Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q2 2016 Filing

Filed August 1, 2016

Portfolio Value

$380.8M

Holdings

107

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (107 positions)

#	Stock	Shares	Value	% Portfolio
1	VCSHVANGUARD SCOTTSDALE FDS	1,009,840	$81.6M	21.44%
2	VCITVANGUARD SCOTTSDALE FDS	585,000	$52.3M	13.74%
3	VTIPVANGUARD MALVERN FDS	783,584	$38.8M	10.18%
4	SHYISHARES TR	321,749	$27.5M	7.21%
5	SJNKSPDR SER TR	710,831	$19.2M	5.04%
6	IEMGISHARES INC	377,869	$15.8M	4.15%
7	SCHXSCHWAB STRATEGIC TR	301,610	$15.0M	3.94%
8	VNQVANGUARD INDEX FDS	135,217	$12.0M	3.15%
9	VVVANGUARD INDEX FDS	98,580	$9.4M	2.48%
10	HYMBSPDR SERIES TRUST	114,752	$6.9M	1.80%
11	VEAVANGUARD TAX MANAGED INTL FD	170,031	$6.0M	1.58%
12	TIPISHARES TR	38,743	$4.5M	1.19%
13	EMBISHARES TR	38,143	$4.4M	1.15%
14	SCHZSCHWAB STRATEGIC TR	77,429	$4.2M	1.09%
15	MUBISHARES TR	35,401	$4.0M	1.06%
16	VTIVANGUARD INDEX FDS	36,860	$4.0M	1.04%
17	FMUSDISHARES	90,503	$2.2M	0.58%
18	MSFTMICROSOFT CORP	42,788	$2.2M	0.57%
19	SCHESCHWAB STRATEGIC TR	98,362	$2.1M	0.55%
20	—CLAYMORE EXCHANGE TRD FD TR	87,369	$2.0M	0.52%
21	—CLAYMORE EXCHANGE TRD FD TR	92,208	$2.0M	0.52%
22	—CLAYMORE EXCHANGE TRD FD TR	91,891	$2.0M	0.52%
23	SHMSPDR SER TR	40,116	$2.0M	0.52%
24	SCHPSCHWAB STRATEGIC TR	34,355	$1.9M	0.51%
25	AAPLAPPLE INC	20,252	$1.9M	0.51%
26	—CLAYMORE EXCHANGE TRD FD TR	86,722	$1.9M	0.49%
27	—CLAYMORE EXCHANGE TRD FD TR	82,751	$1.8M	0.48%
28	SUBISHARES TR	16,750	$1.8M	0.47%
29	IVVISHARES TR	7,629	$1.6M	0.42%
30	CACCAMDEN NATL CORP	36,713	$1.5M	0.40%
31	SPSBSPDR SERIES TRUST	49,429	$1.5M	0.40%
32	INTCINTEL CORP	46,241	$1.5M	0.40%
33	AGGISHARES TR	12,859	$1.4M	0.38%
34	—CLAYMORE EXCHANGE TRD FD TR	64,714	$1.4M	0.37%
35	—CLAYMORE EXCHANGE TRD FD TR	64,639	$1.4M	0.37%
36	SCZISHARES TR	28,501	$1.4M	0.36%
37	—VANECK VECTORS ETF TR	40,563	$1.3M	0.34%
38	SBUXSTARBUCKS CORP	21,472	$1.2M	0.32%
39	VTVANGUARD INTL EQUITY INDEX F	20,206	$1.2M	0.31%
40	—VANECK VECTORS ETF TR	46,036	$1.1M	0.30%
41	SPYSPDR S&P 500 ETF TR	5,409	$1.1M	0.30%
42	SPIBSPDR SERIES TRUST	31,941	$1.1M	0.29%
43	RWRSPDR SERIES TRUST	10,878	$1.1M	0.28%
44	BSVVANGUARD BD INDEX FD INC	13,039	$1.1M	0.28%
45	VYMVANGUARD WHITEHALL FDS INC	14,712	$1.1M	0.28%
46	IGSBISHARES TR	9,604	$1.0M	0.27%
47	CVXCHEVRON CORP NEW	9,498	$996K	0.26%
48	VNQIVANGUARD INTL EQUITY INDEX F	17,926	$969K	0.25%
49	VTVVANGUARD INDEX FDS	10,899	$926K	0.24%
50	—CLAYMORE EXCHANGE TRD FD TR	35,014	$903K	0.24%
51	—CLAYMORE EXCHANGE TRD FD TR	36,276	$901K	0.24%
52	—CLAYMORE EXCHANGE TRD FD TR	37,532	$889K	0.23%
53	—CLAYMORE EXCHANGE TRD FD TR	33,452	$865K	0.23%
54	—CLAYMORE EXCHANGE TRD FD TR	34,604	$832K	0.22%
55	—CLAYMORE EXCHANGE TRD FD TR	34,205	$811K	0.21%
56	PGPROCTER & GAMBLE CO	9,380	$794K	0.21%
57	GEGENERAL ELECTRIC CO	23,191	$730K	0.19%
58	EFAISHARES TR	12,891	$720K	0.19%
59	HYSPIMCO ETF TR	7,347	$712K	0.19%
60	AQLTISHARES TR	13,530	$702K	0.18%
61	IWCISHARES TR	9,771	$691K	0.18%
62	AMZNAMAZON COM INC	835	$598K	0.16%
63	DWXSPDR INDEX SHS FDS	16,481	$580K	0.15%
64	FPFFIRST TR EXCH TRD ALPHA FD I	29,004	$557K	0.15%
65	XOMEXXON MOBIL CORP	5,640	$529K	0.14%
66	AMGNAMGEN INC	3,292	$501K	0.13%
67	DESWISDOMTREE TR	6,911	$495K	0.13%
68	VIGVANGUARD SPECIALIZED PORTFOL	5,913	$492K	0.13%
69	WPSISHARES TR	13,052	$480K	0.13%
70	SCHCSCHWAB STRATEGIC TR	16,567	$477K	0.13%
71	LQDISHARES TR	3,835	$471K	0.12%
72	SCHFSCHWAB STRATEGIC TR	16,891	$458K	0.12%
73	IEIISHARES TR	3,568	$454K	0.12%
74	RWOSPDR INDEX SHS FDS	8,468	$426K	0.11%
75	SLVISHARES SILVER TRUST	23,485	$420K	0.11%
76	COSTCOSTCO WHSL CORP NEW	2,543	$399K	0.10%
77	USBUS BANCORP DEL	9,846	$397K	0.10%
78	BACBANK AMER CORP	28,011	$372K	0.10%
79	GILDGILEAD SCIENCES INC	4,443	$371K	0.10%
80	DISDISNEY WALT CO	3,689	$361K	0.09%
81	BNDVANGUARD BD INDEX FD INC	4,193	$353K	0.09%
82	DLSWISDOMTREE TR	6,268	$352K	0.09%
83	—POWERSHARES ETF TR II	13,901	$346K	0.09%
84	JNJJOHNSON & JOHNSON	2,848	$345K	0.09%
85	DEMWISDOMTREE TR	9,273	$328K	0.09%
86	MMM3M CO	1,864	$326K	0.09%
87	KOCOCA COLA CO	6,876	$312K	0.08%
88	IJRISHARES TR	2,688	$312K	0.08%
89	NKENIKE INC	5,504	$304K	0.08%
90	CSCOCISCO SYS INC	9,838	$282K	0.07%
91	EBNDSPDR SERIES TRUST	9,984	$278K	0.07%
92	—POWERSHARES QQQ TRUST	2,565	$276K	0.07%
93	DHRDANAHER CORP DEL	2,646	$267K	0.07%
94	IJHISHARES TR	1,758	$263K	0.07%
95	EWXSPDR INDEX SHS FDS	6,558	$258K	0.07%
96	TAT&T INC	5,777	$250K	0.07%
97	VBRVANGUARD INDEX FDS	2,366	$249K	0.07%
98	IBMINTERNATIONAL BUSINESS MACHS	1,587	$241K	0.06%
99	TWTRUSDTWITTER INC	14,154	$239K	0.06%
100	METAFACEBOOK INC	2,076	$237K	0.06%

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