Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q2 2017 Filing

Filed August 10, 2017

Portfolio Value

$410.8B

Holdings

130

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (130 positions)

#	Stock	Shares	Value	% Portfolio
1	VCSHVANGUARD SCOTTSDALE FDS	1,090,057	$87.2B	21.24%
2	VCITVANGUARD SCOTTSDALE FDS	628,536	$55.0B	13.39%
3	VTIPVANGUARD MALVERN FDS	749,255	$36.9B	8.98%
4	SHYISHARES TR	357,176	$30.2B	7.35%
5	IEMGISHARES INC	418,581	$20.9B	5.10%
6	SJNKSPDR SER TR	644,714	$18.0B	4.39%
7	VNQVANGUARD INDEX FDS	128,904	$10.7B	2.61%
8	VVVANGUARD INDEX FDS	87,102	$9.7B	2.35%
9	SCHXSCHWAB STRATEGIC TR	152,756	$8.8B	2.15%
10	SHMSPDR SER TR	168,407	$8.2B	1.99%
11	HYMBSPDR SERIES TRUST	104,737	$6.0B	1.45%
12	MUBISHARES TR	45,014	$5.0B	1.21%
13	VTIVANGUARD INDEX FDS	38,205	$4.8B	1.16%
14	SCHZSCHWAB STRATEGIC TR	88,655	$4.6B	1.13%
15	EMBISHARES TR	39,891	$4.6B	1.11%
16	MSFTMICROSOFT CORP	47,525	$3.3B	0.80%
17	TIPISHARES TR	28,707	$3.3B	0.79%
18	VEAVANGUARD TAX MANAGED INTL FD	75,798	$3.1B	0.76%
19	AAPLAPPLE INC	21,558	$3.1B	0.76%
20	—VANECK VECTORS ETF TR	84,224	$2.6B	0.63%
21	VYMVANGUARD WHITEHALL FDS INC	32,822	$2.6B	0.62%
22	FMUSDISHARES	89,460	$2.6B	0.62%
23	XFEBFIRST TR EXCHANGE-TRADED FD	108,182	$2.2B	0.53%
24	SCHESCHWAB STRATEGIC TR	84,124	$2.1B	0.51%
25	CACCAMDEN NATL CORP	47,019	$2.0B	0.49%
26	—CLAYMORE EXCHANGE TRD FD TR	92,005	$2.0B	0.48%
27	—CLAYMORE EXCHANGE TRD FD TR	89,721	$1.9B	0.46%
28	—CLAYMORE EXCHANGE TRD FD TR	83,795	$1.9B	0.46%
29	—CLAYMORE EXCHANGE TRD FD TR	86,120	$1.9B	0.45%
30	SCHPSCHWAB STRATEGIC TR	32,132	$1.8B	0.43%
31	VNQIVANGUARD INTL EQUITY INDEX F	30,367	$1.7B	0.42%
32	—CLAYMORE EXCHANGE TRD FD TR	78,825	$1.7B	0.41%
33	COMTISHARES U S ETF TR	50,762	$1.7B	0.40%
34	VTVVANGUARD INDEX FDS	16,905	$1.6B	0.40%
35	DWXSPDR INDEX SHS FDS	40,985	$1.6B	0.39%
36	SCZISHARES TR	27,652	$1.6B	0.39%
37	—CLAYMORE EXCHANGE TRD FD TR	63,581	$1.4B	0.33%
38	AMZNAMAZON COM INC	1,388	$1.3B	0.33%
39	INTCINTEL CORP	39,342	$1.3B	0.32%
40	RWRSPDR SERIES TRUST	14,265	$1.3B	0.32%
41	IVVISHARES TR	5,262	$1.3B	0.31%
42	SPYSPDR S&P 500 ETF TR	5,271	$1.3B	0.31%
43	—CLAYMORE EXCHANGE TRD FD TR	59,944	$1.3B	0.31%
44	DESWISDOMTREE TR	15,437	$1.2B	0.30%
45	VTVANGUARD INTL EQUITY INDEX F	18,294	$1.2B	0.30%
46	AGGISHARES TR	10,667	$1.2B	0.28%
47	CVXCHEVRON CORP NEW	10,708	$1.1B	0.27%
48	IGSBISHARES TR	10,342	$1.1B	0.27%
49	—VANECK VECTORS ETF TR	42,306	$1.0B	0.25%
50	SBUXSTARBUCKS CORP	16,894	$985.0M	0.24%
51	—CLAYMORE EXCHANGE TRD FD TR	35,079	$865.0M	0.21%
52	MATWMATTHEWS INTL CORP	13,806	$846.0M	0.21%
53	GEGENERAL ELECTRIC CO	31,107	$840.0M	0.20%
54	—CLAYMORE EXCHANGE TRD FD TR	32,679	$830.0M	0.20%
55	—CLAYMORE EXCHANGE TRD FD TR	33,052	$821.0M	0.20%
56	—CLAYMORE EXCHANGE TRD FD TR	31,270	$787.0M	0.19%
57	DLSWISDOMTREE TR	11,238	$781.0M	0.19%
58	—CLAYMORE EXCHANGE TRD FD TR	30,470	$773.0M	0.19%
59	PGPROCTER AND GAMBLE CO	8,848	$771.0M	0.19%
60	SPIBSPDR SERIES TRUST	22,050	$759.0M	0.18%
61	SPSBSPDR SERIES TRUST	24,705	$757.0M	0.18%
62	JNJJOHNSON & JOHNSON	5,541	$733.0M	0.18%
63	PDCOEURPATTERSON COMPANIES INC	15,000	$704.0M	0.17%
64	—CLAYMORE EXCHANGE TRD FD TR	27,138	$698.0M	0.17%
65	VUGVANGUARD INDEX FDS	5,465	$694.0M	0.17%
66	IWCISHARES TR	7,795	$693.0M	0.17%
67	—POWERSHARES QQQ TRUST	4,963	$683.0M	0.17%
68	SLYGSPDR SERIES TRUST	3,000	$649.0M	0.16%
69	VIGVANGUARD SPECIALIZED PORTFOL	6,993	$648.0M	0.16%
70	IVEISHARES TR	6,175	$648.0M	0.16%
71	BSVVANGUARD BD INDEX FD INC	8,103	$647.0M	0.16%
72	AQLTISHARES TR	10,602	$646.0M	0.16%
73	TAT&T INC	17,083	$645.0M	0.16%
74	DEMWISDOMTREE TR	15,211	$624.0M	0.15%
75	BABOEING CO	3,094	$612.0M	0.15%
76	EFAISHARES TR	9,033	$589.0M	0.14%
77	USBUS BANCORP DEL	11,317	$588.0M	0.14%
78	SCHCSCHWAB STRATEGIC TR	16,435	$553.0M	0.13%
79	METAFACEBOOK INC	3,610	$545.0M	0.13%
80	VBVANGUARD INDEX FDS	3,962	$537.0M	0.13%
81	AMGNAMGEN INC	3,042	$524.0M	0.13%
82	COSTCOSTCO WHSL CORP NEW	3,243	$519.0M	0.13%
83	HYSPIMCO ETF TR	5,049	$512.0M	0.12%
84	XOMEXXON MOBIL CORP	5,928	$479.0M	0.12%
85	DISDISNEY WALT CO	4,480	$476.0M	0.12%
86	GOOGALPHABET INC	523	$475.0M	0.12%
87	GOOGLALPHABET INC	472	$439.0M	0.11%
88	EWXSPDR INDEX SHS FDS	9,269	$433.0M	0.11%
89	BACBANK AMER CORP	17,518	$425.0M	0.10%
90	FTSLFIRST TR EXCHANGE TRADED FD	8,687	$420.0M	0.10%
91	FPFFIRST TR EXCH TRD ALPHA FD I	17,605	$412.0M	0.10%
92	ORCLORACLE CORP	8,157	$409.0M	0.10%
93	WPSISHARES TR	10,952	$405.0M	0.10%
94	IEIISHARES TR	3,271	$404.0M	0.10%
95	PIIMPINJ INC	8,249	$401.0M	0.10%
96	IWMISHARES TR	2,774	$391.0M	0.10%
97	SCHFSCHWAB STRATEGIC TR	12,023	$382.0M	0.09%
98	SLVISHARES SILVER TRUST	23,485	$369.0M	0.09%
99	IBMINTERNATIONAL BUSINESS MACHS	2,294	$353.0M	0.09%
100	KOCOCA COLA CO	7,691	$345.0M	0.08%

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