Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q1 2017 Filing

Filed May 12, 2017

Portfolio Value

$401.3M

Holdings

129

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (129 positions)

#	Stock	Shares	Value	% Portfolio
1	VCSHVANGUARD SCOTTSDALE FDS	1,072,903	$85.6M	21.32%
2	VCITVANGUARD SCOTTSDALE FDS	618,676	$53.4M	13.32%
3	VTIPVANGUARD MALVERN FDS	727,727	$36.0M	8.97%
4	SHYISHARES TR	362,573	$30.6M	7.64%
5	IEMGISHARES INC	415,323	$19.8M	4.95%
6	SJNKSPDR SER TR	624,408	$17.5M	4.35%
7	VNQVANGUARD INDEX FDS	125,581	$10.4M	2.58%
8	VVVANGUARD INDEX FDS	90,223	$9.8M	2.43%
9	SCHXSCHWAB STRATEGIC TR	171,349	$9.6M	2.40%
10	SHMSPDR SER TR	180,463	$8.7M	2.18%
11	MUBISHARES TR	46,625	$5.1M	1.27%
12	HYMBSPDR SERIES TRUST	85,263	$4.8M	1.20%
13	VTIVANGUARD INDEX FDS	38,805	$4.7M	1.17%
14	EMBISHARES TR	40,086	$4.6M	1.14%
15	SCHZSCHWAB STRATEGIC TR	84,465	$4.4M	1.09%
16	TIPISHARES TR	32,025	$3.7M	0.92%
17	VEAVANGUARD TAX MANAGED INTL FD	88,043	$3.5M	0.86%
18	MSFTMICROSOFT CORP	44,567	$2.9M	0.73%
19	—VANECK VECTORS ETF TR	88,136	$2.7M	0.67%
20	AAPLAPPLE INC	17,404	$2.5M	0.62%
21	FMUSDISHARES	88,821	$2.5M	0.61%
22	VYMVANGUARD WHITEHALL FDS INC	30,912	$2.4M	0.60%
23	SCHESCHWAB STRATEGIC TR	94,175	$2.3M	0.56%
24	CACCAMDEN NATL CORP	47,019	$2.1M	0.52%
25	—CLAYMORE EXCHANGE TRD FD TR	97,097	$2.1M	0.51%
26	—CLAYMORE EXCHANGE TRD FD TR	95,403	$2.0M	0.50%
27	—CLAYMORE EXCHANGE TRD FD TR	88,345	$2.0M	0.50%
28	—CLAYMORE EXCHANGE TRD FD TR	90,462	$1.9M	0.48%
29	SCHPSCHWAB STRATEGIC TR	32,597	$1.8M	0.45%
30	VNQIVANGUARD INTL EQUITY INDEX F	33,373	$1.8M	0.44%
31	—CLAYMORE EXCHANGE TRD FD TR	81,730	$1.7M	0.43%
32	SCZISHARES TR	28,066	$1.5M	0.38%
33	—CLAYMORE EXCHANGE TRD FD TR	69,737	$1.5M	0.37%
34	INTCINTEL CORP	39,666	$1.4M	0.36%
35	DWXSPDR INDEX SHS FDS	36,348	$1.4M	0.34%
36	RWRSPDR SERIES TRUST	14,765	$1.4M	0.34%
37	—CLAYMORE EXCHANGE TRD FD TR	65,137	$1.3M	0.34%
38	AMZNAMAZON COM INC	1,440	$1.3M	0.32%
39	VTVANGUARD INTL EQUITY INDEX F	19,123	$1.2M	0.31%
40	SPYSPDR S&P 500 ETF TR	5,098	$1.2M	0.30%
41	AGGISHARES TR	10,804	$1.2M	0.29%
42	IVVISHARES TR	4,735	$1.1M	0.28%
43	SBUXSTARBUCKS CORP	19,199	$1.1M	0.28%
44	CVXCHEVRON CORP NEW	10,432	$1.1M	0.28%
45	DESWISDOMTREE TR	13,713	$1.1M	0.28%
46	IGSBISHARES TR	10,124	$1.1M	0.27%
47	—VANECK VECTORS ETF TR	42,306	$992K	0.25%
48	MATWMATTHEWS INTL CORP	13,806	$934K	0.23%
49	VTVVANGUARD INDEX FDS	9,677	$923K	0.23%
50	SPIBSPDR SERIES TRUST	25,970	$886K	0.22%
51	GEGENERAL ELECTRIC CO	29,614	$883K	0.22%
52	—CLAYMORE EXCHANGE TRD FD TR	34,595	$847K	0.21%
53	—CLAYMORE EXCHANGE TRD FD TR	31,931	$809K	0.20%
54	—CLAYMORE EXCHANGE TRD FD TR	32,554	$802K	0.20%
55	DLSWISDOMTREE TR	12,253	$802K	0.20%
56	ITOTISHARES TR	14,586	$788K	0.20%
57	—CLAYMORE EXCHANGE TRD FD TR	30,797	$770K	0.19%
58	—CLAYMORE EXCHANGE TRD FD TR	30,151	$763K	0.19%
59	PGPROCTER AND GAMBLE CO	8,412	$756K	0.19%
60	SPSBSPDR SERIES TRUST	24,705	$756K	0.19%
61	AQLTISHARES TR	12,528	$726K	0.18%
62	XFEBFIRST TR EXCHANGE-TRADED FD	36,811	$719K	0.18%
63	—CLAYMORE EXCHANGE TRD FD TR	26,727	$687K	0.17%
64	IWCISHARES TR	7,795	$668K	0.17%
65	VIGVANGUARD SPECIALIZED PORTFOL	7,408	$666K	0.17%
66	USBUS BANCORP DEL	12,727	$655K	0.16%
67	FPFFIRST TR EXCH TRD ALPHA FD I	28,300	$648K	0.16%
68	IVEISHARES TR	6,175	$642K	0.16%
69	BSVVANGUARD BD INDEX FD INC	8,053	$642K	0.16%
70	QQQPOWERSHARES QQQ TRUST	4,840	$641K	0.16%
71	SLYGSPDR SERIES TRUST	3,000	$638K	0.16%
72	IVWISHARES TR	4,705	$619K	0.15%
73	COSTCOSTCO WHSL CORP NEW	3,665	$615K	0.15%
74	JNJJOHNSON & JOHNSON	4,843	$603K	0.15%
75	EFAISHARES TR	9,394	$585K	0.15%
76	DEMWISDOMTREE TR	14,210	$580K	0.14%
77	USIGISHARES TR	5,244	$576K	0.14%
78	HYSPIMCO ETF TR	5,458	$552K	0.14%
79	BABOEING CO	3,066	$542K	0.14%
80	FTSLFIRST TR EXCHANGE TRADED FD	10,754	$520K	0.13%
81	VBRVANGUARD INDEX FDS	4,214	$518K	0.13%
82	SCHCSCHWAB STRATEGIC TR	16,415	$514K	0.13%
83	DISDISNEY WALT CO	4,480	$508K	0.13%
84	PIIMPINJ INC	16,581	$502K	0.13%
85	AMGNAMGEN INC	3,042	$499K	0.12%
86	EWXSPDR INDEX SHS FDS	10,739	$487K	0.12%
87	METAFACEBOOK INC	3,364	$478K	0.12%
88	XOMEXXON MOBIL CORP	5,461	$448K	0.11%
89	SLVISHARES SILVER TRUST	23,485	$405K	0.10%
90	WPSISHARES TR	11,387	$404K	0.10%
91	IEIISHARES TR	3,217	$396K	0.10%
92	TAT&T INC	9,402	$391K	0.10%
93	IBMINTERNATIONAL BUSINESS MACHS	2,180	$380K	0.09%
94	GOOGALPHABET INC	455	$377K	0.09%
95	—POWERSHARES ETF TR II	13,901	$346K	0.09%
96	SCHFSCHWAB STRATEGIC TR	11,522	$344K	0.09%
97	GOOGLALPHABET INC	404	$343K	0.09%
98	NKENIKE INC	5,929	$330K	0.08%
99	RWOSPDR INDEX SHS FDS	6,914	$326K	0.08%
100	BACBANK AMER CORP	13,812	$326K	0.08%

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