Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$1.2B

Holdings

391

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (391 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	VCSHVANGUARD SCOTTSDALE FDS	1,626,098	$134.2M	10.75%
2	VTIPVANGUARD MALVERN FDS	1,762,654	$90.8M	7.28%
3	VCITVANGUARD SCOTTSDALE FDS	844,933	$78.6M	6.30%
4	VGSHVANGUARD SCOTTSDALE FDS	695,164	$42.8M	3.43%
5	SJNKSPDR SER TR	1,359,466	$37.2M	2.98%
6	IEMGISHARES INC	542,550	$34.9M	2.80%
7	QUALISHARES TR	253,884	$30.9M	2.48%
8	IQLTISHARES TR	796,202	$29.0M	2.32%
9	AAPLAPPLE INC	232,762	$28.4M	2.28%
10	VTVVANGUARD INDEX FDS	209,899	$27.6M	2.21%
11	MSFTMICROSOFT CORP	112,527	$26.5M	2.13%
12	EFVISHARES TR	469,296	$23.9M	1.92%
13	VNQVANGUARD INDEX FDS	258,250	$23.7M	1.90%
14	AMZNAMAZON COM INC	6,684	$20.7M	1.66%	Call
15	ADBEADOBE SYSTEMS INCORPORATED	33,137	$15.8M	1.26%
16	RSRELIANCE STEEL & ALUMINUM CO	91,694	$14.0M	1.12%
17	VBRVANGUARD INDEX FDS	83,154	$13.8M	1.10%
18	IWCISHARES TR	86,254	$12.7M	1.02%
19	JNJJOHNSON & JOHNSON	76,352	$12.5M	1.01%
20	VSSVANGUARD INTL EQUITY INDEX F	90,030	$11.6M	0.93%
21	ZZILLOW GROUP INC	86,330	$11.2M	0.90%
22	VVVANGUARD INDEX FDS	58,477	$10.8M	0.87%
23	VEAVANGUARD TAX-MANAGED INTL FD	207,963	$10.2M	0.82%
24	SPYSPDR S&P 500 ETF TR	25,286	$10.0M	0.80%
25	XFEBFIRST TR EXCH TRADED FD III	472,518	$9.5M	0.76%
26	SCHXSCHWAB STRATEGIC TR	96,350	$9.3M	0.74%
27	MUBISHARES TR	70,430	$8.2M	0.65%
28	VBVANGUARD INDEX FDS	37,253	$8.0M	0.64%
29	FPFFIRST TR EXCH TRD ALPHDX FD	298,063	$7.9M	0.63%
30	HYMBSPDR SER TR	122,241	$7.3M	0.58%
31	SHMSPDR SER TR	144,018	$7.1M	0.57%
32	VWOVANGUARD INTL EQUITY INDEX F	135,585	$7.1M	0.57%
33	METAFACEBOOK INC	23,808	$7.0M	0.56%
34	ESGDISHARES TR	89,459	$6.8M	0.54%
35	SCHESCHWAB STRATEGIC TR	202,795	$6.4M	0.52%
36	SCHVSCHWAB STRATEGIC TR	97,614	$6.4M	0.51%
37	FNDFSCHWAB STRATEGIC TR	193,953	$6.2M	0.50%
38	VTIVANGUARD INDEX FDS	29,858	$6.2M	0.49%
39	FTSLFIRST TR EXCHANGE-TRADED FD	128,153	$6.1M	0.49%
40	IVVISHARES TR	14,563	$5.8M	0.46%
41	EWXSPDR INDEX SHS FDS	104,566	$5.8M	0.46%
42	VVISA INC	26,960	$5.7M	0.46%
43	IJSISHARES TR	51,604	$5.2M	0.42%
44	VNQIVANGUARD INTL EQUITY INDEX F	92,334	$5.1M	0.41%
45	GOOGALPHABET INC	2,387	$4.9M	0.40%
46	SCHZSCHWAB STRATEGIC TR	91,363	$4.9M	0.39%
47	MGKVANGUARD WORLD FD	23,464	$4.9M	0.39%
48	COSTCOSTCO WHSL CORP NEW	13,656	$4.8M	0.39%
49	SPSBSPDR SER TR	145,693	$4.6M	0.37%
50	HYDVANECK VECTORS ETF TR	73,242	$4.6M	0.36%
51	NULVNUSHARES ETF TR	123,956	$4.5M	0.36%
52	INTCINTEL CORP	70,063	$4.5M	0.36%
53	NDQINVESCO QQQ TR	14,040	$4.5M	0.36%
54	MGCVANGUARD WORLD FD	29,104	$4.1M	0.33%
55	CSCOCISCO SYS INC	77,509	$4.0M	0.32%
56	SCHCSCHWAB STRATEGIC TR	101,308	$4.0M	0.32%
57	DWXSPDR INDEX SHS FDS	103,000	$3.9M	0.31%
58	NFLXNETFLIX INC	7,518	$3.9M	0.31%
59	AVDVAMERICAN CENTY ETF TR	60,538	$3.8M	0.30%
60	VYMVANGUARD WHITEHALL FDS	36,420	$3.7M	0.29%
61	ESGEISHARES INC	83,003	$3.6M	0.29%
62	—BLUCORA INC	214,247	$3.6M	0.29%
63	MGVVANGUARD WORLD FD	37,179	$3.5M	0.28%
64	ESMLISHARES TR	89,665	$3.5M	0.28%
65	SCHFSCHWAB STRATEGIC TR	89,983	$3.4M	0.27%
66	GOOGLALPHABET INC	1,627	$3.4M	0.27%
67	PGPROCTER AND GAMBLE CO	23,037	$3.1M	0.25%
68	ORCLORACLE CORP	44,241	$3.1M	0.25%
69	FNDESCHWAB STRATEGIC TR	98,455	$3.0M	0.24%
70	FDMFIRST TR DOW JONES SELECT MI	48,639	$2.9M	0.23%
71	NUMVNUSHARES ETF TR	84,167	$2.9M	0.23%
72	ACNACCENTURE PLC IRELAND	10,316	$2.9M	0.23%
73	SPIBSPDR SER TR	77,871	$2.8M	0.23%
74	DESWISDOMTREE TR	89,810	$2.8M	0.22%
75	BLKCHFBLACKROCK INC	3,593	$2.7M	0.22%
76	SHWSHERWIN WILLIAMS CO	3,510	$2.6M	0.21%
77	DLSWISDOMTREE TR	35,331	$2.6M	0.20%
78	IWNISHARES TR	15,954	$2.5M	0.20%
79	SCHASCHWAB STRATEGIC TR	25,462	$2.5M	0.20%
80	BRK/BBERKSHIRE HATHAWAY INC DEL	9,781	$2.5M	0.20%
81	DEMWISDOMTREE TR	55,756	$2.5M	0.20%
82	VSGXVANGUARD WORLD FD	39,953	$2.5M	0.20%
83	CVXCHEVRON CORP NEW	23,354	$2.4M	0.20%
84	EFGISHARES TR	24,344	$2.4M	0.20%
85	BABOEING CO	9,287	$2.4M	0.19%
86	BACVERIZON COMMUNICATIONS INC	40,588	$2.4M	0.19%
87	VTVANGUARD INTL EQUITY INDEX F	23,872	$2.3M	0.19%
88	SBUXSTARBUCKS CORP	21,240	$2.3M	0.19%
89	7HPHP INC	72,880	$2.3M	0.19%
90	NKENIKE INC	16,724	$2.2M	0.18%
91	PBPINVESCO EXCHANGE TRADED FD T	100,783	$2.2M	0.17%
92	VUGVANGUARD INDEX FDS	8,387	$2.2M	0.17%
93	HDHOME DEPOT INC	7,064	$2.2M	0.17%
94	MCDMCDONALDS CORP	9,427	$2.1M	0.17%
95	USBUS BANCORP DEL	38,074	$2.1M	0.17%
96	TSLATESLA INC	2,937	$2.0M	0.16%
97	CDNACAREDX INC	28,476	$1.9M	0.16%
98	HYSPIMCO ETF TR	19,256	$1.9M	0.15%
99	—PS BUSINESS PKS INC CALIF	12,345	$1.9M	0.15%
100	TIPISHARES TR	15,152	$1.9M	0.15%

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