D. E. Shaw & Co., Inc. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$56.7B
Holdings
2,548
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,548 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | ALAIR LEASE CORP | 285,350 | $579.6M | 1.02% | Put |
| 502 | —VERIFONE SYS INC | 183,158 | $579.3M | 1.02% | Put |
| 503 | JKSJINKOSOLAR HLDG CO LTD | 36,607 | $578.0M | 1.02% | Call |
| 504 | TMUST MOBILE US INC | 1,047,853 | $577.4M | 1.02% | Put |
| 505 | —ANALOGIC CORP | 6,503 | $576.0M | 1.02% | |
| 506 | SF9SANDERSON FARMS INC | 5,984 | $576.0M | 1.02% | |
| 507 | —GENER8 MARITIME INC | 112,410 | $576.0M | 1.02% | |
| 508 | AVYAVERY DENNISON CORP | 7,403 | $576.0M | 1.02% | |
| 509 | MRVLMARVELL TECHNOLOGY GROUP LTD | 3,428,665 | $576.0M | 1.02% | Put |
| 510 | —PRESS GANEY HLDGS INC | 14,228 | $575.0M | 1.01% | |
| 511 | —ROSETTA STONE INC | 67,642 | $574.0M | 1.01% | |
| 512 | —ENERSIS AMERICAS SA | 70,017 | $574.0M | 1.01% | |
| 513 | STNGSCORPIO TANKERS INC | 123,899 | $574.0M | 1.01% | |
| 514 | RRNRED ROBIN GOURMET BURGERS IN | 53,827 | $573.8M | 1.01% | Put |
| 515 | APPFAPPFOLIO INC | 29,469 | $573.0M | 1.01% | |
| 516 | —YADKIN FINL CORP | 120,331 | $572.6M | 1.01% | |
| 517 | —NIELSEN HLDGS PLC | 58,632 | $570.6M | 1.01% | |
| 518 | MPWRMONOLITHIC PWR SYS INC | 76,142 | $569.6M | 1.00% | |
| 519 | OMEROMEROS CORP | 431,339 | $569.2M | 1.00% | |
| 520 | CTRACABOT OIL & GAS CORP | 2,074,600 | $569.0M | 1.00% | Put |
| 521 | VRTSVIRTUS INVT PARTNERS INC | 5,811 | $569.0M | 1.00% | |
| 522 | —BLACK KNIGHT FINL SVCS INC | 13,900 | $569.0M | 1.00% | |
| 523 | —CARBONITE INC | 459,727 | $567.5M | 1.00% | |
| 524 | —IMPAX LABORATORIES INC | 96,341 | $565.7M | 1.00% | |
| 525 | GMGENERAL MTRS CO | 3,673,214 | $565.2M | 1.00% | Put |
| 526 | WMTWAL-MART STORES INC | 7,826,150 | $564.4M | 1.00% | Put |
| 527 | —FIRSTCASH INC | 11,985 | $564.0M | 1.00% | |
| 528 | UHALAMERCO | 1,741 | $564.0M | 1.00% | |
| 529 | DCIDONALDSON INC | 15,084 | $563.0M | 0.99% | |
| 530 | ITCIEURINTRA CELLULAR THERAPIES INC | 36,921 | $563.0M | 0.99% | |
| 531 | DDD3-D SYS CORP DEL | 369,739 | $562.1M | 0.99% | Put |
| 532 | —DUPONT FABROS TECHNOLOGY INC | 13,603 | $561.0M | 0.99% | |
| 533 | —BIOTELEMETRY INC | 200,643 | $560.2M | 0.99% | Call |
| 534 | FQIDIGITAL RLTY TR INC | 63,403 | $559.6M | 0.99% | Put |
| 535 | CVGICOMMERCIAL VEH GROUP INC | 96,583 | $558.0M | 0.98% | |
| 536 | SDRLSEADRILL LIMITED | 233,320 | $558.0M | 0.98% | |
| 537 | —CNINSURE INC | 72,288 | $557.0M | 0.98% | |
| 538 | OKEONEOK INC NEW | 10,831 | $557.0M | 0.98% | |
| 539 | ROCKGIBRALTAR INDS INC | 114,949 | $555.7M | 0.98% | |
| 540 | MFGMIZUHO FINL GROUP INC | 165,268 | $555.0M | 0.98% | |
| 541 | AFGAMERICAN FINL GROUP INC OHIO | 29,108 | $553.6M | 0.98% | |
| 542 | AITAPPLIED INDL TECHNOLOGIES IN | 11,831 | $553.0M | 0.98% | |
| 543 | —ADVANCED SEMICONDUCTOR ENGR | 93,561 | $553.0M | 0.98% | |
| 544 | MMIMARCUS & MILLICHAP INC | 21,149 | $553.0M | 0.98% | |
| 545 | WATWATERS CORP | 3,486 | $552.0M | 0.97% | |
| 546 | LMTLOCKHEED MARTIN CORP | 300,798 | $550.6M | 0.97% | Put |
| 547 | ANATUSDAMERICAN NATL INS CO | 4,509 | $550.0M | 0.97% | |
| 548 | TSQTOWNSQUARE MEDIA INC | 58,640 | $548.0M | 0.97% | |
| 549 | SLCAU S SILICA HLDGS INC | 131,457 | $547.6M | 0.97% | Call |
| 550 | —DEAN FOODS CO NEW | 126,266 | $547.5M | 0.97% | |
| 551 | CUTREURCUTERA INC | 45,839 | $546.0M | 0.96% | |
| 552 | AHHARMADA HOFFLER PPTYS INC | 176,553 | $544.8M | 0.96% | |
| 553 | —JANUS CAP GROUP INC | 867,314 | $542.6M | 0.96% | |
| 554 | RYROYAL BK CDA MONTREAL QUE | 61,274 | $542.3M | 0.96% | |
| 555 | CVGWCALAVO GROWERS INC | 8,276 | $541.0M | 0.95% | |
| 556 | —SCHULMAN A INC | 18,584 | $541.0M | 0.95% | |
| 557 | RYIRYERSON HLDG CORP | 209,649 | $540.8M | 0.95% | |
| 558 | —ASHFORD HOSPITALITY TR INC | 91,713 | $540.0M | 0.95% | |
| 559 | TRVCCITIGROUP INC | 11,406,643 | $538.7M | 0.95% | Put |
| 560 | —COBIZ FINANCIAL INC | 40,438 | $538.0M | 0.95% | |
| 561 | —OSIRIS THERAPEUTICS INC NEW | 108,170 | $537.0M | 0.95% | |
| 562 | MTRNMATERION CORP | 69,850 | $536.6M | 0.95% | |
| 563 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 64,796 | $536.0M | 0.95% | |
| 564 | —ENCANA CORP | 196,859 | $535.5M | 0.94% | Put |
| 565 | ZTSZOETIS INC | 307,640 | $535.5M | 0.94% | Put |
| 566 | —FTD COS INC | 25,950 | $534.0M | 0.94% | |
| 567 | RWTREDWOOD TR INC | 37,530 | $531.0M | 0.94% | |
| 568 | NOG1EURNORTHERN OIL & GAS INC NEV | 197,651 | $530.0M | 0.94% | |
| 569 | MODMODINE MFG CO | 386,630 | $529.1M | 0.93% | |
| 570 | —PIONEER ENERGY SVCS CORP | 130,713 | $528.0M | 0.93% | |
| 571 | FDCFIRST DATA CORP NEW | 40,079 | $527.0M | 0.93% | |
| 572 | LBAIUSDLAKELAND BANCORP INC | 37,516 | $527.0M | 0.93% | |
| 573 | —PRIMO WTR CORP | 43,441 | $527.0M | 0.93% | |
| 574 | —MFC BANCORP LTD | 256,040 | $525.0M | 0.93% | |
| 575 | —WI-LAN INC | 339,500 | $525.0M | 0.93% | |
| 576 | NTRANATERA INC | 47,183 | $524.0M | 0.92% | |
| 577 | UFCSUNITED FIRE GROUP INC | 12,377 | $524.0M | 0.92% | |
| 578 | SSI3EURSTAGE STORES INC | 92,849 | $521.0M | 0.92% | |
| 579 | —GENERAL GROWTH PPTYS INC NEW | 18,837 | $520.0M | 0.92% | |
| 580 | STXSEAGATE TECHNOLOGY PLC | 1,886,932 | $519.3M | 0.92% | Put |
| 581 | NVECNVE CORP | 8,797 | $518.0M | 0.91% | |
| 582 | XOMEXXON MOBIL CORP | 3,441,728 | $516.2M | 0.91% | Put |
| 583 | —BROADSOFT INC | 11,071 | $515.0M | 0.91% | |
| 584 | —STATE BK FINL CORP | 22,521 | $514.0M | 0.91% | |
| 585 | TWITITAN INTL INC ILL | 619,323 | $511.8M | 0.90% | Call |
| 586 | —RAMCO-GERSHENSON PPTYS TR | 27,265 | $511.0M | 0.90% | |
| 587 | BAXBAXTER INTL INC | 725,889 | $510.1M | 0.90% | Put |
| 588 | SPWRQSUNPOWER CORP | 57,039 | $509.0M | 0.90% | Put |
| 589 | CAECAE INC | 35,869 | $509.0M | 0.90% | |
| 590 | JRVRJAMES RIV GROUP LTD | 14,047,238 | $508.5M | 0.90% | |
| 591 | AMEAMETEK INC NEW | 10,607 | $507.0M | 0.89% | |
| 592 | —CREE INC | 133,449 | $504.9M | 0.89% | Put |
| 593 | DRIDARDEN RESTAURANTS INC | 757,913 | $503.0M | 0.89% | |
| 594 | SSDSIMPSON MANUFACTURING CO INC | 34,271 | $503.0M | 0.89% | |
| 595 | GEGGEO GROUP INC NEW | 21,127 | $502.0M | 0.89% | |
| 596 | IBNICICI BK LTD | 6,177,314 | $501.7M | 0.89% | Put |
| 597 | PEBOPEOPLES BANCORP INC | 20,377 | $501.0M | 0.88% | |
| 598 | BANCBANC OF CALIFORNIA INC | 28,650 | $500.0M | 0.88% | Put |
| 599 | NCMIEURNATIONAL CINEMEDIA INC | 33,818 | $498.0M | 0.88% | |
| 600 | LBTYBLIBERTY GLOBAL PLC | 881,384 | $497.3M | 0.88% |