D. E. Shaw & Co., Inc. Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$58.9B

Holdings

2,560

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (2,560 positions)

#StockSharesValue% PortfolioType
701
HORTONWORKS INC
236,557$411.6M0.70%
702
BNEDBARNES & NOBLE ED INC
35,835$411.0M0.70%
703
AVALGRUPO AVAL ACCIONES Y VALORE
51,731$411.0M0.70%
704
XELXCEL ENERGY INC
10,084$410.0M0.70%
705
TRECORA RES
29,588$410.0M0.70%
706
IDAIDACORP INC
5,086$410.0M0.70%
707
TSNTYSON FOODS INC
29,900$408.4M0.69%Put
708
ADAPYADAPTIMMUNE THERAPEUTICS PLC
100,523$407.0M0.69%
709
SPNEUSDSEASPINE HLDGS CORP
51,476$407.0M0.69%
710
SPUSDSP PLUS CORP
14,430$406.0M0.69%
711
UBNTEURUBIQUITI NETWORKS INC
225,339$405.6M0.69%Call
712
SRCE1ST SOURCE CORP
9,068$405.0M0.69%
713
TBNKUSDTERRITORIAL BANCORP INC
12,322$405.0M0.69%
714
TXTERNIUM SA
314,180$403.2M0.68%
715
ENDURANCE SPECIALTY HLDGS LT
4,366$403.0M0.68%
716
BIOTIME INC
111,273$402.0M0.68%
717
DSGDESCARTES SYS GROUP INC
18,800$401.0M0.68%
718
DXLGDESTINATION XL GROUP INC
94,144$400.0M0.68%
719
GSTEURGASTAR EXPL INC NEW
257,974$400.0M0.68%
720
HBANHUNTINGTON BANCSHARES INC
1,085,965$399.0M0.68%Call
721
SYYSYSCO CORP
1,034,931$399.0M0.68%
722
GPIGROUP 1 AUTOMOTIVE INC
20,700$398.2M0.68%Put
723
HAMHARMONY GOLD MNG LTD
180,273$398.0M0.68%
724
HEMISPHERE MEDIA GROUP INC
35,537$398.0M0.68%
725
RGSUSDREGIS CORP MINN
424,285$397.8M0.68%
726
INTERSECT ENT INC
32,817$397.0M0.67%
727
AVDAMERICAN VANGUARD CORP
20,718$397.0M0.67%
728
WGL HLDGS INC
42,122$395.8M0.67%
729
ALSALLSTATE CORP
2,138,481$395.3M0.67%Call
730
HAYNUSDHAYNES INTERNATIONAL INC
9,178$395.0M0.67%
731
SPARK THERAPEUTICS INC
7,925$395.0M0.67%
732
ITCIEURINTRA CELLULAR THERAPIES INC
118,390$394.4M0.67%
733
CASCADE BANCORP
48,411$393.0M0.67%
734
BXPBOSTON PROPERTIES INC
3,124$393.0M0.67%
735
DOEURDIAMOND OFFSHORE DRILLING IN
1,135,689$392.7M0.67%
736
EXPEEXPEDIA INC DEL
581,219$392.5M0.67%Put
737
CMRXEURCHIMERIX INC
549,706$392.1M0.67%
738
NSZNETSCOUT SYS INC
12,422$391.0M0.66%
739
NOCNORTHROP GRUMMAN CORP
81,500$390.6M0.66%Put
740
MTRNMATERION CORP
73,734$390.5M0.66%
741
ACELRX PHARMACEUTICALS INC
150,131$390.0M0.66%
742
LMEURLEGG MASON INC
930,254$389.5M0.66%Put
743
TWXCHFTIME WARNER INC
4,027,627$388.8M0.66%Put
744
KPTIEURKARYOPHARM THERAPEUTICS INC
41,270$387.0M0.66%
745
FETUSDFORUM ENERGY TECHNOLOGIES IN
17,541$386.0M0.66%
746
SKYWSKYWEST INC
10,603$386.0M0.66%
747
SLABSILICON LABORATORIES INC
47,790$385.7M0.66%
748
ZNGAEURZYNGA INC
8,887,918$384.5M0.65%
749
LDELANDEC CORP
27,760$383.0M0.65%
750
NLSUSDNAUTILUS INC
20,713$383.0M0.65%
751
KSUEURKANSAS CITY SOUTHERN
1,016,537$383.0M0.65%Put
752
TDYTELEDYNE TECHNOLOGIES INC
3,094$381.0M0.65%
753
KAIKADANT INC
6,221$381.0M0.65%
754
EXAR CORP
476,906$378.8M0.64%
755
STEIN MART INC
333,665$377.5M0.64%
756
JUNO THERAPEUTICS INC
20,000$377.0M0.64%Put
757
CMCSACOMCAST CORP NEW
5,450,709$376.4M0.64%Put
758
PWIPOWER INTEGRATIONS INC
5,538$376.0M0.64%
759
OPKOPKO HEALTH INC
40,171$374.0M0.64%
760
AYIACUITY BRANDS INC
34,884$373.7M0.63%Put
761
FIDELITY & GTY LIFE
15,710$372.0M0.63%
762
BBWBUILD A BEAR WORKSHOP
27,055$372.0M0.63%
763
ALNYALNYLAM PHARMACEUTICALS INC
225,126$371.1M0.63%Put
764
CIENCIENA CORP
220,233$371.0M0.63%Put
765
APARTMENT INVT & MGMT CO
8,156$371.0M0.63%
766
FIFTH STREET FINANCE CORP
69,128$371.0M0.63%
767
SCHLSCHOLASTIC CORP
7,817$371.0M0.63%
768
THERAPEUTICSMD INC
64,179$370.0M0.63%
769
MNROMONRO MUFFLER BRAKE INC
6,461$370.0M0.63%
770
IPINTL PAPER CO
48,100$368.2M0.63%Put
771
ZZILLOW GROUP INC
72,404$367.3M0.62%Call
772
ZIONZIONS BANCORPORATION
361,242$367.2M0.62%Call
773
GAINGLADSTONE INVT CORP
43,398$367.0M0.62%
774
DREW INDS INC
13,391$366.1M0.62%Put
775
AUDENTES THERAPEUTICS INC
20,008$366.0M0.62%
776
CARAEURCARA THERAPEUTICS INC
39,340$365.0M0.62%
777
AGFIRST MAJESTIC SILVER CORP
47,642$364.0M0.62%
778
IRTINDEPENDENCE RLTY TR INC
40,750$363.0M0.62%
779
ITWILLINOIS TOOL WKS INC
162,198$362.5M0.62%Put
780
HMNHORACE MANN EDUCATORS CORP N
8,442$361.0M0.61%
781
HFWAHERITAGE FINL CORP WASH
82,487$360.8M0.61%
782
ZBRAZEBRA TECHNOLOGIES CORP
307,915$360.1M0.61%Call
783
COR1EURCORESITE RLTY CORP
4,534$360.0M0.61%
784
DDD3-D SYS CORP DEL
27,100$360.0M0.61%Put
785
BBBLACKBERRY LTD
2,226,055$360.0M0.61%Put
786
BCRUSDBARD C R INC
1,600$359.0M0.61%
787
METAFACEBOOK INC
3,117,144$358.6M0.61%Put
788
KTKT CORP
25,397$358.0M0.61%
789
GALENA BIOPHARMA INC
184,337$358.0M0.61%
790
FCPTFOUR CORNERS PPTY TR INC
308,893$357.0M0.61%
791
FRANCESCAS HLDGS CORP
177,465$356.8M0.61%
792
CTRECARETRUST REIT INC
183,072$356.5M0.61%
793
TBBKBANCORP INC DEL
45,235$356.0M0.60%
794
CWTCALIFORNIA WTR SVC GROUP
10,499$356.0M0.60%
795
FELEFRANKLIN ELEC INC
9,161$356.0M0.60%
796
ECHO GLOBAL LOGISTICS INC
14,182$355.0M0.60%
797
MEDIA GEN INC NEW
18,850$355.0M0.60%
798
OVASCIENCE INC
231,222$354.0M0.60%
799
INGRINGREDION INC
31,400$353.6M0.60%Put
800
SDRLSEADRILL LIMITED
102,542$352.0M0.60%
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