Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q1 2016 Filing

Filed April 21, 2016

Portfolio Value

$413.5M

Holdings

104

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (104 positions)

#	Stock	Shares	Value	% Portfolio
1	VCSHVANGUARD SCOTTSDALE FDS	1,013,845	$81.1M	19.62%
2	VCITVANGUARD SCOTTSDALE FDS	594,160	$51.6M	12.49%
3	VTIPVANGUARD MALVERN FDS	747,652	$36.7M	8.88%
4	SCHXSCHWAB STRATEGIC TR	709,618	$34.7M	8.38%
5	SHYISHARES TR	336,039	$28.6M	6.91%
6	SJNKSPDR SER TR	671,392	$17.3M	4.19%
7	VEAVANGUARD TAX MANAGED INTL FD	477,140	$17.1M	4.14%
8	IEMGISHARES INC	364,838	$15.2M	3.67%
9	VNQVANGUARD INDEX FDS	177,927	$14.9M	3.61%
10	VVVANGUARD INDEX FDS	109,295	$10.3M	2.49%
11	HYMBSPDR SERIES TRUST	98,251	$5.7M	1.37%
12	TIPISHARES TR	40,162	$4.6M	1.11%
13	EMBISHARES TR	38,145	$4.2M	1.02%
14	VTIVANGUARD INDEX FDS	39,399	$4.1M	1.00%
15	SCHZSCHWAB STRATEGIC TR	77,331	$4.1M	0.99%
16	MUBISHARES TR	33,854	$3.8M	0.91%
17	AAPLAPPLE INC	23,122	$2.5M	0.61%
18	MSFTMICROSOFT CORP	41,778	$2.3M	0.56%
19	FMUSDISHARES	88,823	$2.2M	0.53%
20	IVVISHARES TR	9,877	$2.0M	0.49%
21	—CLAYMORE EXCHANGE TRD FD TR	96,070	$2.0M	0.49%
22	—CLAYMORE EXCHANGE TRD FD TR	89,482	$2.0M	0.49%
23	—CLAYMORE EXCHANGE TRD FD TR	91,629	$2.0M	0.49%
24	AQLTISHARES TR	37,951	$2.0M	0.49%
25	SCHPSCHWAB STRATEGIC TR	34,902	$1.9M	0.47%
26	SCHESCHWAB STRATEGIC TR	92,319	$1.9M	0.46%
27	—CLAYMORE EXCHANGE TRD FD TR	89,611	$1.9M	0.46%
28	CACCAMDEN NATL CORP	44,513	$1.9M	0.45%
29	—CLAYMORE EXCHANGE TRD FD TR	86,394	$1.8M	0.45%
30	SHMSPDR SER TR	37,670	$1.8M	0.44%
31	SUBISHARES TR	16,750	$1.8M	0.43%
32	AGGISHARES TR	14,704	$1.6M	0.39%
33	SPSBSPDR SERIES TRUST	50,559	$1.5M	0.37%
34	INTCINTEL CORP	46,781	$1.5M	0.37%
35	—CLAYMORE EXCHANGE TRD FD TR	65,465	$1.4M	0.33%
36	VNQIVANGUARD INTL EQUITY INDEX F	25,391	$1.4M	0.33%
37	—CLAYMORE EXCHANGE TRD FD TR	63,393	$1.3M	0.32%
38	—MARKET VECTORS ETF TR	40,298	$1.3M	0.31%
39	SCZISHARES TR	24,496	$1.2M	0.30%
40	SPYSPDR S&P 500 ETF TR	5,897	$1.2M	0.29%
41	RWRSPDR SERIES TRUST	12,603	$1.2M	0.29%
42	IGSBISHARES TR	11,281	$1.2M	0.29%
43	VTVANGUARD INTL EQUITY INDEX F	20,361	$1.2M	0.28%
44	BSVVANGUARD BD INDEX FD INC	14,224	$1.1M	0.28%
45	SPIBSPDR SERIES TRUST	33,141	$1.1M	0.27%
46	—MARKET VECTORS ETF TR	46,036	$1.1M	0.27%
47	SCHFSCHWAB STRATEGIC TR	41,099	$1.1M	0.27%
48	IWCISHARES TR	16,074	$1.1M	0.26%
49	VYMVANGUARD WHITEHALL FDS INC	15,812	$1.1M	0.26%
50	CVXCHEVRON CORP NEW	10,828	$1.0M	0.25%
51	—CLAYMORE EXCHANGE TRD FD TR	35,673	$921K	0.22%
52	—CLAYMORE EXCHANGE TRD FD TR	38,004	$917K	0.22%
53	—CLAYMORE EXCHANGE TRD FD TR	35,447	$904K	0.22%
54	GEGENERAL ELECTRIC CO	28,052	$892K	0.22%
55	SBUXSTARBUCKS CORP	14,471	$864K	0.21%
56	—CLAYMORE EXCHANGE TRD FD TR	35,538	$822K	0.20%
57	—CLAYMORE EXCHANGE TRD FD TR	35,833	$818K	0.20%
58	FPFFIRST TR EXCH TRD ALPHA FD I	41,044	$790K	0.19%
59	VTVVANGUARD INDEX FDS	9,511	$784K	0.19%
60	—CLAYMORE EXCHANGE TRD FD TR	33,232	$777K	0.19%
61	EFAISHARES TR	13,214	$755K	0.18%
62	PGPROCTER & GAMBLE CO	9,063	$746K	0.18%
63	WPSISHARES TR	15,949	$583K	0.14%
64	DWXSPDR INDEX SHS FDS	16,498	$579K	0.14%
65	XOMEXXON MOBIL CORP	6,781	$567K	0.14%
66	IEIISHARES TR	4,456	$561K	0.14%
67	VIGVANGUARD SPECIALIZED PORTFOL	6,693	$544K	0.13%
68	RWOSPDR INDEX SHS FDS	10,960	$537K	0.13%
69	HYSPIMCO ETF TR	5,447	$506K	0.12%
70	AMZNAMAZON COM INC	835	$496K	0.12%
71	SCHCSCHWAB STRATEGIC TR	16,729	$484K	0.12%
72	LQDISHARES TR	3,946	$469K	0.11%
73	AMGNAMGEN INC	3,067	$460K	0.11%
74	GILDGILEAD SCIENCES INC	4,611	$424K	0.10%
75	DESWISDOMTREE TR	6,146	$422K	0.10%
76	BACBANK AMER CORP	29,846	$404K	0.10%
77	USBUS BANCORP DEL	9,846	$400K	0.10%
78	EWXSPDR INDEX SHS FDS	10,095	$393K	0.10%
79	COSTCOSTCO WHSL CORP NEW	2,460	$388K	0.09%
80	BNDVANGUARD BD INDEX FD INC	4,668	$387K	0.09%
81	DISDISNEY WALT CO	3,652	$363K	0.09%
82	—POWERSHARES ETF TR II	13,901	$346K	0.08%
83	SLVISHARES SILVER TRUST	23,485	$345K	0.08%
84	MMM3M CO	2,071	$345K	0.08%
85	KOCOCA COLA CO	7,192	$334K	0.08%
86	IBMINTERNATIONAL BUSINESS MACHS	2,185	$331K	0.08%
87	NKENIKE INC	5,324	$327K	0.08%
88	COPCONOCOPHILLIPS	8,019	$323K	0.08%
89	DEMWISDOMTREE TR	9,159	$319K	0.08%
90	DLSWISDOMTREE TR	5,278	$311K	0.08%
91	QQQPOWERSHARES QQQ TRUST	2,821	$308K	0.07%
92	JNJJOHNSON & JOHNSON	2,754	$298K	0.07%
93	LUVSOUTHWEST AIRLS CO	6,460	$289K	0.07%
94	TWTRUSDTWITTER INC	17,209	$285K	0.07%
95	CSCOCISCO SYS INC	9,732	$277K	0.07%
96	EBNDSPDR SERIES TRUST	9,879	$266K	0.06%
97	DHRDANAHER CORP DEL	2,646	$251K	0.06%
98	METAFACEBOOK INC	2,076	$237K	0.06%
99	XFEBFIRST TR EXCHANGE-TRADED FD	12,493	$233K	0.06%
100	BRK-BBERKSHIRE HATHAWAY INC DEL	1	$213K	0.05%

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