D.A. DAVIDSON & CO. Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$6.2B
Holdings
1,031
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (1,031 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 901 | XWIAXWESTERN ASST INFLTN LKD INM | 19,766 | $240.0M | 3.88% | |
| 902 | RSPUINVESCO EXCHANGE TRADED FD T | 2,257 | $240.0M | 3.88% | |
| 903 | PAYCPAYCOM SOFTWARE INC | 902 | $239.0M | 3.86% | |
| 904 | MAAMID AMER APT CMNTYS INC | 1,800 | $237.0M | 3.83% | |
| 905 | FTLSFIRST TR EXCH TRADED FD III | 5,527 | $236.0M | 3.81% | |
| 906 | XYZSQUARE INC | 3,733 | $234.0M | 3.78% | |
| 907 | VMBSVANGUARD SCOTTSDALE FDS | 4,400 | $234.0M | 3.78% | |
| 908 | IYWISHARES TR | 1,004 | $234.0M | 3.78% | |
| 909 | SPHSUBURBAN PROPANE PARTNERS L | 10,612 | $232.0M | 3.75% | |
| 910 | FTFFRANKLIN LTD DURATION INC TR | 25,555 | $231.0M | 3.73% | |
| 911 | BF/BBROWN FORMAN CORP | 3,400 | $230.0M | 3.72% | |
| 912 | DINTDAVIS FUNDAMENTAL ETF TR | 12,050 | $229.0M | 3.70% | |
| 913 | DGXQUEST DIAGNOSTICS INC | 2,144 | $229.0M | 3.70% | |
| 914 | 7HPHP INC | 11,083 | $228.0M | 3.68% | |
| 915 | PTCPTC INC | 3,043 | $228.0M | 3.68% | |
| 916 | FULFULLER H B CO | 4,410 | $227.0M | 3.67% | |
| 917 | EQIXEQUINIX INC | 390 | $227.0M | 3.67% | |
| 918 | VCRVANGUARD WORLD FDS | 1,195 | $227.0M | 3.67% | |
| 919 | CFGCITIZENS FINL GROUP INC | 5,579 | $227.0M | 3.67% | |
| 920 | ASMLASML HOLDING N V | 765 | $226.0M | 3.65% | |
| 921 | ETVEATON VANCE TX MNG BY WRT OP | 15,112 | $226.0M | 3.65% | |
| 922 | —NEENAH INC | 3,200 | $225.0M | 3.64% | |
| 923 | TECK/BTECK RESOURCES LTD | 12,959 | $225.0M | 3.64% | |
| 924 | KEYSKEYSIGHT TECHNOLOGIES INC | 2,188 | $225.0M | 3.64% | |
| 925 | —FORTERRA INC | 19,400 | $225.0M | 3.64% | |
| 926 | EEFTEURONET WORLDWIDE INC | 1,427 | $225.0M | 3.64% | |
| 927 | ROKTSPDR SERIES TRUST | 6,159 | $223.0M | 3.60% | |
| 928 | CAHCARDINAL HEALTH INC | 4,400 | $223.0M | 3.60% | |
| 929 | BHPBHP GROUP LTD | 4,030 | $221.0M | 3.57% | |
| 930 | PSECPROSPECT CAPITAL CORPORATION | 34,224 | $220.0M | 3.56% | |
| 931 | VPUVANGUARD WORLD FDS | 1,542 | $220.0M | 3.56% | |
| 932 | ROBOEXCHANGE TRADED CONCEPTS TR | 5,127 | $215.0M | 3.47% | |
| 933 | IYRISHARES TR | 2,313 | $215.0M | 3.47% | |
| 934 | RBAGBPRITCHIE BROS AUCTIONEERS | 5,000 | $215.0M | 3.47% | |
| 935 | AMCXAMC NETWORKS INC | 5,728 | $215.0M | 3.47% | |
| 936 | LMEURLEGG MASON INC | 6,000 | $215.0M | 3.47% | |
| 937 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 14,922 | $215.0M | 3.47% | |
| 938 | CMFISHARES TR | 3,498 | $214.0M | 3.46% | |
| 939 | TWLOTWILIO INC | 2,180 | $214.0M | 3.46% | |
| 940 | ANGLVANECK VECTORS ETF TRUST | 7,066 | $211.0M | 3.41% | |
| 941 | TMTOYOTA MOTOR CORP | 1,504 | $211.0M | 3.41% | |
| 942 | RMERESMED INC | 1,365 | $211.0M | 3.41% | |
| 943 | VEEVVEEVA SYS INC | 1,496 | $210.0M | 3.39% | |
| 944 | SMARGBPSMARTSHEET INC | 4,661 | $209.0M | 3.38% | |
| 945 | XRAYDENTSPLY SIRONA INC | 3,700 | $209.0M | 3.38% | |
| 946 | SCHFSCHWAB STRATEGIC TR | 6,189 | $208.0M | 3.36% | |
| 947 | LYFTLYFT INC | 4,819 | $207.0M | 3.35% | |
| 948 | CGCCANOPY GROWTH CORP | 9,820 | $207.0M | 3.35% | |
| 949 | PIZINVESCO EXCHNG TRADED FD TR | 7,195 | $207.0M | 3.35% | |
| 950 | EPREPR PPTYS | 2,940 | $207.0M | 3.35% | |
| 951 | XCHYXCALAMOS CONV & HIGH INCOME F | 17,900 | $204.0M | 3.30% | |
| 952 | NEANUVEEN SR INCOME FD | 34,141 | $203.0M | 3.28% | |
| 953 | GGGGRACO INC | 3,896 | $203.0M | 3.28% | |
| 954 | RLJ 1.95 PERP ARLJ LODGING TR | 7,075 | $203.0M | 3.28% | |
| 955 | INDAISHARES TR | 5,785 | $203.0M | 3.28% | |
| 956 | KRKROGER CO | 6,956 | $202.0M | 3.26% | |
| 957 | CEF/USPROTT PHYSICAL GOLD & SILVE | 13,775 | $202.0M | 3.26% | |
| 958 | FMFFIRST TR EXCHANGE TRADED FD | 4,700 | $201.0M | 3.25% | |
| 959 | AXONAXON ENTERPRISE INC | 2,741 | $201.0M | 3.25% | |
| 960 | IPFFEURISHARES TR | 12,670 | $196.0M | 3.17% | |
| 961 | PAAPLAINS ALL AMERN PIPELINE L | 10,208 | $188.0M | 3.04% | |
| 962 | —AMERICA FIRST MULTIFAMILY IN | 24,359 | $188.0M | 3.04% | |
| 963 | NUVNUVEEN MUN VALUE FD INC | 17,507 | $187.0M | 3.02% | |
| 964 | —ZAGG INC | 22,804 | $185.0M | 2.99% | |
| 965 | PDXPIMCO ENRGY TACTICAL CR OPP | 11,000 | $182.0M | 2.94% | |
| 966 | DSMBNY MELLON STRATEGIC MUN BD | 22,620 | $181.0M | 2.93% | |
| 967 | CIIBLACKROCK ENH CAP & INC FD I | 10,237 | $177.0M | 2.86% | |
| 968 | FDDFIRST TR HIGH INCOME L/S FD | 11,275 | $177.0M | 2.86% | |
| 969 | HPEHEWLETT PACKARD ENTERPRISE C | 10,141 | $161.0M | 2.60% | |
| 970 | —NUVEEN CR OPPORTUNITIES 2022 | 15,868 | $159.0M | 2.57% | |
| 971 | MATMATTEL INC | 11,452 | $155.0M | 2.51% | |
| 972 | NAGECHROMADEX CORP | 35,000 | $151.0M | 2.44% | |
| 973 | SPROSPERO THERAPEUTICS INC | 15,000 | $144.0M | 2.33% | |
| 974 | NEANUVEEN FLTNG RTE INCM OPP FD | 14,301 | $143.0M | 2.31% | |
| 975 | —BANK COMM HLDGS | 12,252 | $142.0M | 2.30% | |
| 976 | NYCBEURNEW YORK CMNTY BANCORP INC | 10,644 | $128.0M | 2.07% | |
| 977 | LTHM1EURLIVENT CORP | 14,777 | $126.0M | 2.04% | |
| 978 | —ONCOSEC MED INC | 67,750 | $123.0M | 1.99% | |
| 979 | TEITEMPLETON EMERG MKTS INCOME | 11,911 | $109.0M | 1.76% | |
| 980 | —SENIOR HSG PPTYS TR | 12,914 | $109.0M | 1.76% | |
| 981 | APPSDIGITAL TURBINE INC | 14,395 | $103.0M | 1.66% | |
| 982 | LXRXLEXICON PHARMACEUTICALS INC | 23,550 | $98.0M | 1.58% | |
| 983 | GGNGAMCO GLOBAL GOLD NAT RES & | 29,353 | $98.0M | 1.58% | |
| 984 | IGRCBRE CLARION GLOBAL REAL EST | 11,599 | $93.0M | 1.50% | |
| 985 | XAODXABERDEEN TOTAL DYNAMIC DIVD | 10,000 | $90.0M | 1.45% | |
| 986 | —ABERDEEN ASIA PACIFIC INCOM | 18,163 | $77.0M | 1.24% | |
| 987 | —VALARIS PLC | 11,550 | $76.0M | 1.23% | |
| 988 | VTGNUSDVISTAGEN THERAPEUTICS INC | 110,000 | $76.0M | 1.23% | |
| 989 | HIXWESTERN ASSET HIGH INCM FD I | 11,233 | $76.0M | 1.23% | |
| 990 | BMY-RBRISTOL MYERS SQUIBB CO | 24,005 | $72.0M | 1.16% | |
| 991 | RJAUSDSWEDISH EXPT CR CORP | 12,747 | $71.0M | 1.15% | |
| 992 | —DUFF & PHELPS SLT ENGY AND M | 17,250 | $66.0M | 1.07% | |
| 993 | AEGAEGON N V | 14,300 | $65.0M | 1.05% | |
| 994 | WRAPWRAP TECHNOLOGIES INC | 10,000 | $64.0M | 1.03% | |
| 995 | VFFVILLAGE FARMS INTL INC | 10,050 | $63.0M | 1.02% | |
| 996 | QEPQEP RES INC | 12,756 | $57.0M | 0.92% | |
| 997 | SWN1EURSOUTHWESTERN ENERGY CO | 23,047 | $56.0M | 0.91% | |
| 998 | NBRNABORS INDUSTRIES LTD | 18,791 | $54.0M | 0.87% | |
| 999 | —CBL & ASSOC PPTYS INC | 36,891 | $39.0M | 0.63% | |
| 1000 | —ACELRX PHARMACEUTICALS INC | 16,000 | $34.0M | 0.55% |