Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q2 2017 Filing

Filed August 10, 2017

Portfolio Value

$410.8M

Holdings

130

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (130 positions)

#	Stock	Shares	Value	% Portfolio
1	VCSHVANGUARD SCOTTSDALE FDS	1,090,057	$87.2M	21.24%
2	VCITVANGUARD SCOTTSDALE FDS	628,536	$55.0M	13.39%
3	VTIPVANGUARD MALVERN FDS	749,255	$36.9M	8.98%
4	SHYISHARES TR	357,176	$30.2M	7.35%
5	IEMGISHARES INC	418,581	$20.9M	5.10%
6	SJNKSPDR SER TR	644,714	$18.0M	4.39%
7	VNQVANGUARD INDEX FDS	128,904	$10.7M	2.61%
8	VVVANGUARD INDEX FDS	87,102	$9.7M	2.35%
9	SCHXSCHWAB STRATEGIC TR	152,756	$8.8M	2.15%
10	SHMSPDR SER TR	168,407	$8.2M	1.99%
11	HYMBSPDR SERIES TRUST	104,737	$6.0M	1.45%
12	MUBISHARES TR	45,014	$5.0M	1.21%
13	VTIVANGUARD INDEX FDS	38,205	$4.8M	1.16%
14	SCHZSCHWAB STRATEGIC TR	88,655	$4.6M	1.13%
15	EMBISHARES TR	39,891	$4.6M	1.11%
16	MSFTMICROSOFT CORP	47,525	$3.3M	0.80%
17	TIPISHARES TR	28,707	$3.3M	0.79%
18	VEAVANGUARD TAX MANAGED INTL FD	75,798	$3.1M	0.76%
19	AAPLAPPLE INC	21,558	$3.1M	0.76%
20	—VANECK VECTORS ETF TR	84,224	$2.6M	0.63%
21	VYMVANGUARD WHITEHALL FDS INC	32,822	$2.6M	0.62%
22	FMUSDISHARES	89,460	$2.6M	0.62%
23	XFEBFIRST TR EXCHANGE-TRADED FD	108,182	$2.2M	0.53%
24	SCHESCHWAB STRATEGIC TR	84,124	$2.1M	0.51%
25	CACCAMDEN NATL CORP	47,019	$2.0M	0.49%
26	—CLAYMORE EXCHANGE TRD FD TR	92,005	$2.0M	0.48%
27	—CLAYMORE EXCHANGE TRD FD TR	89,721	$1.9M	0.46%
28	—CLAYMORE EXCHANGE TRD FD TR	83,795	$1.9M	0.46%
29	—CLAYMORE EXCHANGE TRD FD TR	86,120	$1.9M	0.45%
30	SCHPSCHWAB STRATEGIC TR	32,132	$1.8M	0.43%
31	VNQIVANGUARD INTL EQUITY INDEX F	30,367	$1.7M	0.42%
32	—CLAYMORE EXCHANGE TRD FD TR	78,825	$1.7M	0.41%
33	COMTISHARES U S ETF TR	50,762	$1.7M	0.40%
34	VTVVANGUARD INDEX FDS	16,905	$1.6M	0.40%
35	DWXSPDR INDEX SHS FDS	40,985	$1.6M	0.39%
36	SCZISHARES TR	27,652	$1.6M	0.39%
37	—CLAYMORE EXCHANGE TRD FD TR	63,581	$1.4M	0.33%
38	AMZNAMAZON COM INC	1,388	$1.3M	0.33%
39	INTCINTEL CORP	39,342	$1.3M	0.32%
40	RWRSPDR SERIES TRUST	14,265	$1.3M	0.32%
41	IVVISHARES TR	5,262	$1.3M	0.31%
42	SPYSPDR S&P 500 ETF TR	5,271	$1.3M	0.31%
43	—CLAYMORE EXCHANGE TRD FD TR	59,944	$1.3M	0.31%
44	DESWISDOMTREE TR	15,437	$1.2M	0.30%
45	VTVANGUARD INTL EQUITY INDEX F	18,294	$1.2M	0.30%
46	AGGISHARES TR	10,667	$1.2M	0.28%
47	CVXCHEVRON CORP NEW	10,708	$1.1M	0.27%
48	IGSBISHARES TR	10,342	$1.1M	0.27%
49	—VANECK VECTORS ETF TR	42,306	$1.0M	0.25%
50	SBUXSTARBUCKS CORP	16,894	$985K	0.24%
51	—CLAYMORE EXCHANGE TRD FD TR	35,079	$865K	0.21%
52	MATWMATTHEWS INTL CORP	13,806	$846K	0.21%
53	GEGENERAL ELECTRIC CO	31,107	$840K	0.20%
54	—CLAYMORE EXCHANGE TRD FD TR	32,679	$830K	0.20%
55	—CLAYMORE EXCHANGE TRD FD TR	33,052	$821K	0.20%
56	—CLAYMORE EXCHANGE TRD FD TR	31,270	$787K	0.19%
57	DLSWISDOMTREE TR	11,238	$781K	0.19%
58	—CLAYMORE EXCHANGE TRD FD TR	30,470	$773K	0.19%
59	PGPROCTER AND GAMBLE CO	8,848	$771K	0.19%
60	SPIBSPDR SERIES TRUST	22,050	$759K	0.18%
61	SPSBSPDR SERIES TRUST	24,705	$757K	0.18%
62	JNJJOHNSON & JOHNSON	5,541	$733K	0.18%
63	PDCOEURPATTERSON COMPANIES INC	15,000	$704K	0.17%
64	—CLAYMORE EXCHANGE TRD FD TR	27,138	$698K	0.17%
65	VUGVANGUARD INDEX FDS	5,465	$694K	0.17%
66	IWCISHARES TR	7,795	$693K	0.17%
67	—POWERSHARES QQQ TRUST	4,963	$683K	0.17%
68	SLYGSPDR SERIES TRUST	3,000	$649K	0.16%
69	VIGVANGUARD SPECIALIZED PORTFOL	6,993	$648K	0.16%
70	IVEISHARES TR	6,175	$648K	0.16%
71	BSVVANGUARD BD INDEX FD INC	8,103	$647K	0.16%
72	AQLTISHARES TR	10,602	$646K	0.16%
73	TAT&T INC	17,083	$645K	0.16%
74	DEMWISDOMTREE TR	15,211	$624K	0.15%
75	BABOEING CO	3,094	$612K	0.15%
76	EFAISHARES TR	9,033	$589K	0.14%
77	USBUS BANCORP DEL	11,317	$588K	0.14%
78	SCHCSCHWAB STRATEGIC TR	16,435	$553K	0.13%
79	METAFACEBOOK INC	3,610	$545K	0.13%
80	VBVANGUARD INDEX FDS	3,962	$537K	0.13%
81	AMGNAMGEN INC	3,042	$524K	0.13%
82	COSTCOSTCO WHSL CORP NEW	3,243	$519K	0.13%
83	HYSPIMCO ETF TR	5,049	$512K	0.12%
84	XOMEXXON MOBIL CORP	5,928	$479K	0.12%
85	DISDISNEY WALT CO	4,480	$476K	0.12%
86	GOOGALPHABET INC	523	$475K	0.12%
87	GOOGLALPHABET INC	472	$439K	0.11%
88	EWXSPDR INDEX SHS FDS	9,269	$433K	0.11%
89	BACBANK AMER CORP	17,518	$425K	0.10%
90	FTSLFIRST TR EXCHANGE TRADED FD	8,687	$420K	0.10%
91	FPFFIRST TR EXCH TRD ALPHA FD I	17,605	$412K	0.10%
92	ORCLORACLE CORP	8,157	$409K	0.10%
93	WPSISHARES TR	10,952	$405K	0.10%
94	IEIISHARES TR	3,271	$404K	0.10%
95	PIIMPINJ INC	8,249	$401K	0.10%
96	IWMISHARES TR	2,774	$391K	0.10%
97	SCHFSCHWAB STRATEGIC TR	12,023	$382K	0.09%
98	SLVISHARES SILVER TRUST	23,485	$369K	0.09%
99	IBMINTERNATIONAL BUSINESS MACHS	2,294	$353K	0.09%
100	KOCOCA COLA CO	7,691	$345K	0.08%

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