D.A. DAVIDSON & CO. Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$6.2B
Holdings
1,031
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (1,031 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1001 | GRPNCHFGROUPON INC | 13,500 | $32.0M | 0.52% | |
| 1002 | —ASHFORD HOSPITALITY TR INC | 10,500 | $29.0M | 0.47% | |
| 1003 | DNREURDENBURY RES INC | 20,000 | $28.0M | 0.45% | |
| 1004 | —ACTINIUM PHARMACEUTICALS INC | 40,500 | $9.0M | 0.15% | |
| 1005 | —GENIUS BRANDS INTL INC | 26,398 | $7.0M | 0.11% | |
| 1006 | USOUNITED STATES ANTIMONY CORP | 10,000 | $4.0M | 0.06% | |
| 1007 | —PROSPECT CAPITAL CORPORATION | 157,000 | $2.0M | 0.03% | |
| 1008 | —KNOWLES CORP | 60,000 | $1.0M | 0.02% | |
| 1009 | —PACIRA BIOSCIENCES | 115,000 | $1.0M | 0.02% | |
| 1010 | —BARCLAYS BK PLC | 110,000 | $1.0M | 0.02% | |
| 1011 | —GREENBRIER COS INC | 110,000 | $1.0M | 0.02% | |
| 1012 | —HCI GROUP INC | 120,000 | $1.0M | 0.02% | |
| 1013 | RWT 4.75 08/15/23REDWOOD TR INC | 120,000 | $1.0M | 0.02% | |
| 1014 | —APOLLO COML REAL EST FIN INC | 120,000 | $1.0M | 0.02% | |
| 1015 | LITE 0.25 03/15/24LUMENTUM HLDGS INC | 100,000 | $1.0M | 0.02% | |
| 1016 | —DYCOM INDS INC | 120,000 | $1.0M | 0.02% | |
| 1017 | —GRANITE PT MTG TR INC | 100,000 | $1.0M | 0.02% | |
| 1018 | —BLACKSTONE MTG TR INC | 100,000 | $1.0M | 0.02% | |
| 1019 | —SUPERNUS PHARMACEUTICALS INC | 115,000 | $1.0M | 0.02% | |
| 1020 | —RESOURCE CAP CORP | 60,000 | $1.0M | 0.02% | |
| 1021 | —COWEN INC | 50,000 | $1.0M | 0.02% | |
| 1022 | —TPG SPECIALTY LENDING INC | 50,000 | $1.0M | 0.02% | |
| 1023 | —GOLDMAN SACHS BDC INC | 50,000 | $1.0M | 0.02% | |
| 1024 | —HANNON ARMSTRONG SUST INFR C | 120,000 | $1.0M | 0.02% | |
| 1025 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 140,000 | $1.0M | 0.02% | |
| 1026 | —PDC ENERGY INC | 120,000 | $1.0M | 0.02% | |
| 1027 | —TUTOR PERINI CORP | 125,000 | $1.0M | 0.02% | |
| 1028 | —II VI INC | 120,000 | $1.0M | 0.02% | |
| 1029 | —BARCLAYS BANK PLC | 110,000 | $1.0M | 0.02% | |
| 1030 | —PROSPECT CAPITAL CORPORATION | 30,000 | $0 | 0.00% | |
| 1031 | —SPIRIT RLTY CAP INC NEW | 15,000 | $0 | 0.00% |
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