D.A. DAVIDSON & CO. Q1 2020 Filing
Filed May 5, 2020
Portfolio Value
$5.1B
Holdings
985
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (985 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 901 | CLDRCLOUDERA INC | 20,000 | $157.0M | 3.06% | |
| 902 | MRAMEVERSPIN TECHNOLOGIES INC | 59,500 | $156.0M | 3.04% | |
| 903 | HUNHUNTSMAN CORP | 10,535 | $152.0M | 2.97% | |
| 904 | SPHSUBURBAN PROPANE PARTNERS L | 10,621 | $150.0M | 2.93% | |
| 905 | LASRNLIGHT INC | 14,200 | $149.0M | 2.91% | |
| 906 | DVNDEVON ENERGY CORP NEW | 21,220 | $146.0M | 2.85% | |
| 907 | STRLSTERLING CONSTRUCTION CO INC | 15,350 | $146.0M | 2.85% | |
| 908 | FDDFIRST TR HIGH INCOME L/S FD | 11,910 | $145.0M | 2.83% | |
| 909 | XSSPXNUVEEN S&P 500 DYNAMIC OVERW | 12,500 | $145.0M | 2.83% | |
| 910 | NAVINAVIENT CORPORATION | 18,600 | $141.0M | 2.75% | |
| 911 | —BARCLAYS BANK PLC | 110,000 | $139.0M | 2.71% | |
| 912 | LITE 0.25 03/15/24LUMENTUM HLDGS INC | 100,000 | $136.0M | 2.65% | |
| 913 | CIIBLACKROCK ENH CAP & INC FD I | 10,237 | $133.0M | 2.60% | |
| 914 | XFEBFIRST TR MLP & ENERGY INCOME | 29,500 | $130.0M | 2.54% | |
| 915 | —AMERICA FIRST MULTIFAMILY IN | 24,734 | $130.0M | 2.54% | |
| 916 | —PROSPECT CAPITAL CORPORATION | 127,000 | $127.0M | 2.48% | |
| 917 | FDUSFIDUS INVT CORP | 19,200 | $127.0M | 2.48% | |
| 918 | —NUVEEN CR OPPORTUNITIES 2022 | 15,868 | $127.0M | 2.48% | |
| 919 | SPROSPERO THERAPEUTICS INC | 15,000 | $121.0M | 2.36% | |
| 920 | —HCI GROUP INC | 120,000 | $120.0M | 2.34% | |
| 921 | XPCKXPIMCO CALIF MUN INCOME FD II | 13,865 | $117.0M | 2.28% | |
| 922 | IGRCBRE CLARION GLOBAL REAL EST | 22,173 | $116.0M | 2.26% | |
| 923 | HPOSERVICE PPTYS TR | 21,268 | $116.0M | 2.26% | |
| 924 | AVKADVENT CONVERTIBLE & INCOME | 10,802 | $115.0M | 2.24% | |
| 925 | NAGECHROMADEX CORP | 35,000 | $114.0M | 2.23% | |
| 926 | —HANNON ARMSTRONG SUST INFR C | 120,000 | $113.0M | 2.21% | |
| 927 | —II VI INC | 120,000 | $111.0M | 2.17% | |
| 928 | —PACIRA BIOSCIENCES | 115,000 | $109.0M | 2.13% | |
| 929 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 140,000 | $109.0M | 2.13% | |
| 930 | —TUTOR PERINI CORP | 125,000 | $109.0M | 2.13% | |
| 931 | —BARCLAYS BANK PLC | 110,000 | $108.0M | 2.11% | |
| 932 | FCXFREEPORT-MCMORAN INC | 15,965 | $108.0M | 2.11% | |
| 933 | NEANUVEEN FLTNG RTE INCM OPP FD | 14,304 | $106.0M | 2.07% | |
| 934 | —ZAGG INC | 33,804 | $105.0M | 2.05% | |
| 935 | CVECENOVUS ENERGY INC | 50,957 | $103.0M | 2.01% | |
| 936 | RWTREDWOOD TR INC | 20,258 | $103.0M | 2.01% | |
| 937 | RYAMRAYONIER ADVANCED MATLS INC | 96,113 | $102.0M | 1.99% | |
| 938 | MATMATTEL INC | 11,252 | $99.0M | 1.93% | |
| 939 | HPEHEWLETT PACKARD ENTERPRISE C | 10,170 | $99.0M | 1.93% | |
| 940 | —BANK COMM HLDGS | 12,307 | $97.0M | 1.89% | |
| 941 | —PDC ENERGY INC | 120,000 | $96.0M | 1.87% | |
| 942 | —SUPERNUS PHARMACEUTICALS INC | 115,000 | $92.0M | 1.80% | |
| 943 | TECK/BTECK RESOURCES LTD | 12,104 | $92.0M | 1.80% | |
| 944 | GTGOODYEAR TIRE & RUBR CO | 15,653 | $91.0M | 1.78% | |
| 945 | —FORTERRA INC | 15,400 | $90.0M | 1.76% | |
| 946 | OVVOVINTIV INC | 32,681 | $88.0M | 1.72% | |
| 947 | BMY-RBRISTOL-MYERS SQUIBB CO | 22,988 | $87.0M | 1.70% | |
| 948 | —ONCOSEC MED INC | 67,750 | $86.0M | 1.68% | |
| 949 | —GREENBRIER COS INC | 110,000 | $83.0M | 1.62% | |
| 950 | —APOLLO COML REAL EST FIN INC | 120,000 | $82.0M | 1.60% | |
| 951 | —PREFERRED APT CMNTYS INC | 11,284 | $81.0M | 1.58% | |
| 952 | LTHM1EURLIVENT CORP | 14,977 | $79.0M | 1.54% | |
| 953 | GGNGAMCO GLOBAL GOLD NAT RES & | 27,868 | $76.0M | 1.48% | |
| 954 | PDXPIMCO ENRGY TACTICAL CR OPP | 12,500 | $67.0M | 1.31% | |
| 955 | XAODXABERDEEN TOTAL DYNAMIC DIVD | 10,000 | $66.0M | 1.29% | |
| 956 | RWT 4.75 08/15/23REDWOOD TR INC | 120,000 | $64.0M | 1.25% | |
| 957 | —KNOWLES CORP | 60,000 | $63.0M | 1.23% | |
| 958 | HIXWESTERN ASSET HIGH INCM FD I | 11,274 | $56.0M | 1.09% | |
| 959 | PAAPLAINS ALL AMERN PIPELINE L | 10,110 | $53.0M | 1.03% | |
| 960 | INGING GROEP N.V. | 10,000 | $52.0M | 1.01% | |
| 961 | RDHLGBPREDHILL BIOPHARMA LTD | 11,000 | $50.0M | 0.98% | |
| 962 | —GOLDMAN SACHS BDC INC | 50,000 | $49.0M | 0.96% | |
| 963 | —GRANITE PT MTG TR INC | 100,000 | $49.0M | 0.96% | |
| 964 | —ABERDEEN ASIA-PACIFIC INCOME | 14,176 | $48.0M | 0.94% | |
| 965 | VTGNUSDVISTAGEN THERAPEUTICS INC | 110,000 | $48.0M | 0.94% | |
| 966 | AEGAEGON N V | 18,800 | $47.0M | 0.92% | |
| 967 | WRAPWRAP TECHNOLOGIES INC | 10,000 | $43.0M | 0.84% | |
| 968 | —COWEN INC | 50,000 | $43.0M | 0.84% | |
| 969 | —RESOURCE CAP CORP | 60,000 | $42.0M | 0.82% | |
| 970 | DHCDIVERSIFIED HEALTHCARE TR | 10,975 | $40.0M | 0.78% | |
| 971 | EMOCLEARBRIDGE MLP AND MIDSTRM | 21,322 | $39.0M | 0.76% | |
| 972 | SWN1EURSOUTHWESTERN ENERGY CO | 23,047 | $39.0M | 0.76% | |
| 973 | —ASHFORD HOSPITALITY TR INC | 28,410 | $21.0M | 0.41% | |
| 974 | —ACELRX PHARMACEUTICALS INC | 13,500 | $16.0M | 0.31% | |
| 975 | SCYXEURSCYNEXIS INC | 20,000 | $16.0M | 0.31% | |
| 976 | GRPNCHFGROUPON INC | 14,000 | $14.0M | 0.27% | |
| 977 | —SPIRIT RLTY CAP INC NEW | 15,000 | $14.0M | 0.27% | |
| 978 | ACBAURORA CANNABIS INC | 13,296 | $12.0M | 0.23% | |
| 979 | —ACTINIUM PHARMACEUTICALS INC | 40,500 | $8.0M | 0.16% | |
| 980 | —GENIUS BRANDS INTL INC | 26,398 | $7.0M | 0.14% | |
| 981 | DNREURDENBURY RES INC | 30,000 | $6.0M | 0.12% | |
| 982 | —VALARIS PLC | 10,400 | $5.0M | 0.10% | |
| 983 | BTEBAYTEX ENERGY CORP | 19,295 | $4.0M | 0.08% | |
| 984 | USOUNITED STATES ANTIMONY CORP | 10,000 | $3.0M | 0.06% | |
| 985 | —CBL & ASSOC PPTYS INC | 17,136 | $3.0M | 0.06% |
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