D. E. Shaw & Co., Inc. Q2 2020 Filing

Filed August 14, 2020

Portfolio Value

$83.9M

Holdings

2,694

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (2,694 positions)

#	Stock	Shares	Value	% Portfolio	Type
801	WATTENERGOUS CORP	152,305	$430K	0.51%
802	CHTRCHARTER COMMUNICATIONS INC N	841,932	$429K	0.51%	Put
803	RCKTROCKET PHARMACEUTICALS INC	226,202	$429K	0.51%
804	—VEONEER INC	156,757	$429K	0.51%	Put
805	SITMSITIME CORP	9,051	$429K	0.51%
806	MOSMOSAIC CO NEW	4,322,404	$429K	0.51%	Put
807	TROWPRICE T ROWE GROUP INC	65,338	$428K	0.51%	Call
808	XENEXENON PHARMACEUTICALS INC	209,618	$427K	0.51%
809	ADUSADDUS HOMECARE CORP	4,598	$426K	0.51%
810	KCKINGSOFT CLOUD HLDGS LTD	13,479	$425K	0.51%
811	BCLIEURBRAINSTORM CELL THERAPEUTICS	37,921	$425K	0.51%
812	DOCUDOCUSIGN INC	2,466,197	$425K	0.51%	Put
813	VREMACK CALI RLTY CORP	27,718	$424K	0.51%
814	EMNEASTMAN CHEM CO	147,011	$423K	0.50%	Put
815	EXPEEXPEDIA GROUP INC	724,100	$421K	0.50%	Put
816	UVVUNIVERSAL CORP VA	9,893	$421K	0.50%
817	RMREGIONAL MGMT CORP	23,740	$420K	0.50%
818	PEPPEPSICO INC	3,168,382	$419K	0.50%	Put
819	TALOTALOS ENERGY INC	45,500	$419K	0.50%
820	FLICUSDFIRST LONG IS CORP	25,638	$419K	0.50%
821	GAIAGAIA INC NEW	49,888	$418K	0.50%
822	BPOPPOPULAR INC	312,354	$417K	0.50%
823	NKTREURNEKTAR THERAPEUTICS	540,727	$417K	0.50%	Put
824	—CALITHERA BIOSCIENCES INC	78,932	$417K	0.50%
825	ELVTUSDELEVATE CREDIT INC	282,277	$417K	0.50%
826	ALXALEXANDERS INC	1,733	$417K	0.50%
827	CUCAAVIS BUDGET GROUP	201,800	$416K	0.50%	Put
828	—BEST INC	337,532	$411K	0.49%
829	MIXTMIX TELEMATICS LTD	47,577	$411K	0.49%
830	GPOR1EURGULFPORT ENERGY CORP	4,029,920	$411K	0.49%
831	EDRENDEAVOUR SILVER CORP	179,233	$409K	0.49%
832	LENLENNAR CORP	8,880	$409K	0.49%
833	FGENEURFIBROGEN INC	78,230	$408K	0.49%	Put
834	NGSNATURAL GAS SERVICES GROUP	65,026	$407K	0.48%
835	ATEXANTERIX INC	134,096	$407K	0.48%
836	DDDUPONT DE NEMOURS INC	7,650,454	$406K	0.48%	Put
837	HANHAWAIIAN HOLDINGS INC	110,800	$405K	0.48%	Put
838	TRTOOTSIE ROLL INDS INC	11,829	$405K	0.48%
839	CMCOCOLUMBUS MCKINNON CORP N Y	12,091	$404K	0.48%
840	CFFNCAPITOL FED FINL INC	166,369	$402K	0.48%
841	IRTCIRHYTHM TECHNOLOGIES INC	65,816	$402K	0.48%
842	VTOLBRISTOW GROUP INC	116,718	$402K	0.48%
843	CMCM1EURCHEETAH MOBILE INC	233,904	$402K	0.48%
844	NHTCNATURAL HEALTH TRENDS CORP	70,560	$402K	0.48%
845	GSMFERROGLOBE PLC	810,640	$402K	0.48%
846	LULULULULEMON ATHLETICA INC	494,225	$402K	0.48%	Put
847	PDLIEURPDL BIOPHARMA INC	1,833,312	$402K	0.48%
848	BSRRSIERRA BANCORP	21,214	$401K	0.48%
849	FMCF M C CORP	43,574	$400K	0.48%	Call
850	RYAMRAYONIER ADVANCED MATLS INC	141,890	$399K	0.48%
851	HLHECLA MNG CO	762,724	$397K	0.47%
852	APOEURAPOLLO GLOBAL MGMT INC	365,671	$397K	0.47%
853	BHEBENCHMARK ELECTRS INC	317,692	$395K	0.47%
854	KOCOCA COLA CO	8,846,421	$395K	0.47%	Put
855	SPOTSPOTIFY TECHNOLOGY S A	210,266	$394K	0.47%	Put
856	0VVBVIACOMCBS INC	2,282,248	$394K	0.47%	Put
857	CCSCENTURY CMNTYS INC	12,800	$392K	0.47%	Call
858	—SYROS PHARMACEUTICALS INC	232,429	$391K	0.47%
859	NCNACCO INDS INC	16,781	$391K	0.47%
860	CECOCECO ENVIRONMENTAL CORP	59,315	$391K	0.47%
861	—LORAL SPACE & COMMUNICATNS I	20,000	$390K	0.46%	Call
862	CICIGNA CORP NEW	78,788	$389K	0.46%	Put
863	TTMCHFTATA MTRS LTD	249,038	$389K	0.46%	Put
864	—CALIFORNIA RES CORP	318,924	$389K	0.46%	Call
865	DTEDTE ENERGY CO	103,409	$389K	0.46%
866	DPZDOMINOS PIZZA INC	247,353	$387K	0.46%	Put
867	—TEAM INC	69,496	$387K	0.46%
868	HNGRUSDHANGER INC	23,378	$387K	0.46%
869	—RESTORBIO INC	180,024	$387K	0.46%
870	ATDALLEGHENY TECHNOLOGIES INC	3,921,285	$387K	0.46%	Put
871	—OCWEN FINL CORP	2,902,733	$387K	0.46%
872	MHOM/I HOMES INC	11,221	$386K	0.46%
873	ATRIUSDATRION CORP	604	$385K	0.46%
874	SLRCSOLAR CAP LTD	87,346	$384K	0.46%
875	IBTXUSDINDEPENDENT BK GROUP INC	9,487	$384K	0.46%
876	PRGSPROGRESS SOFTWARE CORP	323,773	$383K	0.46%
877	OKEONEOK INC NEW	195,800	$381K	0.45%	Put
878	—TESLA INC	114,676,000	$380K	0.45%
879	—MESA AIR GROUP INC	110,530	$380K	0.45%
880	—GCP APPLIED TECHNOLOGIES INC	20,458	$380K	0.45%
881	WTMWHITE MTNS INS GROUP LTD	428	$380K	0.45%
882	NIJNELNET INC	7,931	$379K	0.45%
883	—MOBILEIRON INC	76,740	$378K	0.45%
884	CSVCARRIAGE SVCS INC	20,864	$378K	0.45%
885	RRYDER SYS INC	59,103	$377K	0.45%	Put
886	PHPARKER HANNIFIN CORP	253,190	$376K	0.45%	Put
887	—QIAGEN NV	48,303	$376K	0.45%
888	VVISA INC	1,942,654	$375K	0.45%	Put
889	—PRINCIPIA BIOPHARMA INC	40,357	$375K	0.45%
890	NERVGBPMINERVA NEUROSCIENCES INC	103,968	$375K	0.45%
891	BHFBRIGHTHOUSE FINL INC	119,284	$375K	0.45%
892	NWPXNORTHWEST PIPE CO	77,595	$375K	0.45%
893	PMTPENNYMAC MTG INVT TR	851,406	$375K	0.45%
894	QCOMQUALCOMM INC	4,096,774	$374K	0.45%	Put
895	PBVPRESTIGE CONSMR HEALTHCARE I	104,995	$373K	0.44%
896	DDOGDATADOG INC	750,450	$371K	0.44%	Put
897	AFWALIGN TECHNOLOGY INC	156,654	$371K	0.44%	Put
898	UNHUNITEDHEALTH GROUP INC	1,256,457	$371K	0.44%	Put
899	RRXREGAL BELOIT CORP	4,240	$370K	0.44%
900	HQYHEALTHEQUITY INC	6,300	$370K	0.44%

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