Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q1 2018 Filing

Filed May 14, 2018

Portfolio Value

$507.0M

Holdings

202

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (202 positions)

#	Stock	Shares	Value	% Portfolio
1	VCSHVANGUARD SCOTTSDALE FDS	857,412	$101.5M	20.01%
2	VCITVANGUARD SCOTTSDALE FDS	483,226	$62.2M	12.27%
3	VTIPVANGUARD MALVERN FDS	633,767	$44.1M	8.70%
4	DEDEERE & CO	250,279	$34.0M	6.71%
5	SHYISHARES TR	209,631	$30.7M	6.06%
6	IEMGISHARES INC	324,442	$26.6M	5.25%
7	SJNKSPDR SER TR	570,327	$22.1M	4.35%
8	COSCNO FINL GROUP INC	269,511	$21.0M	4.14%
9	VNQVANGUARD INDEX FDS	108,683	$11.7M	2.31%
10	VVVANGUARD INDEX FDS	58,959	$9.9M	1.96%
11	SCHXSCHWAB STRATEGIC TR	78,031	$9.5M	1.88%
12	HYMBSPDR SERIES TRUST	128,340	$8.9M	1.75%
13	SHMSPDR SER TR	147,762	$8.5M	1.68%
14	EMBISHARES TR	51,970	$6.5M	1.29%
15	LHLABORATORY CORP AMER HLDGS	18,080	$6.0M	1.18%
16	AMLPUSDALPS ETF TR	15,618	$6.0M	1.18%
17	PHGKONINKLIJKE PHILIPS N V	14,380	$6.0M	1.18%
18	MSFTMICROSOFT CORP	45,194	$5.7M	1.12%
19	USBUS BANCORP DEL	106,746	$5.4M	1.07%
20	VTIVANGUARD INDEX FDS	27,827	$5.3M	1.04%
21	MUBISHARES TR	33,692	$5.2M	1.03%
22	XFEBFIRST TR EXCHANGE-TRADED FD	232,058	$5.1M	1.01%
23	SCHZSCHWAB STRATEGIC TR	51,216	$4.9M	0.97%
24	VEAVANGUARD TAX MANAGED INTL FD	72,503	$4.3M	0.84%
25	AAPLAPPLE INC	10,382	$4.0M	0.78%
26	AMZNAMAZON COM INC	863	$3.9M	0.76%
27	SPYSPDR S&P 500 ETF TR	11,736	$3.5M	0.69%
28	FMUSDISHARES INC	65,657	$3.1M	0.60%
29	HEHAWAIIAN ELEC INDUSTRIES	74,395	$3.0M	0.59%
30	AMRNAMARIN CORP PLC	15,268	$3.0M	0.59%
31	TIPISHARES TR	12,308	$3.0M	0.59%
32	PGPROCTER AND GAMBLE CO	14,073	$2.9M	0.58%
33	VYMVANGUARD WHITEHALL FDS INC	21,420	$2.7M	0.54%
34	—VANECK VECTORS ETF TR	66,513	$2.6M	0.52%
35	SCHESCHWAB STRATEGIC TR	92,706	$2.5M	0.49%
36	IVVISHARES TR	7,955	$2.4M	0.47%
37	VNQIVANGUARD INTL EQUITY INDEX F	25,020	$2.1M	0.42%
38	HASHASBRO INC	45,061	$2.0M	0.39%
39	BBYBEST BUY INC	166,115	$2.0M	0.39%
40	INTCINTEL CORP	37,793	$2.0M	0.39%
41	COMTISHARES US ETF TR	43,177	$1.9M	0.37%
42	TDYTELEDYNE TECHNOLOGIES INC	9,966	$1.9M	0.37%
43	QQQPOWERSHARES QQQ TRUST	11,738	$1.9M	0.37%
44	SCHPSCHWAB STRATEGIC TR	18,899	$1.8M	0.36%
45	SCZISHARES TR	25,953	$1.8M	0.36%
46	—CLAYMORE EXCHANGE TRD FD TR	95,002	$1.8M	0.36%
47	—CLAYMORE EXCHANGE TRD FD TR	71,333	$1.8M	0.35%
48	DWXSPDR INDEX SHS FDS	30,842	$1.8M	0.35%
49	—CLAYMORE EXCHANGE TRD FD TR	75,880	$1.8M	0.35%
50	DLSWISDOMTREE TR	6,980	$1.8M	0.35%
51	IWCISHARES TR	13,510	$1.7M	0.34%
52	CACCAMDEN NATL CORP	0	$1.7M	0.34%
53	BABOEING CO	5,553	$1.7M	0.33%
54	VTVVANGUARD INDEX FDS	15,271	$1.7M	0.33%
55	—CLAYMORE EXCHANGE TRD FD TR	60,030	$1.6M	0.31%
56	RWRSPDR SERIES TRUST	13,088	$1.5M	0.30%
57	SBUXSTARBUCKS CORP	18,342	$1.5M	0.29%
58	DESWISDOMTREE TR	36,036	$1.4M	0.28%
59	CVXCHEVRON CORP NEW	6,667	$1.4M	0.28%
60	MCHPMICROCHIP TECHNOLOGY INC	15,418	$1.4M	0.28%
61	VTVANGUARD INTL EQUITY INDEX F	13,578	$1.4M	0.28%
62	—PS BUSINESS PKS INC CALIF	12,548	$1.4M	0.28%
63	METAFACEBOOK INC	5,747	$1.2M	0.24%
64	—CLAYMORE EXCHANGE TRD FD TR	44,552	$1.2M	0.24%
65	—CLAYMORE EXCHANGE TRD FD TR	45,463	$1.2M	0.23%
66	FPFFIRST TR EXCH TRD ALPHA FD I	22,332	$1.0M	0.20%
67	SDOGALPS ETF TR	13,964	$1.0M	0.20%
68	SCHRSCHWAB STRATEGIC TR	21,577	$1.0M	0.20%
69	—VANECK VECTORS ETF TR	34,271	$995K	0.20%
70	—CLAYMORE EXCHANGE TRD FD TR	36,170	$967K	0.19%
71	—CLAYMORE EXCHANGE TRD FD TR	46,673	$944K	0.19%
72	DEMWISDOMTREE TR	13,240	$934K	0.18%
73	—CLAYMORE EXCHANGE TRD FD TR	35,897	$930K	0.18%
74	NKENIKE INC	9,194	$924K	0.18%
75	COSTCOSTCO WHSL CORP NEW	4,162	$919K	0.18%
76	—CLAYMORE EXCHANGE TRD FD TR	35,996	$906K	0.18%
77	SPSBSPDR SERIES TRUST	26,441	$893K	0.18%
78	VUGVANGUARD INDEX FDS	6,285	$892K	0.18%
79	AQLTISHARES TR	9,971	$889K	0.18%
80	—CLAYMORE EXCHANGE TRD FD TR	33,948	$888K	0.18%
81	BRK/BBERKSHIRE HATHAWAY INC DEL	5,666	$882K	0.17%
82	JNJJOHNSON & JOHNSON	5,084	$878K	0.17%
83	EWXSPDR INDEX SHS FDS	8,474	$831K	0.16%
84	AGGISHARES TR	2,444	$816K	0.16%
85	MATWMATTHEWS INTL CORP	225	$793K	0.16%
86	MCDMCDONALDS CORP	4,812	$752K	0.15%
87	SCHCSCHWAB STRATEGIC TR	16,823	$748K	0.15%
88	VWOVANGUARD INTL EQUITY INDEX F	10,550	$726K	0.14%
89	VIGVANGUARD GROUP	4,163	$716K	0.14%
90	XOMEXXON MOBIL CORP	7,393	$713K	0.14%
91	—CLAYMORE EXCHANGE TRD FD TR	24,996	$709K	0.14%
92	SLYGSPDR SERIES TRUST	3,000	$698K	0.14%
93	AMGNAMGEN INC	4,468	$692K	0.14%
94	GOOGALPHABET INC	3,005	$675K	0.13%
95	IGSBISHARES TR	686	$667K	0.13%
96	EFAISHARES TR	8,856	$667K	0.13%
97	IVEISHARES TR	5,480	$665K	0.13%
98	SPIBSPDR SERIES TRUST	19,882	$661K	0.13%
99	JPMJPMORGAN CHASE & CO	5,375	$646K	0.13%
100	SCHFSCHWAB STRATEGIC TR	6,831	$620K	0.12%

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