D. E. Shaw & Co., Inc. Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$56.7B

Holdings

2,548

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (2,548 positions)

#StockSharesValue% PortfolioType
401
MDLZMONDELEZ INTL INC
1,129,999$672.0M1.19%Put
402
VASCO DATA SEC INTL INC
608,093$671.0M1.18%
403
BPFHBOSTON PRIVATE FINL HLDGS IN
200,204$669.9M1.18%
404
RIGHTSIDE GROUP LTD
73,451$668.0M1.18%
405
POWLPOWELL INDS INC
16,676$668.0M1.18%
406
LILALIBERTY GLOBAL PLC
498,964$667.1M1.18%
407
IMKTAINGLES MKTS INC
16,861$667.0M1.18%
408
FNBFNB CORP PA
207,093$665.9M1.17%
409
LENDINGCLUB CORP
107,602$665.0M1.17%Call
410
LTCLTC PPTYS INC
12,793$665.0M1.17%
411
IWMISHARES TR
5,326$662.0M1.17%
412
WRLDWORLD ACCEP CORP DEL
13,502$662.0M1.17%
413
WUBAUSD58 COM INC
89,100$661.6M1.17%Put
414
MCDMCDONALDS CORP
5,717,656$659.6M1.16%Put
415
CMGCHIPOTLE MEXICAN GRILL INC
554,759$658.5M1.16%Put
416
VITAMIN SHOPPE INC
24,460$657.0M1.16%
417
CHEFCHEFS WHSE INC
58,707$654.0M1.15%
418
CASHMETA FINL GROUP INC
10,774$653.0M1.15%
419
JONES ENERGY INC
182,426$649.0M1.15%
420
EMNEASTMAN CHEM CO
97,972$647.0M1.14%Put
421
BATRAUSDLIBERTY MEDIA CORP DELAWARE
172,972$646.4M1.14%
422
KODKEASTMAN KODAK CO
42,908$644.0M1.14%
423
PLCECHILDRENS PL INC
8,047$643.0M1.13%
424
CANTEL MEDICAL CORP
8,246$643.0M1.13%
425
TLYSTILLYS INC
68,396$642.0M1.13%
426
LEXMARK INTL INC
489,938$642.0M1.13%Call
427
PENNEY J C INC
3,182,689$641.7M1.13%Put
428
ITWILLINOIS TOOL WKS INC
149,679$640.3M1.13%Put
429
WCNWASTE CONNECTIONS INC
26,299$639.3M1.13%
430
JWNUSDNORDSTROM INC
379,889$636.1M1.12%Put
431
BANK MUTUAL CORP NEW
82,814$636.0M1.12%
432
VNET21VIANET GROUP INC
80,000$636.0M1.12%Call
433
DYNEGY INC NEW DEL
1,154,291$633.7M1.12%Put
434
ENICENERSIS CHILE SA
656,990$632.5M1.12%
435
ESRTEMPIRE ST RLTY TR INC
122,135$631.9M1.11%
436
CVSCVS HEALTH CORP
7,099,265$631.8M1.11%Put
437
HEESEURH & E EQUIPMENT SERVICES INC
37,571$630.0M1.11%
438
KSSKOHLS CORP
582,754$628.9M1.11%Put
439
TSAACI WORLDWIDE INC
279,682$628.8M1.11%
440
QAD INC
27,947$625.0M1.10%
441
CALIFORNIA RES CORP
50,000$625.0M1.10%Call
442
MUMICRON TECHNOLOGY INC
4,594,303$623.1M1.10%Put
443
UEICUNIVERSAL ELECTRS INC
8,369$623.0M1.10%
444
EQIXEQUINIX INC
144,500$622.5M1.10%Put
445
SBUXSTARBUCKS CORP
1,070,109$620.4M1.09%Put
446
MSAMSA SAFETY INC
10,672$619.0M1.09%
447
FHBFIRST HAWAIIAN INC
23,000$618.0M1.09%
448
APCANADARKO PETE CORP
4,353,191$617.5M1.09%Put
449
VNOVORNADO RLTY TR
18,796$617.3M1.09%
450
FRONTLINE LTD
85,931$617.0M1.09%Put
451
AMATAPPLIED MATLS INC
12,001,923$616.6M1.09%Put
452
TAUBMAN CTRS INC
187,415$616.3M1.09%
453
ALBANY MOLECULAR RESH INC
37,264$615.0M1.09%
454
IXIA
490,678$614.5M1.08%
455
AFWALIGN TECHNOLOGY INC
6,553$614.0M1.08%
456
NEWCASTLE INVT CORP NEW
135,198$612.0M1.08%
457
VETVERMILION ENERGY INC
137,854$611.7M1.08%
458
SCSANTANDER CONSUMER USA HDG I
328,897$611.4M1.08%Call
459
LMATLEMAITRE VASCULAR INC
30,808$611.0M1.08%
460
COACH INC
16,701$611.0M1.08%
461
HSN INC
15,353$611.0M1.08%
462
SPWHSPORTSMANS WHSE HLDGS INC
58,060$611.0M1.08%
463
HHC*HOWARD HUGHES CORP
26,800$609.5M1.08%Put
464
CALGON CARBON CORP
39,904$605.0M1.07%
465
CWTCALIFORNIA WTR SVC GROUP
18,808$604.0M1.07%
466
TRCTEJON RANCH CO
24,823$604.0M1.07%
467
ALLIANCE ONE INTL INC
31,497$602.0M1.06%
468
RITE AID CORP
238,057$601.2M1.06%Call
469
RANDGOLD RES LTD
56,655$601.1M1.06%Put
470
BF/BBROWN FORMAN CORP
12,663$601.0M1.06%
471
CLRUSDCONTINENTAL RESOURCES INC
113,844$600.3M1.06%Call
472
ROADRUNNER TRNSN SVCS HLDG I
472,832$600.2M1.06%Call
473
SYNGENTA AG
53,729$600.1M1.06%
474
ULTRATECH INC
806,812$600.0M1.06%
475
OLPONE LIBERTY PPTYS INC
24,845$600.0M1.06%
476
HZN1USDHORIZON GLOBAL CORP
127,320$599.9M1.06%Put
477
BIIBBIOGEN INC
1,913,684$599.0M1.06%Put
478
MANMANPOWERGROUP INC
51,658$598.1M1.06%
479
AWRAMERICAN STS WTR CO
14,910$597.0M1.05%
480
PFGCPERFORMANCE FOOD GROUP CO
24,019$596.0M1.05%
481
COTYCOTY INC
25,314$595.0M1.05%
482
GPIGROUP 1 AUTOMOTIVE INC
33,062$593.5M1.05%Put
483
ALDER BIOPHARMACEUTICALS INC
18,109$593.0M1.05%
484
WILLBROS GROUP INC DEL
315,205$593.0M1.05%
485
INSYEURINSYS THERAPEUTICS INC NEW
50,147$591.0M1.04%
486
HSTHOST HOTELS & RESORTS INC
37,895$591.0M1.04%
487
FBR & CO
44,533$590.0M1.04%
488
ODPEUROFFICE DEPOT INC
164,694$589.0M1.04%
489
SPBSPECTRUM BRANDS HLDGS INC
23,248$588.6M1.04%
490
RRYDER SYS INC
91,544$588.5M1.04%Call
491
KTKT CORP
36,635$588.0M1.04%
492
DDR CORP
713,045$587.9M1.04%
493
GMREUSDGLOBAL MED REIT INC
60,152$587.0M1.04%
494
AUDENTES THERAPEUTICS INC
32,870$585.0M1.03%
495
TRIANGLE CAP CORP
29,688$585.0M1.03%
496
VVISA INC
7,052,496$583.2M1.03%Put
497
TQJSIGNATURE BK NEW YORK N Y
23,368$582.2M1.03%
498
AMBAAMBARELLA INC
1,040,811$582.1M1.03%Put
499
SYMCEURSYMANTEC CORP
3,042,222$580.9M1.02%Put
500
ADAPYADAPTIMMUNE THERAPEUTICS PLC
82,307$580.0M1.02%
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