D.A. DAVIDSON & CO. Q4 2016 Filing
Filed February 15, 2017
Portfolio Value
$4.4T
Holdings
2,499
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (2,499 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1001 | 7HPHP INC | 13,585 | $200.0M | 0.00% | |
| 1002 | NGGNATIONAL GRID PLC SP ADR | 3,429 | $199.0M | 0.00% | |
| 1003 | AZPNUSDASPEN TECHNOLOGY INC (DE) | 3,646 | $199.0M | 0.00% | |
| 1004 | PCTYPAYLOCITY HOLDING CORP | 6,667 | $199.0M | 0.00% | |
| 1005 | LYGLLOYDS BANKING GROUP PLC | 64,490 | $199.0M | 0.00% | |
| 1006 | KRKROGER CO | 5,781 | $198.0M | 0.00% | |
| 1007 | HDBHDFC BANK LTD ADR | 3,295 | $198.0M | 0.00% | |
| 1008 | SUSAISHARES MSCI USA ESG SEL SOCIAL IDX (KLD) | 2,152 | $198.0M | 0.00% | |
| 1009 | NWLNEWELL RUBBERMAID INC | 4,457 | $198.0M | 0.00% | |
| 1010 | XBISPDR S&P BIOTECH ETF | 3,355 | $198.0M | 0.00% | |
| 1011 | VEEVVEEVA SYSTEMS INC CL A | 4,890 | $197.0M | 0.00% | |
| 1012 | —ISHARES IBOND MARCH 2020 CORP EX(IBCD) | 8,020 | $197.0M | 0.00% | |
| 1013 | —CORNERSTONE ON DEMAND INC | 4,658 | $197.0M | 0.00% | |
| 1014 | BCEBCE INC NEW | 4,566 | $197.0M | 0.00% | |
| 1015 | VSATVIASAT INC | 2,969 | $196.0M | 0.00% | |
| 1016 | —MONOTYPE IMAGING HOLDINGS INC | 9,931 | $196.0M | 0.00% | |
| 1017 | —CUI GLOBAL INC NEW | 27,911 | $193.0M | 0.00% | |
| 1018 | WWDWOODWARD GOVERNOR CO | 2,800 | $193.0M | 0.00% | |
| 1019 | SSTKSHUTTERSTOCK INC | 4,078 | $193.0M | 0.00% | |
| 1020 | GTYGETTY REALTY CORP | 7,575 | $193.0M | 0.00% | |
| 1021 | MTARCELORMITTAL CL A | 26,663 | $192.0M | 0.00% | |
| 1022 | AKAMAKAMAI TECHNOLOGIES | 2,899 | $192.0M | 0.00% | |
| 1023 | CDKCDK GLOBAL INC | 3,233 | $191.0M | 0.00% | |
| 1024 | DISHDISH NETWORK CORPORATION CL A | 3,316 | $191.0M | 0.00% | |
| 1025 | FWRDUSDFORWARD AIR CORPORATION | 4,048 | $191.0M | 0.00% | |
| 1026 | XRNPXCOHEN & STEERS REIT & PFD INC FD (RNP) | 9,975 | $190.0M | 0.00% | |
| 1027 | —LIFELOCK | 7,982 | $190.0M | 0.00% | |
| 1028 | FELEFRANKLIN ELECTRIC CO INC | 4,901 | $189.0M | 0.00% | |
| 1029 | GRMNGARMIN LTD (SWITZERLAND) | 3,920 | $189.0M | 0.00% | |
| 1030 | AQLTISHARES MSCI PHILIPPINES ETF(EPHE) | 5,817 | $188.0M | 0.00% | |
| 1031 | EPOLISHARES MSCI POLAND INVESTABLE MKT(EPOL) | 10,448 | $188.0M | 0.00% | |
| 1032 | IYWISHARES DJ US TECH SEC INDEX FUND (IYW) | 1,568 | $188.0M | 0.00% | |
| 1033 | —THL CREDIT SR LOAN FD | 10,014 | $187.0M | 0.00% | |
| 1034 | —ONEBEACON INSURANCE GROUP LTD | 11,684 | $187.0M | 0.00% | |
| 1035 | —CIMPRESS N V | 2,040 | $186.0M | 0.00% | |
| 1036 | SONYSONY CORP ADR NEW | 6,676 | $185.0M | 0.00% | |
| 1037 | 3M4MASIMO CORPORATION | 2,768 | $185.0M | 0.00% | |
| 1038 | PTBPOTBELLY CORP | 14,400 | $185.0M | 0.00% | |
| 1039 | ADIANALOG DEVICES | 2,577 | $185.0M | 0.00% | |
| 1040 | SCHBSCHWAB U S BROAD MARKET ETF(SCHB) | 3,400 | $184.0M | 0.00% | |
| 1041 | CRCCANADIAN NATURAL RESOURCES | 5,785 | $184.0M | 0.00% | |
| 1042 | MORNMORNINGSTAR INC | 2,507 | $184.0M | 0.00% | |
| 1043 | FWONALIBERTY MEDIA CORP DEL SER C MEDIA GROUP | 5,944 | $184.0M | 0.00% | |
| 1044 | —ATLAS AIR WORLDWIDE INC SR NOTE CONV | 182,000 | $182.0M | 0.00% | |
| 1045 | HSICHENRY SCHEIN INC | 1,217 | $182.0M | 0.00% | |
| 1046 | IYEISHARES DJ US ENERGY (IYE) | 4,398 | $181.0M | 0.00% | |
| 1047 | CERNCHFCERNER CORP | 3,854 | $181.0M | 0.00% | |
| 1048 | —DSW INC | 8,000 | $181.0M | 0.00% | |
| 1049 | HPEHEWLETT PACKARD ENTERPRISES COMPANY | 7,794 | $179.0M | 0.00% | |
| 1050 | RESRPC INC | 9,135 | $179.0M | 0.00% | |
| 1051 | ON 1 12/01/20ON SEMICONDUCTOR CORP CONVERTIBLE BOND | 175,000 | $179.0M | 0.00% | |
| 1052 | —CALAMP CORP SR NOTE CONV | 185,000 | $178.0M | 0.00% | |
| 1053 | CDWCDW CORP | 3,406 | $177.0M | 0.00% | |
| 1054 | BOKFBOK FINANCIAL CORP | 2,142 | $177.0M | 0.00% | |
| 1055 | ALEXALEXANDER & BALDWIN INC | 3,925 | $176.0M | 0.00% | |
| 1056 | WRUSDWESTAR ENERGY INC | 3,137 | $176.0M | 0.00% | |
| 1057 | THRTHERMON GROUP HOLDINGS INC | 9,229 | $176.0M | 0.00% | |
| 1058 | RGAREINSURANCE GROUP OF AMERICA | 1,405 | $176.0M | 0.00% | |
| 1059 | BBNBLACKROCK BUILD AMERICA BOND TRUST (BBN) | 8,192 | $176.0M | 0.00% | |
| 1060 | NMLNEUBERGER BERMAN MLP INCOME FUND INC(NML) | 18,700 | $175.0M | 0.00% | |
| 1061 | UFSDOMTAR CORP | 4,507 | $175.0M | 0.00% | |
| 1062 | PRIPRIMERICA INC | 2,530 | $174.0M | 0.00% | |
| 1063 | SPSCSPS COMMERCE INC | 2,515 | $174.0M | 0.00% | |
| 1064 | —MICROSEMICONDUCTOR CORP CLASS A | 3,248 | $174.0M | 0.00% | |
| 1065 | BLDTOPBUILD CORP | 4,877 | $173.0M | 0.00% | |
| 1066 | DORMDORMAN PRODUCTS INC | 2,379 | $173.0M | 0.00% | |
| 1067 | —SYNCHRONOSS TECHS INC SR NOTE CONV | 150,000 | $173.0M | 0.00% | |
| 1068 | VCRVANGUARD CONSUMER DISCRETIONARY (VCR) | 1,339 | $172.0M | 0.00% | |
| 1069 | —INTREXON CORP | 7,090 | $172.0M | 0.00% | |
| 1070 | AWIARMSTRONG WORLD INDUSTRIES(AWI) | 4,133 | $172.0M | 0.00% | |
| 1071 | KSUEURKANSAS CITY SOUTHERN | 2,025 | $171.0M | 0.00% | |
| 1072 | AMEAMETEK INC | 3,546 | $171.0M | 0.00% | |
| 1073 | MPLXMPLX LTD PRTNESHIP REPSTG LTD PARTNER INT | 4,965 | $171.0M | 0.00% | |
| 1074 | ACHOWENS & MINOR INC HOLDING CO | 4,868 | $171.0M | 0.00% | |
| 1075 | NEOGNEOGEN CORP | 2,581 | $169.0M | 0.00% | |
| 1076 | LGNDLIGAND PHARMACEUTICALS INC NEW | 1,670 | $168.0M | 0.00% | |
| 1077 | BTOJOHN HANCOCK FINANCIAL OPPS FD (BTO) | 4,600 | $166.0M | 0.00% | |
| 1078 | TCBITEXAS CAPITAL BANCSHARES | 2,143 | $166.0M | 0.00% | |
| 1079 | —FINISAR CORP SR NOTE CONV | 140,000 | $165.0M | 0.00% | |
| 1080 | AMPHAMPHASTAR PHARMACEUTICALS INC DEL | 8,975 | $165.0M | 0.00% | |
| 1081 | —DIVERSIFIED REAL ASSET INCM FD | 10,589 | $165.0M | 0.00% | |
| 1082 | XLUUTILITIES SECTOR SPDR FUND (XLU) | 3,394 | $164.0M | 0.00% | |
| 1083 | IVOOVANGUARD S&P MID CAP 400 INDEX ETF(IVOO) | 1,478 | $164.0M | 0.00% | |
| 1084 | OTTROTTER TAIL CORPORATION | 4,000 | $163.0M | 0.00% | |
| 1085 | —CAVIUM INC | 2,642 | $163.0M | 0.00% | |
| 1086 | —POWERSHARES S&P MIDCAP LOW VOLATILITY | 4,024 | $163.0M | 0.00% | |
| 1087 | RGTROYCE GLOBAL VALUE TR INC | 20,183 | $162.0M | 0.00% | |
| 1088 | HAEHAEMONETICS CORP | 4,039 | $162.0M | 0.00% | |
| 1089 | KRGKITE REALTY GROUP TRUST NEW | 6,897 | $161.0M | 0.00% | |
| 1090 | —HARMAN INTERNATIONAL | 1,452 | $161.0M | 0.00% | |
| 1091 | SWN1EURSOUTHWESTERN ENERGY CO | 14,800 | $160.0M | 0.00% | |
| 1092 | —COLONY FINL INC SR NOTE CONV | 160,000 | $160.0M | 0.00% | |
| 1093 | MSIMOTOROLA SOLUTIONS INC | 1,944 | $160.0M | 0.00% | |
| 1094 | —UBS AG LONDON BRH CLLB EXCH SECS LKD GOOGLE INC | 150,000 | $160.0M | 0.00% | |
| 1095 | SH1USDPROSHARES SHORT S&P 500 NEW ETF(SH) | 4,414 | $160.0M | 0.00% | |
| 1096 | —WHITEWAVE FOODS CO | 2,878 | $160.0M | 0.00% | |
| 1097 | FPFFIRST TRUST INTER DURATION PFD & INC FUND | 7,075 | $160.0M | 0.00% | |
| 1098 | PJ4APARK CITY GROUP INC NEW | 12,543 | $159.0M | 0.00% | |
| 1099 | FLIRFLIR SYSTEMS INC | 4,421 | $159.0M | 0.00% | |
| 1100 | PSAPUBLIC STORAGE | 715 | $159.0M | 0.00% |