Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q2 2020 Filing

Filed August 12, 2020

Portfolio Value

$1.1T

Holdings

326

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (326 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	VCSHVANGUARD SCOTTSDALE FDS	1,508,660	$124.7B	11.63%
2	VTIPVANGUARD MALVERN FDS	1,714,060	$86.0B	8.02%
3	VCITVANGUARD SCOTTSDALE FDS	822,409	$78.2B	7.30%
4	VGSHVANGUARD SCOTTSDALE FDS	735,227	$45.7B	4.27%
5	SJNKSPDR SER TR	1,319,590	$33.3B	3.10%
6	IEMGISHARES INC	690,219	$32.9B	3.06%
7	AAPLAPPLE INC	78,820	$28.8B	2.68%
8	SPYSPDR S&P 500 ETF TR	90,177	$27.8B	2.59%
9	VEAVANGUARD TAX-MANAGED FDS	593,221	$23.0B	2.15%
10	MSFTMICROSOFT CORP	110,025	$22.4B	2.09%
11	IQLTISHARES TR	704,341	$20.7B	1.93%
12	QUALISHARES TR	203,509	$19.5B	1.82%
13	VNQVANGUARD INDEX FDS	245,673	$19.3B	1.80%
14	VTVVANGUARD INDEX FDS	186,113	$18.5B	1.73%
15	VSSVANGUARD INTL EQUITY INDEX F	141,639	$13.7B	1.28%
16	EFVISHARES TR	338,103	$13.5B	1.26%
17	AMZNAMAZON COM INC	4,880	$13.5B	1.26%
18	JNJJOHNSON & JOHNSON	80,818	$11.4B	1.06%
19	VVVANGUARD INDEX FDS	77,607	$11.1B	1.04%
20	SCHXSCHWAB STRATEGIC TR	140,226	$10.4B	0.97%
21	IWCISHARES TR	114,350	$10.0B	0.93%
22	XFEBFIRST TR EXCH TRADED FD III	484,953	$8.9B	0.83%
23	MUBISHARES TR	76,340	$8.8B	0.82%
24	SHMSPDR SER TR	164,968	$8.2B	0.77%
25	FTSLFIRST TR EXCHANGE-TRADED FD	173,041	$7.8B	0.73%
26	AMDADVANCED MICRO DEVICES INC	148,145	$7.8B	0.73%
27	FPFFIRST TR EXCH TRD ALPHDX FD	371,260	$7.8B	0.73%
28	HYMBSPDR SER TR	130,973	$7.4B	0.69%
29	RSRELIANCE STEEL & ALUMINUM CO	76,131	$7.2B	0.67%
30	VVISA INC	35,835	$6.9B	0.65%
31	VWOVANGUARD INTL EQUITY INDEX F	163,254	$6.5B	0.60%
32	VBVANGUARD INDEX FDS	43,468	$6.3B	0.59%
33	VTIVANGUARD INDEX FDS	39,434	$6.2B	0.58%
34	HYDVANECK VECTORS ETF TR	101,496	$6.0B	0.56%
35	SCHASCHWAB STRATEGIC TR	91,428	$6.0B	0.56%
36	VBRVANGUARD INDEX FDS	52,399	$5.6B	0.52%
37	—BLUCORA INC	489,899	$5.6B	0.52%
38	NDQINVESCO QQQ TR	22,153	$5.5B	0.51%
39	EWXSPDR INDEX SHS FDS	128,276	$5.2B	0.49%
40	SCHZSCHWAB STRATEGIC TR	86,749	$4.9B	0.46%
41	NVDANVIDIA CORPORATION	12,242	$4.7B	0.43%	Call
42	COSTCOSTCO WHSL CORP NEW	14,741	$4.5B	0.42%
43	SPSBSPDR SER TR	141,821	$4.4B	0.41%
44	SCHVSCHWAB STRATEGIC TR	86,344	$4.3B	0.40%
45	FNDFSCHWAB STRATEGIC TR	175,148	$4.2B	0.39%
46	SCHESCHWAB STRATEGIC TR	169,536	$4.1B	0.38%
47	INTCINTEL CORP	64,466	$3.9B	0.36%
48	VNQIVANGUARD INTL EQUITY INDEX F	79,578	$3.7B	0.35%
49	IVVISHARES TR	11,466	$3.6B	0.33%
50	NFLXNETFLIX INC	7,802	$3.5B	0.33%
51	SCHCSCHWAB STRATEGIC TR	116,862	$3.5B	0.32%
52	VYMVANGUARD WHITEHALL FDS	41,337	$3.3B	0.30%
53	DWXSPDR INDEX SHS FDS	94,729	$3.1B	0.29%
54	IJSISHARES TR	25,350	$3.1B	0.28%
55	FNDESCHWAB STRATEGIC TR	127,250	$3.0B	0.28%
56	BABOEING CO	16,185	$3.0B	0.28%	Call
57	METAFACEBOOK INC	12,943	$2.9B	0.27%
58	PGPROCTER AND GAMBLE CO	24,352	$2.9B	0.27%
59	SBUXSTARBUCKS CORP	37,972	$2.8B	0.26%
60	ESGDISHARES TR	45,553	$2.8B	0.26%
61	MRKMERCK & CO. INC	34,837	$2.7B	0.25%
62	CSCOCISCO SYS INC	55,392	$2.6B	0.24%
63	DHRDANAHER CORPORATION	14,573	$2.6B	0.24%
64	SPIBSPDR SER TR	69,730	$2.5B	0.24%
65	CVXCHEVRON CORP NEW	28,162	$2.5B	0.23%
66	SHYISHARES TR	28,730	$2.5B	0.23%
67	FDMFIRST TR DOW JONES SELECT MI	62,716	$2.5B	0.23%
68	TIPISHARES TR	18,769	$2.3B	0.22%
69	GOOGALPHABET INC	1,606	$2.3B	0.21%
70	PFEPFIZER INC	68,628	$2.2B	0.21%
71	BSCMUSDINVESCO EXCH TRD SLF IDX FD	101,912	$2.2B	0.21%
72	BSCLINVESCO EXCH TRD SLF IDX FD	103,412	$2.2B	0.21%
73	BSVVANGUARD BD INDEX FDS	26,320	$2.2B	0.20%
74	SHWSHERWIN WILLIAMS CO	3,785	$2.2B	0.20%
75	BSCKINVESCO EXCH TRD SLF IDX FD	100,005	$2.1B	0.20%
76	PBPINVESCO EXCHANGE TRADED FD T	115,462	$2.1B	0.20%
77	QQQINVESCO EXCH TRD SLF IDX FD	95,773	$2.1B	0.19%
78	IWNISHARES TR	21,142	$2.1B	0.19%
79	BSCOINVESCO EXCH TRD SLF IDX FD	89,201	$2.0B	0.18%
80	BRK/BBERKSHIRE HATHAWAY INC DEL	11,002	$2.0B	0.18%
81	HYSPIMCO ETF TR	21,310	$1.9B	0.18%
82	MCDMCDONALDS CORP	10,535	$1.9B	0.18%
83	DLSWISDOMTREE TR	34,782	$1.9B	0.18%
84	FMUSDISHARES INC	79,117	$1.9B	0.18%
85	SCHPSCHWAB STRATEGIC TR	31,499	$1.9B	0.18%
86	GOOGLALPHABET INC	1,308	$1.9B	0.17%
87	DESWISDOMTREE TR	85,835	$1.8B	0.17%
88	NULVNUSHARES ETF TR	64,708	$1.8B	0.17%
89	SCZISHARES TR	32,707	$1.8B	0.16%
90	BACVERIZON COMMUNICATIONS INC	31,567	$1.7B	0.16%
91	ACNACCENTURE PLC IRELAND	7,875	$1.7B	0.16%
92	DEMWISDOMTREE TR	46,344	$1.7B	0.16%
93	USBUS BANCORP DEL	44,605	$1.6B	0.15%
94	BSCPINVESCO EXCH TRD SLF IDX FD	73,627	$1.6B	0.15%
95	VUGVANGUARD INDEX FDS	8,094	$1.6B	0.15%
96	—PS BUSINESS PKS INC CALIF	12,345	$1.6B	0.15%
97	BLKCHFBLACKROCK INC	2,972	$1.6B	0.15%
98	TDYTELEDYNE TECHNOLOGIES INC	5,094	$1.6B	0.15%
99	VTVANGUARD INTL EQUITY INDEX F	21,112	$1.6B	0.15%
100	IBMINTERNATIONAL BUSINESS MACHS	12,903	$1.6B	0.15%

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