Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q3 2016 Filing
Filed November 4, 2016
Portfolio Value
$382.9B
Holdings
109
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (109 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | VCSHVANGUARD SCOTTSDALE FDS | 1,018,507 | $82.0B | 21.43% | |
| 2 | VCITVANGUARD SCOTTSDALE FDS | 588,875 | $52.8B | 13.78% | |
| 3 | VTIPVANGUARD MALVERN FDS | 813,559 | $40.4B | 10.55% | |
| 4 | SHYISHARES TR | 371,784 | $31.6B | 8.26% | |
| 5 | SJNKSPDR SER TR | 735,780 | $20.4B | 5.32% | |
| 6 | IEMGISHARES INC | 392,103 | $17.9B | 4.67% | |
| 7 | SCHXSCHWAB STRATEGIC TR | 206,658 | $10.7B | 2.79% | |
| 8 | VNQVANGUARD INDEX FDS | 121,744 | $10.6B | 2.76% | |
| 9 | VVVANGUARD INDEX FDS | 95,168 | $9.4B | 2.46% | |
| 10 | HYMBSPDR SERIES TRUST | 115,310 | $6.8B | 1.79% | |
| 11 | EMBISHARES TR | 38,433 | $4.5B | 1.18% | |
| 12 | TIPISHARES TR | 38,492 | $4.5B | 1.17% | |
| 13 | SCHZSCHWAB STRATEGIC TR | 78,063 | $4.2B | 1.09% | |
| 14 | VTIVANGUARD INDEX FDS | 37,561 | $4.2B | 1.09% | |
| 15 | MUBISHARES TR | 33,450 | $3.8B | 0.98% | |
| 16 | MSFTMICROSOFT CORP | 43,228 | $2.5B | 0.65% | |
| 17 | INTCINTEL CORP | 65,653 | $2.5B | 0.65% | |
| 18 | AAPLAPPLE INC | 21,430 | $2.4B | 0.63% | |
| 19 | SCHESCHWAB STRATEGIC TR | 96,850 | $2.2B | 0.58% | |
| 20 | —CLAYMORE EXCHANGE TRD FD TR | 99,950 | $2.1B | 0.56% | |
| 21 | —CLAYMORE EXCHANGE TRD FD TR | 99,987 | $2.1B | 0.56% | |
| 22 | —CLAYMORE EXCHANGE TRD FD TR | 93,742 | $2.1B | 0.56% | |
| 23 | FMUSDISHARES | 81,973 | $2.1B | 0.55% | |
| 24 | —CLAYMORE EXCHANGE TRD FD TR | 94,844 | $2.1B | 0.54% | |
| 25 | SHMSPDR SER TR | 40,332 | $2.0B | 0.51% | |
| 26 | —CLAYMORE EXCHANGE TRD FD TR | 88,208 | $1.9B | 0.51% | |
| 27 | SCHPSCHWAB STRATEGIC TR | 34,047 | $1.9B | 0.51% | |
| 28 | SUBISHARES TR | 16,750 | $1.8B | 0.46% | |
| 29 | CACCAMDEN NATL CORP | 36,713 | $1.8B | 0.46% | |
| 30 | —CLAYMORE EXCHANGE TRD FD TR | 70,502 | $1.5B | 0.40% | |
| 31 | —CLAYMORE EXCHANGE TRD FD TR | 69,485 | $1.5B | 0.39% | |
| 32 | SPSBSPDR SERIES TRUST | 47,929 | $1.5B | 0.39% | |
| 33 | AGGISHARES TR | 12,503 | $1.4B | 0.37% | |
| 34 | VYMVANGUARD WHITEHALL FDS INC | 19,025 | $1.4B | 0.36% | |
| 35 | —VANECK VECTORS ETF TR | 40,363 | $1.3B | 0.34% | |
| 36 | SBUXSTARBUCKS CORP | 22,688 | $1.2B | 0.32% | |
| 37 | —VANECK VECTORS ETF TR | 45,536 | $1.1B | 0.29% | |
| 38 | SPIBSPDR SERIES TRUST | 31,941 | $1.1B | 0.29% | |
| 39 | CVXCHEVRON CORP NEW | 10,688 | $1.1B | 0.29% | |
| 40 | RWRSPDR SERIES TRUST | 10,818 | $1.1B | 0.27% | |
| 41 | —CLAYMORE EXCHANGE TRD FD TR | 42,581 | $1.0B | 0.27% | |
| 42 | —CLAYMORE EXCHANGE TRD FD TR | 40,573 | $1.0B | 0.27% | |
| 43 | IGSBISHARES TR | 9,430 | $997.0M | 0.26% | |
| 44 | VNQIVANGUARD INTL EQUITY INDEX F | 17,705 | $995.0M | 0.26% | |
| 45 | —CLAYMORE EXCHANGE TRD FD TR | 37,795 | $975.0M | 0.25% | |
| 46 | SPYSPDR S&P 500 ETF TR | 4,456 | $964.0M | 0.25% | |
| 47 | DWXSPDR INDEX SHS FDS | 26,073 | $959.0M | 0.25% | |
| 48 | —CLAYMORE EXCHANGE TRD FD TR | 36,757 | $952.0M | 0.25% | |
| 49 | —CLAYMORE EXCHANGE TRD FD TR | 38,663 | $939.0M | 0.25% | |
| 50 | —CLAYMORE EXCHANGE TRD FD TR | 37,784 | $938.0M | 0.24% | |
| 51 | XFEBFIRST TR EXCHANGE-TRADED FD | 47,534 | $929.0M | 0.24% | |
| 52 | VTVVANGUARD INDEX FDS | 10,511 | $914.0M | 0.24% | |
| 53 | PGPROCTER AND GAMBLE CO | 10,031 | $900.0M | 0.24% | |
| 54 | IVVISHARES TR | 3,940 | $857.0M | 0.22% | |
| 55 | GEGENERAL ELECTRIC CO | 28,916 | $856.0M | 0.22% | |
| 56 | AQLTISHARES TR | 12,872 | $710.0M | 0.19% | |
| 57 | DESWISDOMTREE TR | 9,374 | $705.0M | 0.18% | |
| 58 | HYSPIMCO ETF TR | 7,043 | $701.0M | 0.18% | |
| 59 | AMZNAMAZON COM INC | 835 | $699.0M | 0.18% | |
| 60 | IWCISHARES TR | 8,462 | $660.0M | 0.17% | |
| 61 | EFAISHARES TR | 10,528 | $623.0M | 0.16% | |
| 62 | FPFFIRST TR EXCH TRD ALPHA FD I | 29,024 | $602.0M | 0.16% | |
| 63 | MMM3M CO | 3,301 | $582.0M | 0.15% | |
| 64 | XOMEXXON MOBIL CORP | 6,549 | $572.0M | 0.15% | |
| 65 | DLSWISDOMTREE TR | 8,979 | $551.0M | 0.14% | |
| 66 | USBUS BANCORP DEL | 12,549 | $538.0M | 0.14% | |
| 67 | AMGNAMGEN INC | 3,218 | $537.0M | 0.14% | |
| 68 | BABOEING CO | 3,924 | $517.0M | 0.14% | |
| 69 | SCHCSCHWAB STRATEGIC TR | 16,598 | $513.0M | 0.13% | |
| 70 | VIGVANGUARD SPECIALIZED PORTFOL | 5,893 | $495.0M | 0.13% | |
| 71 | SCHFSCHWAB STRATEGIC TR | 16,945 | $488.0M | 0.13% | |
| 72 | COSTCOSTCO WHSL CORP NEW | 3,169 | $483.0M | 0.13% | |
| 73 | LQDISHARES TR | 3,823 | $471.0M | 0.12% | |
| 74 | IEIISHARES TR | 3,570 | $452.0M | 0.12% | |
| 75 | FTSLFIRST TR EXCHANGE TRADED FD | 9,289 | $450.0M | 0.12% | |
| 76 | SLVISHARES SILVER TRUST | 23,485 | $427.0M | 0.11% | |
| 77 | DISDISNEY WALT CO | 4,559 | $423.0M | 0.11% | |
| 78 | DEMWISDOMTREE TR | 10,951 | $411.0M | 0.11% | |
| 79 | RWOSPDR INDEX SHS FDS | 8,005 | $399.0M | 0.10% | |
| 80 | BACBANK AMER CORP | 25,442 | $398.0M | 0.10% | |
| 81 | MOHMOLINA HEALTHCARE INC | 6,605 | $385.0M | 0.10% | |
| 82 | JNJJOHNSON & JOHNSON | 3,188 | $377.0M | 0.10% | |
| 83 | GILDGILEAD SCIENCES INC | 4,411 | $349.0M | 0.09% | |
| 84 | IJRISHARES TR | 2,788 | $346.0M | 0.09% | |
| 85 | —POWERSHARES ETF TR II | 13,901 | $346.0M | 0.09% | |
| 86 | CSCOCISCO SYS INC | 9,764 | $310.0M | 0.08% | |
| 87 | IBMINTERNATIONAL BUSINESS MACHS | 1,953 | $310.0M | 0.08% | |
| 88 | —POWERSHARES QQQ TRUST | 2,591 | $308.0M | 0.08% | |
| 89 | TAT&T INC | 7,444 | $302.0M | 0.08% | |
| 90 | KOCOCA COLA CO | 7,086 | $300.0M | 0.08% | |
| 91 | NKENIKE INC | 5,549 | $292.0M | 0.08% | |
| 92 | METAFACEBOOK INC | 2,272 | $291.0M | 0.08% | |
| 93 | EBNDSPDR SERIES TRUST | 9,984 | $283.0M | 0.07% | |
| 94 | BACVERIZON COMMUNICATIONS INC | 5,339 | $278.0M | 0.07% | |
| 95 | DHRDANAHER CORP DEL | 3,489 | $274.0M | 0.07% | |
| 96 | COPCONOCOPHILLIPS | 6,238 | $271.0M | 0.07% | |
| 97 | IJHISHARES TR | 1,739 | $269.0M | 0.07% | |
| 98 | —RYDEX ETF TRUST | 3,120 | $261.0M | 0.07% | |
| 99 | TWTRUSDTWITTER INC | 11,060 | $255.0M | 0.07% | |
| 100 | PEPPEPSICO INC | 2,225 | $242.0M | 0.06% |
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