Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q3 2017 Filing

Filed November 13, 2017

Portfolio Value

$433.4B

Holdings

139

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (139 positions)

#	Stock	Shares	Value	% Portfolio
1	VCSHVANGUARD SCOTTSDALE FDS	1,116,452	$89.5B	20.64%
2	VCITVANGUARD SCOTTSDALE FDS	640,715	$56.4B	13.01%
3	VTIPVANGUARD MALVERN FDS	777,101	$38.4B	8.87%
4	SHYISHARES TR	358,914	$30.3B	6.99%
5	IEMGISHARES INC	426,368	$23.0B	5.31%
6	SJNKSPDR SER TR	662,233	$18.5B	4.27%
7	VNQVANGUARD INDEX FDS	133,553	$11.1B	2.56%
8	VVVANGUARD INDEX FDS	85,530	$9.9B	2.28%
9	SCHXSCHWAB STRATEGIC TR	151,570	$9.1B	2.10%
10	SHMSPDR SER TR	169,095	$8.2B	1.90%
11	HYMBSPDR SERIES TRUST	119,937	$6.8B	1.58%
12	EMBISHARES TR	49,708	$5.8B	1.34%
13	MUBISHARES TR	45,471	$5.0B	1.16%
14	VTIVANGUARD INDEX FDS	37,756	$4.9B	1.13%
15	SCHZSCHWAB STRATEGIC TR	88,790	$4.6B	1.07%
16	AAPLAPPLE INC	26,250	$4.0B	0.93%
17	MSFTMICROSOFT CORP	47,160	$3.5B	0.81%
18	VEAVANGUARD TAX MANAGED INTL FD	75,617	$3.3B	0.76%
19	TIPISHARES TR	27,713	$3.1B	0.73%
20	XFEBFIRST TR EXCHANGE-TRADED FD	154,349	$3.1B	0.72%
21	VYMVANGUARD WHITEHALL FDS INC	36,326	$2.9B	0.68%
22	FMUSDISHARES INC	87,377	$2.7B	0.63%
23	—VANECK VECTORS ETF TR	84,139	$2.6B	0.61%
24	SCHESCHWAB STRATEGIC TR	83,074	$2.2B	0.52%
25	BSVVANGUARD BD INDEX FD INC	26,937	$2.1B	0.50%
26	—CLAYMORE EXCHANGE TRD FD TR	98,536	$2.1B	0.48%
27	CACCAMDEN NATL CORP	47,019	$2.1B	0.47%
28	—CLAYMORE EXCHANGE TRD FD TR	93,770	$2.0B	0.47%
29	—CLAYMORE EXCHANGE TRD FD TR	91,617	$1.9B	0.45%
30	—CLAYMORE EXCHANGE TRD FD TR	85,417	$1.9B	0.45%
31	CVXCHEVRON CORP NEW	15,873	$1.9B	0.43%
32	DWXSPDR INDEX SHS FDS	45,317	$1.8B	0.42%
33	SCHPSCHWAB STRATEGIC TR	32,173	$1.8B	0.41%
34	COMTISHARES U S ETF TR	50,762	$1.8B	0.41%
35	VNQIVANGUARD INTL EQUITY INDEX F	29,472	$1.8B	0.40%
36	—CLAYMORE EXCHANGE TRD FD TR	80,723	$1.7B	0.40%
37	VTVVANGUARD INDEX FDS	17,105	$1.7B	0.39%
38	SCZISHARES TR	26,342	$1.6B	0.38%
39	INTCINTEL CORP	39,230	$1.5B	0.34%
40	SBUXSTARBUCKS CORP	26,375	$1.4B	0.33%
41	DESWISDOMTREE TR	16,743	$1.4B	0.32%
42	—CLAYMORE EXCHANGE TRD FD TR	65,452	$1.4B	0.32%
43	MCHPMICROCHIP TECHNOLOGY INC	15,415	$1.4B	0.32%
44	—CLAYMORE EXCHANGE TRD FD TR	62,037	$1.3B	0.30%
45	SPYSPDR S&P 500 ETF TR	5,167	$1.3B	0.30%
46	IVVISHARES TR	5,132	$1.3B	0.30%
47	VTVANGUARD INTL EQUITY INDEX F	18,261	$1.3B	0.30%
48	RWRSPDR SERIES TRUST	13,770	$1.3B	0.29%
49	AMZNAMAZON COM INC	1,249	$1.2B	0.28%
50	AGGISHARES TR	9,932	$1.1B	0.25%
51	—VANECK VECTORS ETF TR	42,306	$1.0B	0.23%
52	—CLAYMORE EXCHANGE TRD FD TR	39,895	$986.0M	0.23%
53	—CLAYMORE EXCHANGE TRD FD TR	37,498	$950.0M	0.22%
54	—CLAYMORE EXCHANGE TRD FD TR	37,987	$948.0M	0.22%
55	PGPROCTER AND GAMBLE CO	10,090	$918.0M	0.21%
56	—CLAYMORE EXCHANGE TRD FD TR	36,164	$914.0M	0.21%
57	—CLAYMORE EXCHANGE TRD FD TR	35,691	$907.0M	0.21%
58	DLSWISDOMTREE TR	12,010	$888.0M	0.20%
59	IGSBISHARES TR	8,281	$872.0M	0.20%
60	MATWMATTHEWS INTL CORP	13,806	$859.0M	0.20%
61	VUGVANGUARD INDEX FDS	6,285	$834.0M	0.19%
62	—CLAYMORE EXCHANGE TRD FD TR	31,718	$816.0M	0.19%
63	GEGENERAL ELECTRIC CO	32,682	$790.0M	0.18%
64	BABOEING CO	3,097	$787.0M	0.18%
65	SPSBSPDR SERIES TRUST	25,076	$769.0M	0.18%
66	SPIBSPDR SERIES TRUST	22,050	$761.0M	0.18%
67	VIGVANGUARD SPECIALIZED PORTFOL	7,890	$748.0M	0.17%
68	—POWERSHARES QQQ TRUST	5,138	$747.0M	0.17%
69	IWCISHARES TR	7,795	$736.0M	0.17%
70	DEMWISDOMTREE TR	16,931	$728.0M	0.17%
71	SLYGSPDR SERIES TRUST	3,000	$684.0M	0.16%
72	AQLTISHARES TR	10,502	$674.0M	0.16%
73	IVEISHARES TR	6,175	$666.0M	0.15%
74	JNJJOHNSON & JOHNSON	5,030	$654.0M	0.15%
75	USBUS BANCORP DEL	11,319	$607.0M	0.14%
76	EFAISHARES TR	8,723	$597.0M	0.14%
77	SCHCSCHWAB STRATEGIC TR	16,435	$589.0M	0.14%
78	TAT&T INC	14,633	$573.0M	0.13%
79	NKENIKE INC	11,024	$572.0M	0.13%
80	COSTCOSTCO WHSL CORP NEW	3,466	$569.0M	0.13%
81	AMGNAMGEN INC	3,043	$567.0M	0.13%
82	VBVANGUARD INDEX FDS	3,983	$563.0M	0.13%
83	GOOGALPHABET INC	556	$533.0M	0.12%
84	XOMEXXON MOBIL CORP	6,296	$516.0M	0.12%
85	GOOGLALPHABET INC	510	$497.0M	0.11%
86	HYSPIMCO ETF TR	4,717	$479.0M	0.11%
87	FPFFIRST TR EXCH TRD ALPHA FD I	17,421	$477.0M	0.11%
88	METAFACEBOOK INC	2,773	$474.0M	0.11%
89	EWXSPDR INDEX SHS FDS	9,089	$450.0M	0.10%
90	DISDISNEY WALT CO	4,481	$442.0M	0.10%
91	SPLKCHFSPLUNK INC	6,519	$433.0M	0.10%
92	BACBANK AMER CORP	16,957	$430.0M	0.10%
93	FTSLFIRST TR EXCHANGE TRADED FD	8,597	$414.0M	0.10%
94	ORCLORACLE CORP	8,343	$403.0M	0.09%
95	WPSISHARES TR	10,530	$401.0M	0.09%
96	SCHFSCHWAB STRATEGIC TR	11,473	$384.0M	0.09%
97	IWMISHARES TR	2,575	$382.0M	0.09%
98	SLVISHARES SILVER TRUST	23,485	$370.0M	0.09%
99	IEIISHARES TR	2,962	$366.0M	0.08%
100	JPMJPMORGAN CHASE & CO	3,621	$346.0M	0.08%

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