | CORECORE MARK HOLDING CO INC | 4,757 | $148.0M | 0.00% | |
| 1067 | —FORESTAR GRP INC SR NOTE CONV | 150,000 | $148.0M | 0.00% | |
| 1068 | SCHESCHWAB EMERGING MARKETS EQUITY ETF | 6,200 | $148.0M | 0.00% | |
| 1069 | FLSFLOWSERVE CORP | 3,074 | $148.0M | 0.00% | |
| 1070 | CHTRCHARTER COMMUNICATIONS INC NEW CL A | 451 | $147.0M | 0.00% | |
| 1071 | MXLMAXLINEAR INC | 5,253 | $147.0M | 0.00% | |
| 1072 | —KNIGHT TRANSPORTATION INC | 4,691 | $147.0M | 0.00% | |
| 1073 | IBDQISHARES IBONDS DEC 2025 TERM CORP ETF | 5,975 | $147.0M | 0.00% | |
| 1074 | —MELLANOX TECHNOLOGIES LTD | 2,900 | $147.0M | 0.00% | |
| 1075 | BHPBHP BILLITON LTD ADR | 4,028 | $146.0M | 0.00% | |
| 1076 | —ELLIE MAE INC | 1,458 | $146.0M | 0.00% | |
| 1077 | —WELLS FARGO & CO OPT EXCH SECS CONV LKD INTL PAPER CO | 150,000 | $146.0M | 0.00% | |
| 1078 | PRLBPROTO LABS INC | 2,842 | $145.0M | 0.00% | |
| 1079 | IWDISHARES RUSSELL 1000 VALUE INDEX FND (IWD) | 1,268 | $145.0M | 0.00% | |
| 1080 | TMUST-MOBILE US INC | 2,259 | $145.0M | 0.00% | |
| 1081 | —PENNYMAC CORP SR NOTE CONV | 150,000 | $145.0M | 0.00% | |
| 1082 | NEANUVEEN FLOATING RATE INCOME OPP FD (JRO) | 12,265 | $144.0M | 0.00% | |
| 1083 | —VERINT SYS INC CONV SR NOTE | 150,000 | $144.0M | 0.00% | |
| 1084 | GRPNCHFGROUPON INCORPORATED | 36,739 | $144.0M | 0.00% | |
| 1085 | SIGISELECTIVE INSURANCE GROUP INC | 3,050 | $143.0M | 0.00% | |
| 1086 | GSMFERROGLOBE PLC | 13,760 | $142.0M | 0.00% | |
| 1087 | IFFINTERNATIONAL FLAVORS & FRAGRANCES INC | 1,068 | $141.0M | 0.00% | |
| 1088 | —SYNCHRONOSS TECHS INC SR NOTE CONV | 150,000 | $141.0M | 0.00% | |
| 1089 | —AKORN INC | 5,881 | $141.0M | 0.00% | |
| 1090 | PGRPROGRESSIVE CORP | 3,604 | $141.0M | 0.00% | |
| 1091 | SH1USDPROSHARES SHORT S&P 500 NEW ETF(SH) | 4,097 | $141.0M | 0.00% | |
| 1092 | HASIHANNON ARMSTRONG SUSTAINABLE INFRA CAP | 6,954 | $140.0M | 0.00% | |
| 1093 | —REDWOOD TRUST INC CONV NOTE | 140,000 | $140.0M | 0.00% | |
| 1094 | EGBNEAGLE BANCORP INC | 2,360 | $140.0M | 0.00% | |
| 1095 | UAUNDER ARMOUR INC CL C | 7,627 | $139.0M | 0.00% | |
| 1096 | —SHIP FINANCE INTL LTD SR NOTE CONV | 140,000 | $139.0M | 0.00% | |
| 1097 | —ABAXIS INC | 2,855 | $138.0M | 0.00% | |
| 1098 | COLBCOLUMBIA BANKING SYSTEMS INC | 3,558 | $138.0M | 0.00% | |
| 1099 | AMCAMC ENTERTAINMENT HLDGS INC CL A | 4,400 | $138.0M | 0.00% | |
| 1100 | —APOLLO COML REAL EST FIN INC SR NOTE CONV | 130,000 | $138.0M | 0.00% |