Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q1 2020 Filing

Filed May 11, 2020

Portfolio Value

$914.8M

Holdings

312

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (312 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	VCSHVANGUARD SCOTTSDALE FDS	1,578,292	$124.8M	13.65%
2	VTIPVANGUARD MALVERN FDS	1,583,432	$77.1M	8.43%
3	VCITVANGUARD SCOTTSDALE FDS	862,440	$75.1M	8.21%
4	VGSHVANGUARD SCOTTSDALE FDS	672,314	$41.9M	4.58%
5	SJNKSPDR SER TR	1,292,578	$30.5M	3.33%
6	IEMGISHARES INC	602,413	$24.4M	2.66%
7	SPYSPDR S&P 500 ETF TR	90,362	$23.3M	2.55%	Put
8	AAPLAPPLE INC	88,086	$22.4M	2.45%
9	IQLTISHARES TR	646,995	$16.7M	1.83%
10	MSFTMICROSOFT CORP	105,179	$16.6M	1.81%	Call
11	VNQVANGUARD INDEX FDS	232,930	$16.3M	1.78%
12	VEAVANGUARD TAX-MANAGED INTL FD	439,550	$14.7M	1.60%
13	VTVVANGUARD INDEX FDS	159,935	$14.2M	1.56%
14	QUALISHARES TR	170,079	$13.8M	1.51%
15	EFVISHARES TR	303,553	$10.8M	1.18%
16	AMZNAMAZON COM INC	5,040	$9.8M	1.07%	Call
17	VVVANGUARD INDEX FDS	78,552	$9.3M	1.02%
18	XFEBFIRST TR EXCH TRADED FD III	553,800	$9.1M	0.99%
19	MUBISHARES TR	78,868	$8.9M	0.97%
20	SHMSPDR SER TR	179,345	$8.8M	0.96%
21	SCHXSCHWAB STRATEGIC TR	142,677	$8.7M	0.96%
22	VSSVANGUARD INTL EQUITY INDEX F	109,044	$8.5M	0.93%
23	VBVANGUARD INDEX FDS	68,195	$7.9M	0.86%
24	IWCISHARES TR	114,881	$7.7M	0.84%
25	FTSLFIRST TR EXCHANGE-TRADED FD	174,647	$7.3M	0.80%
26	HYMBSPDR SER TR	131,006	$7.2M	0.78%
27	FPFFIRST TR EXCHANGE TRADED ALP	379,858	$6.7M	0.73%
28	RSRELIANCE STEEL & ALUMINUM CO	76,131	$6.7M	0.73%
29	AMDADVANCED MICRO DEVICES INC	138,116	$6.3M	0.69%
30	VVISA INC	35,305	$5.7M	0.62%
31	HYDVANECK VECTORS ETF TR	104,369	$5.5M	0.60%
32	VWOVANGUARD INTL EQUITY INDEX F	153,047	$5.1M	0.56%
33	VTIVANGUARD INDEX FDS	39,334	$5.1M	0.55%
34	SCHZSCHWAB STRATEGIC TR	89,856	$4.9M	0.53%
35	SPSBSPDR SER TR	159,393	$4.8M	0.53%
36	EWXSPDR INDEX SHS FDS	133,589	$4.4M	0.48%
37	VBRVANGUARD INDEX FDS	48,308	$4.3M	0.47%
38	SHYISHARES TR	47,586	$4.1M	0.45%
39	NDQINVESCO QQQ TR	21,650	$4.1M	0.45%
40	COSTCOSTCO WHSL CORP NEW	14,179	$4.0M	0.44%
41	SCHVSCHWAB STRATEGIC TR	82,085	$3.6M	0.40%
42	FNDFSCHWAB STRATEGIC TR	171,239	$3.6M	0.39%
43	PBPINVESCO EXCHANGE TRADED FD T	209,158	$3.5M	0.38%
44	SCHESCHWAB STRATEGIC TR	166,341	$3.4M	0.38%
45	INTCINTEL CORP	63,342	$3.4M	0.37%
46	NFLXNETFLIX INC	8,552	$3.2M	0.35%
47	SCHCSCHWAB STRATEGIC TR	126,206	$3.1M	0.34%
48	VYMVANGUARD WHITEHALL FDS	43,132	$3.1M	0.33%
49	DWXSPDR INDEX SHS FDS	99,198	$3.0M	0.33%
50	VNQIVANGUARD INTL EQUITY INDEX F	70,597	$3.0M	0.33%
51	CHKEURCHESAPEAKE ENERGY CORP	19,960	$3.0M	0.33%
52	JNJJOHNSON & JOHNSON	21,118	$2.8M	0.30%
53	IVVISHARES TR	10,671	$2.8M	0.30%
54	BABOEING CO	18,376	$2.7M	0.30%	Call
55	MRKMERCK & CO. INC	33,867	$2.6M	0.28%
56	BSVVANGUARD BD INDEX FDS	31,676	$2.6M	0.28%
57	NVDANVIDIA CORP	9,587	$2.5M	0.28%	Call
58	PGPROCTER & GAMBLE CO	22,958	$2.5M	0.28%
59	FNDESCHWAB STRATEGIC TR	117,882	$2.4M	0.26%
60	SBUXSTARBUCKS CORP	35,987	$2.4M	0.26%
61	FDMFIRST TR DOW JONES SELECT MI	75,225	$2.4M	0.26%
62	TIPISHARES TR	19,744	$2.3M	0.25%
63	BSCLINVESCO EXCH TRD SLF IDX FD	106,631	$2.2M	0.24%
64	BSCKINVESCO EXCH TRD SLF IDX FD	106,043	$2.2M	0.24%
65	BSCMUSDINVESCO EXCH TRD SLF IDX FD	105,012	$2.2M	0.24%
66	SPIBSPDR SER TR	62,198	$2.1M	0.23%
67	CVXCHEVRON CORP NEW	29,016	$2.1M	0.23%
68	QQQINVESCO EXCH TRD SLF IDX FD	99,564	$2.1M	0.23%
69	DHRDANAHER CORPORATION	14,907	$2.1M	0.23%
70	FMUSDISHARES INC	91,158	$1.9M	0.21%
71	SCHPSCHWAB STRATEGIC TR	33,669	$1.9M	0.21%
72	BSCOINVESCO EXCH TRD SLF IDX FD	93,508	$1.9M	0.21%
73	METAFACEBOOK INC	11,445	$1.9M	0.21%
74	IJSISHARES TR	18,869	$1.9M	0.21%
75	TDYTELEDYNE TECHNOLOGIES INC	6,322	$1.9M	0.21%
76	VOOVANGUARD INDEX FDS	7,903	$1.9M	0.20%
77	BLKCHFBLACKROCK INC	4,246	$1.9M	0.20%
78	PFEPFIZER INC	56,638	$1.8M	0.20%
79	USBUS BANCORP DEL	50,684	$1.7M	0.19%
80	SHWSHERWIN WILLIAMS CO	3,795	$1.7M	0.19%
81	MCDMCDONALDS CORP	10,132	$1.7M	0.18%
82	—PS BUSINESS PKS INC CALIF	12,345	$1.7M	0.18%
83	GOOGALPHABET INC	1,430	$1.7M	0.18%
84	SCZISHARES TR	35,288	$1.6M	0.17%
85	BSCPINVESCO EXCH TRD SLF IDX FD	76,216	$1.6M	0.17%
86	ABTABBOTT LABS	18,988	$1.5M	0.16%	Call
87	IBMINTERNATIONAL BUSINESS MACHS	13,368	$1.5M	0.16%
88	BACVERIZON COMMUNICATIONS INC	26,395	$1.4M	0.15%
89	DLSWISDOMTREE TR	29,478	$1.4M	0.15%
90	BRK/BBERKSHIRE HATHAWAY INC DEL	7,722	$1.4M	0.15%
91	IWNISHARES TR	17,018	$1.4M	0.15%
92	VUGVANGUARD INDEX FDS	8,880	$1.4M	0.15%
93	BSCQINVESCO EXCH TRD SLF IDX FD	70,512	$1.4M	0.15%
94	DESWISDOMTREE TR	76,686	$1.4M	0.15%
95	GOOGLALPHABET INC	1,187	$1.4M	0.15%
96	XOMEXXON MOBIL CORP	36,249	$1.4M	0.15%
97	SCHASCHWAB STRATEGIC TR	26,098	$1.3M	0.15%
98	DEMWISDOMTREE TR	41,698	$1.3M	0.15%
99	TAT&T INC	45,772	$1.3M	0.15%
100	HYSPIMCO ETF TR	15,549	$1.3M	0.15%

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