Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q1 2019 Filing

Filed May 13, 2019

Portfolio Value

$687.3M

Holdings

234

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (234 positions)

#	Stock	Shares	Value	% Portfolio
1	VCSHVANGUARD SCOTTSDALE FDS	1,388,807	$110.8M	16.12%
2	VCITVANGUARD SCOTTSDALE FDS	796,061	$69.2M	10.06%
3	VTIPVANGUARD MALVERN FDS	1,215,051	$59.1M	8.61%
4	SHYISHARES TR	400,129	$33.7M	4.90%
5	IEMGISHARES INC	626,922	$32.4M	4.72%
6	SJNKSPDR SER TR	1,083,700	$29.5M	4.30%
7	VNQVANGUARD INDEX FDS	220,703	$19.2M	2.79%
8	HYMBSPDR SERIES TRUST	244,329	$14.0M	2.04%
9	SPYSPDR S&P 500 ETF TR	38,986	$11.0M	1.60%
10	SHMSPDR SER TR	218,798	$10.6M	1.54%
11	VVVANGUARD INDEX FDS	78,132	$10.1M	1.48%
12	SCHXSCHWAB STRATEGIC TR	140,958	$9.5M	1.39%
13	MSFTMICROSOFT CORP	79,796	$9.4M	1.37%
14	MUBISHARES TR	70,273	$7.8M	1.14%
15	AAPLAPPLE INC	40,909	$7.8M	1.13%
16	AMZNAMAZON COM INC	4,335	$7.7M	1.12%
17	SCHCSCHWAB STRATEGIC TR	237,970	$7.7M	1.12%
18	XFEBFIRST TR EXCHANGE-TRADED FD	382,575	$7.3M	1.06%
19	IWCISHARES TR	68,685	$6.4M	0.93%
20	USBUS BANCORP DEL	130,417	$6.3M	0.91%
21	VTIVANGUARD INDEX FDS	39,661	$5.7M	0.83%
22	QUALISHARES TR	63,995	$5.7M	0.82%
23	BABOEING CO	14,757	$5.6M	0.82%
24	IQLTISHARES TR	169,114	$4.9M	0.72%
25	SCHZSCHWAB STRATEGIC TR	92,960	$4.8M	0.70%
26	COMTISHARES US ETF TR	140,002	$4.6M	0.67%
27	FTSLFIRST TR EXCHANGE TRADED FD	87,559	$4.1M	0.60%
28	VNQIVANGUARD INTL EQUITY INDEX F	66,429	$4.0M	0.58%
29	VSSVANGUARD INTL EQUITY INDEX F	36,509	$3.8M	0.55%
30	VTVVANGUARD INDEX FDS	34,079	$3.7M	0.53%
31	CVXCHEVRON CORP NEW	26,020	$3.2M	0.47%
32	SCHESCHWAB STRATEGIC TR	110,686	$2.9M	0.42%
33	VYMVANGUARD WHITEHALL FDS INC	33,231	$2.8M	0.41%
34	DWXSPDR INDEX SHS FDS	73,616	$2.8M	0.41%
35	FMUSDISHARES INC	97,849	$2.8M	0.41%
36	VEAVANGUARD TAX MANAGED INTL FD	66,858	$2.7M	0.40%
37	COSTCOSTCO WHSL CORP NEW	11,268	$2.7M	0.40%
38	SPSBSPDR SERIES TRUST	86,898	$2.7M	0.39%
39	TIPISHARES TR	22,161	$2.5M	0.36%
40	DLSWISDOMTREE TR	36,680	$2.4M	0.35%
41	BSCLINVESCO EXCH TRD SLF IDX FD	114,117	$2.4M	0.35%
42	—INVESCO EXCH TRD SLF IDX FD	112,431	$2.4M	0.34%
43	BSCKINVESCO EXCH TRD SLF IDX FD	111,320	$2.4M	0.34%
44	INTCINTEL CORP	42,834	$2.3M	0.33%
45	HYDVANECK VECTORS ETF TR	36,394	$2.3M	0.33%
46	MRKMERCK & CO INC	26,814	$2.2M	0.32%
47	XOMEXXON MOBIL CORP	27,262	$2.2M	0.32%
48	NDQINVESCO QQQ TR	12,153	$2.2M	0.32%
49	TDYTELEDYNE TECHNOLOGIES INC	9,088	$2.2M	0.31%
50	BSCMUSDINVESCO EXCH TRD SLF IDX FD	101,119	$2.1M	0.31%
51	SBUXSTARBUCKS CORP	28,194	$2.1M	0.30%
52	QQQINVESCO EXCH TRD SLF IDX FD	98,731	$2.1M	0.30%
53	—PS BUSINESS PKS INC CALIF	12,345	$1.9M	0.28%
54	DHRDANAHER CORPORATION	14,407	$1.9M	0.28%
55	SPIBSPDR SERIES TRUST	54,259	$1.9M	0.27%
56	ROKROCKWELL AUTOMATION INC	10,025	$1.8M	0.26%
57	EFVISHARES TR	35,944	$1.8M	0.26%
58	BSCOINVESCO EXCH TRD SLF IDX FD	83,765	$1.7M	0.25%
59	IBMINTERNATIONAL BUSINESS MACHS	11,981	$1.7M	0.25%
60	PGPROCTER AND GAMBLE CO	16,053	$1.7M	0.24%
61	DESWISDOMTREE TR	59,751	$1.6M	0.24%
62	VBVANGUARD INDEX FDS	10,580	$1.6M	0.24%
63	RWRSPDR SERIES TRUST	16,230	$1.6M	0.23%
64	SCHPSCHWAB STRATEGIC TR	29,081	$1.6M	0.23%
65	BSCPINVESCO EXCH TRD SLF IDX FD	76,854	$1.6M	0.23%
66	SCZISHARES TR	27,293	$1.6M	0.23%
67	METAFACEBOOK INC	9,393	$1.6M	0.23%
68	IVVISHARES TR	5,387	$1.5M	0.22%
69	HDHOME DEPOT INC	7,799	$1.5M	0.22%
70	JNJJOHNSON & JOHNSON	10,599	$1.5M	0.22%
71	AMDADVANCED MICRO DEVICES INC	56,500	$1.4M	0.21%
72	VVISA INC	9,058	$1.4M	0.21%
73	DEMWISDOMTREE TR	30,526	$1.3M	0.19%
74	PFEPFIZER INC	30,732	$1.3M	0.19%
75	VTVANGUARD INTL EQUITY INDEX F	17,422	$1.3M	0.19%
76	MCDMCDONALDS CORP	6,589	$1.3M	0.18%
77	CACCAMDEN NATL CORP	29,299	$1.2M	0.18%
78	VWOVANGUARD INTL EQUITY INDEX F	27,959	$1.2M	0.17%
79	FPFFIRST TR EXCH TRD ALPHA FD I	43,920	$1.1M	0.16%
80	DISDISNEY WALT CO	9,885	$1.1M	0.16%
81	SCHBSCHWAB STRATEGIC TR	15,657	$1.1M	0.15%
82	PBPINVESCO EXCHANGE TRADED FD T	50,480	$1.1M	0.15%
83	VUGVANGUARD INDEX FDS	6,689	$1.0M	0.15%
84	CSCOCISCO SYS INC	19,192	$1.0M	0.15%
85	ITMVANECK VECTORS ETF TR	21,001	$1.0M	0.15%
86	NKENIKE INC	12,142	$1.0M	0.15%
87	WAFDWASHINGTON FED INC	34,773	$1.0M	0.15%
88	GOOGLALPHABET INC	850	$1.0M	0.15%
89	MCHPMICROCHIP TECHNOLOGY INC	11,840	$982K	0.14%
90	STIPISHARES TR	9,722	$969K	0.14%
91	VIGVANGUARD GROUP	8,828	$968K	0.14%
92	SPLKCHFSPLUNK INC	7,642	$952K	0.14%
93	GOOGALPHABET INC	803	$942K	0.14%
94	EWEDWARDS LIFESCIENCES CORP	4,860	$930K	0.14%
95	FDMFIRST TR DJS MICROCAP INDEX	20,745	$926K	0.13%
96	AMGNAMGEN INC	4,815	$915K	0.13%
97	BSVVANGUARD BD INDEX FD INC	11,263	$896K	0.13%
98	EWXSPDR INDEX SHS FDS	19,989	$891K	0.13%
99	—INVESCO EXCH TRD SLF IDX FD	36,754	$882K	0.13%
100	IWBISHARES TR	5,519	$868K	0.13%

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