D. E. Shaw & Co., Inc. Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$58.9B
Holdings
2,560
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (2,560 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | —FAIRPOINT COMMUNICATIONS INC | 25,826 | $483.0M | 0.82% | |
| 602 | NVDANVIDIA CORP | 1,124,488 | $482.7M | 0.82% | Put |
| 603 | —TRINITY BIOTECH PLC | 289,916 | $482.5M | 0.82% | |
| 604 | PRAHPRA HEALTH SCIENCES INC | 8,750 | $482.0M | 0.82% | |
| 605 | GMS1EURGMS INC | 16,432 | $481.0M | 0.82% | |
| 606 | HTLDEXPRESS INC | 978,890 | $480.1M | 0.82% | |
| 607 | NDAQNASDAQ INC | 287,585 | $479.8M | 0.82% | |
| 608 | —FOAMIX PHARMACEUTICALS LTD | 43,046 | $478.0M | 0.81% | |
| 609 | ABRARBOR RLTY TR INC | 259,191 | $475.5M | 0.81% | |
| 610 | CTSCTS CORP | 21,111 | $473.0M | 0.80% | |
| 611 | STAASTAAR SURGICAL CO | 43,608 | $473.0M | 0.80% | |
| 612 | WCNWASTE CONNECTIONS INC | 26,849 | $472.6M | 0.80% | |
| 613 | BIDUNBAIDU INC | 404,162 | $471.0M | 0.80% | Put |
| 614 | —CALAMOS ASSET MGMT INC | 54,628 | $467.0M | 0.79% | |
| 615 | FSTRFOSTER L B CO | 155,502 | $466.6M | 0.79% | |
| 616 | WSMWILLIAMS SONOMA INC | 105,493 | $463.6M | 0.79% | Put |
| 617 | PSECPROSPECT CAPITAL CORPORATION | 708,930 | $462.5M | 0.79% | |
| 618 | —ANALOGIC CORP | 5,567 | $462.0M | 0.78% | |
| 619 | KELYAKELLY SVCS INC | 20,156 | $462.0M | 0.78% | |
| 620 | DEDEERE & CO | 2,043,259 | $461.3M | 0.78% | Put |
| 621 | —KITE PHARMA INC | 10,282 | $461.0M | 0.78% | |
| 622 | —FIRST CONN BANCORP INC MD | 20,362 | $461.0M | 0.78% | |
| 623 | OASEUROASIS PETE INC NEW | 430,322 | $460.1M | 0.78% | Put |
| 624 | SSI3EURSTAGE STORES INC | 104,766 | $458.0M | 0.78% | |
| 625 | —MFC BANCORP LTD | 234,182 | $457.0M | 0.78% | |
| 626 | THCTENET HEALTHCARE CORP | 779,429 | $456.1M | 0.77% | Put |
| 627 | WSBFWATERSTONE FINL INC MD | 24,707 | $455.0M | 0.77% | |
| 628 | —STATE NATL COS INC | 32,804 | $455.0M | 0.77% | |
| 629 | —KONA GRILL INC | 36,129 | $453.0M | 0.77% | |
| 630 | —HABIT RESTAURANTS INC | 166,595 | $452.4M | 0.77% | |
| 631 | DEAEASTERLY GOVT PPTYS INC | 22,578 | $452.0M | 0.77% | |
| 632 | UEICUNIVERSAL ELECTRS INC | 7,003 | $452.0M | 0.77% | |
| 633 | —JONES ENERGY INC | 90,157 | $451.0M | 0.77% | |
| 634 | DGXQUEST DIAGNOSTICS INC | 4,903 | $451.0M | 0.77% | |
| 635 | —FRONTLINE LTD | 63,238 | $450.0M | 0.76% | Put |
| 636 | BACBANK AMER CORP | 20,305,709 | $448.8M | 0.76% | Put |
| 637 | WTHWORTHINGTON INDS INC | 40,857 | $447.5M | 0.76% | Call |
| 638 | —TELIGENT INC NEW | 67,436 | $446.0M | 0.76% | |
| 639 | APAMARTISAN PARTNERS ASSET MGMT | 15,007 | $446.0M | 0.76% | |
| 640 | —500 COM LTD | 29,065 | $446.0M | 0.76% | |
| 641 | SFSTIFEL FINL CORP | 43,615 | $445.7M | 0.76% | |
| 642 | PQ3PROVIDENT FINL SVCS INC | 15,714 | $445.0M | 0.76% | |
| 643 | UDRUDR INC | 12,201 | $445.0M | 0.76% | |
| 644 | —HARTE-HANKS INC | 293,889 | $444.0M | 0.75% | |
| 645 | LBTYBLIBERTY GLOBAL PLC | 1,423,076 | $443.7M | 0.75% | |
| 646 | CATCATERPILLAR INC DEL | 1,757,213 | $441.7M | 0.75% | Put |
| 647 | —KEMET CORP | 66,473 | $441.0M | 0.75% | |
| 648 | JRVRJAMES RIV GROUP LTD | 10,597,238 | $440.3M | 0.75% | |
| 649 | VSTMVERASTEM INC | 392,736 | $440.0M | 0.75% | |
| 650 | —ON DECK CAP INC | 95,022 | $440.0M | 0.75% | |
| 651 | CAJPYCANON INC | 15,623 | $440.0M | 0.75% | |
| 652 | FDUSFIDUS INVT CORP | 27,877 | $439.0M | 0.75% | |
| 653 | —JANUS CAP GROUP INC | 32,994 | $438.0M | 0.74% | |
| 654 | MXIMMAXIM INTEGRATED PRODS INC | 1,353,953 | $437.8M | 0.74% | Call |
| 655 | —VASCO DATA SEC INTL INC | 639,317 | $437.3M | 0.74% | |
| 656 | OTXOPEN TEXT CORP | 175,281 | $436.4M | 0.74% | |
| 657 | WMTWAL-MART STORES INC | 6,298,340 | $435.3M | 0.74% | Put |
| 658 | CWCURTISS WRIGHT CORP | 4,418 | $435.0M | 0.74% | |
| 659 | —GLOBAL NET LEASE INC | 55,493 | $435.0M | 0.74% | |
| 660 | NDSNNORDSON CORP | 3,869 | $434.0M | 0.74% | |
| 661 | —GOLDEN STAR RES LTD CDA | 582,057 | $434.0M | 0.74% | |
| 662 | ENRENERGIZER HLDGS INC NEW | 72,113 | $433.8M | 0.74% | |
| 663 | PNWPINNACLE WEST CAP CORP | 31,806 | $433.1M | 0.74% | |
| 664 | MFAUSDMFA FINL INC | 56,752 | $433.0M | 0.74% | |
| 665 | BLKBBLACKBAUD INC | 6,764 | $433.0M | 0.74% | |
| 666 | SILCSILICOM LTD | 10,545 | $433.0M | 0.74% | |
| 667 | —AVID TECHNOLOGY INC | 97,920 | $431.0M | 0.73% | |
| 668 | —BARRACUDA NETWORKS INC | 84,128 | $430.4M | 0.73% | Call |
| 669 | MYEMYERS INDS INC | 30,058 | $430.0M | 0.73% | |
| 670 | WSBCWESBANCO INC | 9,997 | $430.0M | 0.73% | |
| 671 | HSICSCHEIN HENRY INC | 2,828 | $429.0M | 0.73% | |
| 672 | —INTEGRATED DEVICE TECHNOLOGY | 18,162 | $428.0M | 0.73% | |
| 673 | —ZIX CORP | 1,022,477 | $427.6M | 0.73% | |
| 674 | MCRIMONARCH CASINO & RESORT INC | 16,568 | $427.0M | 0.73% | |
| 675 | CCUCOMPANIA CERVECERIAS UNIDAS | 73,614 | $426.1M | 0.72% | |
| 676 | WINAWINMARK CORP | 3,380 | $426.0M | 0.72% | |
| 677 | AMGAFFILIATED MANAGERS GROUP | 173,201 | $424.8M | 0.72% | Put |
| 678 | AEMAGNICO EAGLE MINES LTD | 10,093 | $424.0M | 0.72% | |
| 679 | —SHUTTERFLY INC | 296,843 | $423.5M | 0.72% | |
| 680 | PBCTEURPEOPLES UNITED FINANCIAL INC | 21,862 | $423.0M | 0.72% | |
| 681 | HWCHANCOCK HLDG CO | 68,200 | $422.5M | 0.72% | |
| 682 | —ESSENDANT INC | 86,553 | $422.4M | 0.72% | |
| 683 | —SURGICAL CARE AFFILIATES INC | 9,115 | $422.0M | 0.72% | |
| 684 | —APPROACH RESOURCES INC | 125,890 | $422.0M | 0.72% | |
| 685 | UHALAMERCO | 1,141 | $422.0M | 0.72% | |
| 686 | —FLEXION THERAPEUTICS INC | 22,100 | $420.0M | 0.71% | |
| 687 | —KLR ENERGY ACQUISITION CORP | 300,100 | $420.0M | 0.71% | |
| 688 | IDTIDT CORP | 22,633 | $420.0M | 0.71% | |
| 689 | NOVEURNATIONAL OILWELL VARCO INC | 482,829 | $418.7M | 0.71% | Put |
| 690 | 9990302DAPACHE CORP | 392,300 | $418.5M | 0.71% | Put |
| 691 | —TRC COS INC | 39,411 | $418.0M | 0.71% | |
| 692 | ESSESSEX PPTY TR INC | 1,793 | $417.0M | 0.71% | |
| 693 | IBOCINTERNATIONAL BANCSHARES COR | 10,220 | $417.0M | 0.71% | |
| 694 | —BLUCORA INC | 396,153 | $416.4M | 0.71% | |
| 695 | UFCSUNITED FIRE GROUP INC | 8,466 | $416.0M | 0.71% | |
| 696 | —MVC CAPITAL INC | 48,469 | $416.0M | 0.71% | |
| 697 | RRNRED ROBIN GOURMET BURGERS IN | 67,397 | $415.4M | 0.71% | Put |
| 698 | —CALIFORNIA RES CORP | 19,471 | $415.0M | 0.70% | |
| 699 | INFIQINFINITY PHARMACEUTICALS INC | 306,529 | $414.0M | 0.70% | |
| 700 | LOWLOWES COS INC | 1,828,647 | $413.8M | 0.70% | Put |