D.A. DAVIDSON & CO. Q1 2017 Filing

Filed May 12, 2017

Portfolio Value

$4.1T

Holdings

2,369

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (2,369 positions)

#StockSharesValue% PortfolioType
1101
ACETO CORP CONVERTIBLE BOND
150,000$137.0M0.00%
1102
EWKISHARES MSCI BELGIUM INDEX FD (EWK)
7,336$137.0M0.00%
1103
SEICSEI INVESTMENTS
2,730$137.0M0.00%
1104
GTLSCHART INDUSTRIES INC
3,906$136.0M0.00%
1105
COLONY STARWOOD HOMES
4,008$136.0M0.00%
1106
JBTJOHN BEAN TECHNOLOGIES CORP
1,555$136.0M0.00%
1107
RBCRBC BEARING INC
1,409$136.0M0.00%
1108
EWNISHARES MSCI NETHERLANDS INDEX FUND (EWN)
5,075$136.0M0.00%
1109
VOYAVOYA FINANCIAL INC
3,600$136.0M0.00%
1110
EWYISHARES MSCI SOUTH KOREA IDX FD (EWY)
2,187$135.0M0.00%
1111
PORTFOLIO RECOVERY ASSOC INC SR NOTE CONV
150,000$135.0M0.00%
1112
LBRDALIBERTY BROADBAND CORP SER A
1,591$135.0M0.00%
1113
NUVNUVEEN MUNI VALUE FUND INC (NUV)
13,830$135.0M0.00%
1114
SILVER WHEATON CORP
6,488$135.0M0.00%
1115
EIDOISHARES MSCI INDONESIA INVEST MKT (EIDO)
5,206$134.0M0.00%
1116
EWTISHARES INC MSCI TAIWAN NEW ETF
4,055$134.0M0.00%
1117
7HPHP INC
7,495$134.0M0.00%
1118
THE MEDICINES COMPANY
2,750$134.0M0.00%
1119
PENN WEST PETEROLEUM LTD
78,010$132.0M0.00%
1120
SUISUN COMMUNITIES INC REITS
1,653$132.0M0.00%
1121
PBIPITNEY-BOWES INC
10,000$131.0M0.00%
1122
ALLEALLEGION PUBLIC LTD
1,732$131.0M0.00%
1123
EBIXEUREBIX INC
2,155$131.0M0.00%
1124
LLOEWS CORP
2,801$131.0M0.00%
1125
MDC1USDMDC HOLDINGS INC
4,389$131.0M0.00%
1126
KAYNE ANDERSON ENERGY DEVELOPMENT (KED)
6,700$130.0M0.00%
1127
INTREXON CORP
6,590$130.0M0.00%
1128
HMCHONDA MOTOR CO LTD
4,313$130.0M0.00%
1129
MCKMCKESSON CORPORATION
877$130.0M0.00%
1130
MDIVMULTI-ASSET DIVERS INC IND FD (MDIV)
6,696$130.0M0.00%
1131
BLACKROCK MUNI 2020 TERM TRUST (BKK)
8,150$128.0M0.00%
1132
ANI PHARMS INC SR NOTE
125,000$128.0M0.00%
1133
VSATVIASAT INC
2,016$128.0M0.00%
1134
RSX1USDVANECK VECTORS RUSSIA ETF(RSX)
6,214$128.0M0.00%
1135
EWBCEAST WEST BANCORP INC
2,482$128.0M0.00%
1136
CLSCA INCORPORATED
4,058$128.0M0.00%
1137
REPLIGEN CORP SR NOTE CONV BOND
100,000$127.0M0.00%
1138
VITAMIN SHOPPE INC CONVERTIBLE BOND
150,000$127.0M0.00%
1139
HCAHCA HOLDINGS INC
1,431$127.0M0.00%
1140
ZELTIQ AESTHETICS INC
2,274$126.0M0.00%
1141
PC MALL INC
4,510$126.0M0.00%
1142
XLUUTILITIES SECTOR SPDR FUND (XLU)
2,458$126.0M0.00%
1143
ANETEURARISTA NETWORKS INC
952$125.0M0.00%
1144
COHRII-VI INC
3,480$125.0M0.00%
1145
DOEURDIAMOND OFFSHORE DRILLING INC
7,499$125.0M0.00%
1146
SDIVEURGLOBAL X SUPERDIVIDEND ETF(SDIV)
5,864$125.0M0.00%
1147
TPLUSDTEXAS PACIFIC LAND TRUST
450$125.0M0.00%
1148
FEZSPDR EURO STOXX 50 ETF(FEZ)
3,465$125.0M0.00%
1149
QABAFIRST TRUST NASDAQ ABA COMMUNITY BANK ETF
2,480$125.0M0.00%
1150
ARBOR RLTY TR INC SR CONV
120,000$125.0M0.00%
1151
DORMDORMAN PRODUCTS INC
1,511$124.0M0.00%
1152
ADIANALOG DEVICES
1,521$124.0M0.00%
1153
PWERSHRS TACTL MULTI ASSET INC (DWIN)
4,448$124.0M0.00%
1154
THD*ISHARES MCSI THAILAND INDEX FD (THD)
1,601$124.0M0.00%
1155
OISOIL STATES INTERNATIONAL INC
3,711$123.0M0.00%
1156
IXP*ISHARES S&P GLOBAL TELECOMMUNICATIONS
2,080$123.0M0.00%
1157
BEMIS INC
2,525$123.0M0.00%
1158
ENCORE CAP GRP INC SR NOTE CONV
130,000$122.0M0.00%
1159
HQYHEALTHEQUITY INC
2,887$122.0M0.00%
1160
TSNTYSON FOODS INC CL A
1,984$122.0M0.00%
1161
LGNDLIGAND PHARMACEUTICALS INC NEW
1,153$122.0M0.00%
1162
ZEN1EURZENDESK INC
4,354$122.0M0.00%
1163
NEW MOUNTAIN FIN CORP CONVERTIBLE BOND
120,000$122.0M0.00%
1164
RYROYAL BANK CANADA
1,665$121.0M0.00%
1165
DR PEPPER SNAPPLE GROUP INC
1,238$121.0M0.00%
1166
IMPAX LABORATORIES INC SR NOTE CONV
150,000$121.0M0.00%
1167
PFOFLAHERTY & CRUMINE PFD INCOME OPP FD (PFO)
10,245$121.0M0.00%
1168
QUINTILES TRANSNATIONAL HLDGS INC
1,507$121.0M0.00%
1169
CVBFCVB FINANCIAL CORP
5,456$120.0M0.00%
1170
HURON CONSULTING GRP INC SR CONV NT
130,000$120.0M0.00%
1171
VOLT INFORMATION SCI INC
17,500$120.0M0.00%
1172
SWN1EURSOUTHWESTERN ENERGY CO
14,800$120.0M0.00%
1173
CPTCAMDEN PROPERTY TRUST
1,500$120.0M0.00%
1174
ENBRIDGE ENERGY MANAGEMENT LLC
6,565$120.0M0.00%
1175
TRITHOMSON CORP
2,774$119.0M0.00%
1176
MPWRMONOLITHIC POWER SYSTEMS INC
1,301$119.0M0.00%
1177
DLXDELUXE CORP
1,657$119.0M0.00%
1178
T7DTRANSDIGM GROUP INC
539$118.0M0.00%
1179
WISDOMTREE EMERGING MARKETS DIVIDEND ETF
4,000$117.0M0.00%
1180
FNYFIRST TRUST MID CAP GROWTH ETF(FNY)
3,518$117.0M0.00%
1181
YELPYELP INC CL A
3,586$117.0M0.00%
1182
FTDSFIRST TRUST TOTAL US MARKET ALPHADEX ETF
4,000$116.0M0.00%
1183
NDSNNORDSON CORP
952$116.0M0.00%
1184
XFEBFIRST TR ENERGY INFRASTRUCTURE FD(FIF)
6,060$116.0M0.00%
1185
VIOOVANGUARD S&P SMALL CAP 600 ETF (VIOO)
921$115.0M0.00%
1186
LUXOFT HOLDINGS INC CL A ORD
1,851$115.0M0.00%
1187
RITE AID
27,200$115.0M0.00%
1188
RGAREINSURANCE GROUP OF AMERICA
909$115.0M0.00%
1189
RESRPC INC
6,328$115.0M0.00%
1190
IFNINDIA FUND INC (IFN)
4,517$114.0M0.00%
1191
GGGGRACO INC
1,220$114.0M0.00%
1192
ABGAMERISOURCEBERGEN CORP
1,293$114.0M0.00%
1193
ADCAGREE REALTY CORPORATION
2,378$114.0M0.00%
1194
INDBINDEPENDENT BANK CORP MA
1,767$114.0M0.00%
1195
FYCFIRST TRUST SMALL CAP GROWTH ETF(FYC)
3,101$113.0M0.00%
1196
AQLTISHARES IBONDS MARCH 2023 ETF(IBCE)
4,660$113.0M0.00%
1197
EWCISHARES MSCI CANADA INDEX FUND (EWC)
4,207$113.0M0.00%
1198
SSBUSDSOUTH STATE CORP
1,265$113.0M0.00%
1199
FDSFACTSET RESEARCH SYSTEMS INC
690$113.0M0.00%
1200
VTYVERINT SYSTEMS INC
2,607$113.0M0.00%
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