Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q2 2019 Filing

Filed August 12, 2019

Portfolio Value

$767.7M

Holdings

263

Report Date

Q2 2019

Filing Type

13F-HR

All Holdings (263 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	VCSHVANGUARD SCOTTSDALE FDS	1,442,842	$116.4M	15.16%
2	VCITVANGUARD SCOTTSDALE FDS	814,539	$73.2M	9.53%
3	VTIPVANGUARD MALVERN FDS	1,371,045	$67.6M	8.81%
4	SHYISHARES TR	450,605	$38.2M	4.98%
5	IEMGISHARES INC	620,682	$31.9M	4.16%
6	SJNKSPDR SERIES TRUST	1,138,636	$31.0M	4.04%
7	VNQVANGUARD INDEX FDS	231,860	$20.3M	2.64%
8	HYMBSPDR SERIES TRUST	243,547	$14.2M	1.85%
9	MSFTMICROSOFT CORP	94,977	$12.7M	1.66%
10	SPYSPDR S&P 500 ETF TR	38,907	$11.4M	1.48%
11	AMZNAMAZON COM INC	5,690	$10.8M	1.40%	Put
12	SCHXSCHWAB STRATEGIC TR	148,776	$10.4M	1.36%
13	VVVANGUARD INDEX FDS	76,138	$10.3M	1.34%
14	SHMSPDR SERIES TRUST	202,982	$9.9M	1.29%
15	AAPLAPPLE INC	46,120	$9.1M	1.19%
16	XFEBFIRST TR EXCHANGE-TRADED FD	466,221	$9.0M	1.18%
17	MUBISHARES TR	68,954	$7.8M	1.02%
18	SCHCSCHWAB STRATEGIC TR	238,260	$7.8M	1.01%
19	IWCISHARES TR	74,485	$6.9M	0.90%
20	COMTISHARES US ETF TR	190,683	$6.2M	0.81%
21	VTIVANGUARD INDEX FDS	38,939	$5.8M	0.76%
22	RSRELIANCE STEEL & ALUMINUM CO	60,774	$5.8M	0.75%
23	IQLTISHARES TR	176,311	$5.3M	0.69%
24	QUALISHARES TR	56,620	$5.2M	0.67%
25	BABOEING CO	13,964	$5.1M	0.66%	Call
26	SCHZSCHWAB STRATEGIC TR	95,738	$5.1M	0.66%
27	USBUS BANCORP DEL	96,595	$5.1M	0.66%
28	VTVVANGUARD INDEX FDS	44,605	$4.9M	0.64%
29	VNQIVANGUARD INTL EQUITY INDEX F	69,072	$4.1M	0.53%
30	FTSLFIRST TR EXCHANGE TRADED FD	83,504	$3.9M	0.51%
31	VSSVANGUARD INTL EQUITY INDEX F	37,254	$3.9M	0.51%
32	DWXSPDR INDEX SHS FDS	99,041	$3.9M	0.51%
33	VYMVANGUARD WHITEHALL FDS INC	42,525	$3.7M	0.48%
34	SCHESCHWAB STRATEGIC TR	141,419	$3.7M	0.48%
35	COSTCOSTCO WHSL CORP NEW	13,928	$3.7M	0.48%
36	CVXCHEVRON CORP NEW	29,428	$3.7M	0.48%
37	NFLXNETFLIX INC	9,323	$3.4M	0.45%
38	EFVISHARES TR	70,860	$3.4M	0.44%
39	FMUSDISHARES INC	98,599	$2.9M	0.38%
40	VEAVANGUARD TAX MANAGED INTL FD	68,001	$2.8M	0.37%
41	NDQINVESCO QQQ TR	14,456	$2.7M	0.35%
42	JNJJOHNSON & JOHNSON	18,194	$2.5M	0.33%
43	INTCINTEL CORP	52,730	$2.5M	0.33%
44	SBUXSTARBUCKS CORP	30,041	$2.5M	0.33%
45	TIPISHARES TR	21,791	$2.5M	0.33%
46	DLSWISDOMTREE TR	38,662	$2.5M	0.33%
47	TDYTELEDYNE TECHNOLOGIES INC	9,088	$2.5M	0.32%
48	SPSBSPDR SERIES TRUST	79,945	$2.5M	0.32%
49	NVDANVIDIA CORP	14,904	$2.4M	0.32%
50	XOMEXXON MOBIL CORP	30,559	$2.3M	0.31%
51	MRKMERCK & CO INC	27,660	$2.3M	0.30%
52	HYDVANECK VECTORS ETF TR	35,833	$2.3M	0.30%
53	BSCLINVESCO EXCH TRD SLF IDX FD	102,628	$2.2M	0.28%
54	BSCKINVESCO EXCH TRD SLF IDX FD	101,518	$2.2M	0.28%
55	—INVESCO EXCH TRD SLF IDX FD	102,195	$2.2M	0.28%
56	VVISA INC	12,217	$2.1M	0.28%
57	PBPINVESCO EXCHANGE TRADED FD T	97,307	$2.1M	0.27%
58	BSCMUSDINVESCO EXCH TRD SLF IDX FD	98,301	$2.1M	0.27%
59	BSVVANGUARD BD INDEX FD INC	26,028	$2.1M	0.27%
60	—PS BUSINESS PKS INC CALIF	12,345	$2.1M	0.27%
61	DHRDANAHER CORPORATION	14,507	$2.1M	0.27%
62	VBVANGUARD INDEX FDS	13,163	$2.1M	0.27%
63	QQQINVESCO EXCH TRD SLF IDX FD	96,907	$2.0M	0.27%
64	BLKCHFBLACKROCK INC	4,228	$2.0M	0.26%
65	DESWISDOMTREE TR	72,417	$2.0M	0.26%
66	PGPROCTER AND GAMBLE CO	17,130	$1.9M	0.24%
67	PFEPFIZER INC	41,557	$1.8M	0.23%
68	IBMINTERNATIONAL BUSINESS MACHS	13,023	$1.8M	0.23%
69	VBRVANGUARD INDEX FDS	13,470	$1.8M	0.23%
70	SCHPSCHWAB STRATEGIC TR	31,145	$1.8M	0.23%
71	BSCOINVESCO EXCH TRD SLF IDX FD	81,447	$1.7M	0.23%
72	MCDMCDONALDS CORP	8,170	$1.7M	0.22%
73	DEMWISDOMTREE TR	37,646	$1.7M	0.22%
74	METAFACEBOOK INC	8,651	$1.7M	0.22%
75	SPIBSPDR SERIES TRUST	47,548	$1.7M	0.22%
76	CSCOCISCO SYS INC	30,106	$1.6M	0.21%
77	FPFFIRST TR EXCH TRD ALPHA FD I	65,103	$1.6M	0.21%
78	SCZISHARES TR	27,990	$1.6M	0.21%
79	IVVISHARES TR	5,367	$1.6M	0.21%
80	BSCPINVESCO EXCH TRD SLF IDX FD	74,725	$1.6M	0.21%
81	DISDISNEY WALT CO	11,257	$1.6M	0.20%
82	RWRSPDR SERIES TRUST	15,722	$1.6M	0.20%
83	VOOVANGUARD INDEX FDS	5,620	$1.5M	0.20%
84	VWOVANGUARD INTL EQUITY INDEX F	34,453	$1.5M	0.19%
85	SPLKCHFSPLUNK INC	11,594	$1.5M	0.19%
86	BRK/BBERKSHIRE HATHAWAY INC DEL	6,446	$1.4M	0.18%
87	CACCAMDEN NATL CORP	29,299	$1.3M	0.18%
88	VUGVANGUARD INDEX FDS	8,150	$1.3M	0.17%
89	ROKROCKWELL AUTOMATION INC	7,808	$1.3M	0.17%
90	VTVANGUARD INTL EQUITY INDEX F	17,017	$1.3M	0.17%
91	SCHBSCHWAB STRATEGIC TR	17,776	$1.3M	0.16%
92	WAFDWASHINGTON FED INC	34,773	$1.2M	0.16%
93	FDMFIRST TR DJS MICROCAP INDEX	26,536	$1.2M	0.16%
94	TAT&T INC	34,496	$1.2M	0.15%
95	EWXSPDR INDEX SHS FDS	23,792	$1.1M	0.14%
96	HDHOME DEPOT INC	5,113	$1.1M	0.14%
97	ITMVANECK VECTORS ETF TR	21,001	$1.0M	0.14%
98	EFAISHARES TR	15,852	$1.0M	0.14%
99	NKENIKE INC	11,828	$993K	0.13%
100	IGSBISHARES TR	18,534	$990K	0.13%

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