Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q3 2018 Filing

Filed November 13, 2018

Portfolio Value

$564.2M

Holdings

213

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (213 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	VCSHVANGUARD SCOTTSDALE FDS	1,350,602	$105.6M	18.71%
2	VCITVANGUARD SCOTTSDALE FDS	767,414	$64.1M	11.36%
3	VTIPVANGUARD MALVERN FDS	1,018,696	$49.3M	8.73%
4	SHYISHARES TR	388,228	$32.3M	5.72%
5	IEMGISHARES INC	512,288	$26.5M	4.70%
6	SJNKSPDR SER TR	902,038	$24.9M	4.41%
7	VNQVANGUARD INDEX FDS	175,973	$14.2M	2.52%
8	VVVANGUARD INDEX FDS	82,044	$11.0M	1.94%
9	SCHXSCHWAB STRATEGIC TR	157,247	$10.9M	1.94%
10	HYMBSPDR SERIES TRUST	188,913	$10.6M	1.88%
11	SHMSPDR SER TR	220,440	$10.5M	1.86%
12	AMZNAMAZON COM INC	3,752	$7.5M	1.33%
13	MSFTMICROSOFT CORP	65,013	$7.4M	1.32%
14	AAPLAPPLE INC	29,997	$6.8M	1.20%
15	XFEBFIRST TR EXCHANGE-TRADED FD	338,318	$6.5M	1.15%
16	VTIVANGUARD INDEX FDS	40,625	$6.1M	1.08%
17	MUBISHARES TR	53,318	$5.8M	1.02%
18	SCHZSCHWAB STRATEGIC TR	99,752	$5.0M	0.89%
19	USBUS BANCORP DEL	85,787	$4.5M	0.80%
20	SPYSPDR S&P 500 ETF TR	13,331	$3.9M	0.69%
21	VEAVANGUARD TAX MANAGED INTL FD	87,048	$3.8M	0.67%
22	SCHESCHWAB STRATEGIC TR	136,843	$3.5M	0.62%
23	VYMVANGUARD WHITEHALL FDS INC	33,905	$3.0M	0.52%
24	FMUSDISHARES INC	101,578	$2.9M	0.51%
25	XOMEXXON MOBIL CORP	31,109	$2.6M	0.47%	Put
26	COMTISHARES US ETF TR	66,795	$2.6M	0.46%
27	TIPISHARES TR	23,051	$2.5M	0.45%
28	TDYTELEDYNE TECHNOLOGIES INC	9,966	$2.5M	0.44%
29	—VANECK VECTORS ETF TR	75,818	$2.4M	0.42%
30	SPSBSPDR SERIES TRUST	78,110	$2.4M	0.42%
31	NDQINVESCO QQQ TR	12,644	$2.3M	0.42%
32	—INVESCO EXCH TRD SLF IDX FD	100,249	$2.1M	0.37%
33	—INVESCO EXCH TRD SLF IDX FD	98,500	$2.1M	0.37%
34	BSCKINVESCO EXCH TRD SLF IDX FD	98,683	$2.1M	0.37%
35	EWEDWARDS LIFESCIENCES CORP	11,920	$2.1M	0.37%
36	BSCLINVESCO EXCH TRD SLF IDX FD	91,762	$1.9M	0.34%
37	VTVVANGUARD INDEX FDS	17,105	$1.9M	0.34%
38	BSCMUSDINVESCO EXCH TRD SLF IDX FD	89,800	$1.9M	0.33%
39	DWXSPDR INDEX SHS FDS	48,512	$1.8M	0.33%
40	SCHPSCHWAB STRATEGIC TR	34,034	$1.8M	0.33%
41	IWCISHARES TR	17,177	$1.8M	0.32%
42	VNQIVANGUARD INTL EQUITY INDEX F	31,973	$1.8M	0.32%
43	CVXCHEVRON CORP NEW	14,424	$1.8M	0.31%
44	BABOEING CO	4,702	$1.7M	0.31%
45	DESWISDOMTREE TR	56,564	$1.7M	0.30%
46	CACCAMDEN NATL CORP	37,669	$1.6M	0.29%
47	RWRSPDR SERIES TRUST	17,409	$1.6M	0.29%
48	—PS BUSINESS PKS INC CALIF	12,345	$1.6M	0.28%
49	SCZISHARES TR	23,677	$1.5M	0.26%
50	QQQINVESCO EXCH TRD SLF IDX FD	72,183	$1.5M	0.26%
51	INTCINTEL CORP	30,645	$1.4M	0.26%
52	BSCOINVESCO EXCH TRD SLF IDX FD	71,899	$1.4M	0.26%
53	EMBISHARES TR	13,251	$1.4M	0.25%
54	VTVANGUARD INTL EQUITY INDEX F	18,179	$1.4M	0.24%
55	SBUXSTARBUCKS CORP	23,167	$1.3M	0.23%
56	PGPROCTER AND GAMBLE CO	14,763	$1.2M	0.22%
57	BRK/BBERKSHIRE HATHAWAY INC DEL	5,650	$1.2M	0.21%
58	MCHPMICROCHIP TECHNOLOGY INC	14,740	$1.2M	0.21%
59	COSTCOSTCO WHSL CORP NEW	4,926	$1.2M	0.21%
60	EWXSPDR INDEX SHS FDS	25,460	$1.1M	0.20%
61	IVVISHARES TR	3,840	$1.1M	0.20%
62	VUGVANGUARD INDEX FDS	6,971	$1.1M	0.20%
63	SCHCSCHWAB STRATEGIC TR	30,540	$1.1M	0.19%
64	VIGVANGUARD GROUP	9,513	$1.1M	0.19%
65	SPIBSPDR SERIES TRUST	31,555	$1.1M	0.19%
66	JNJJOHNSON & JOHNSON	7,583	$1.0M	0.19%
67	METAFACEBOOK INC	6,293	$1.0M	0.18%
68	PFEPFIZER INC	23,319	$1.0M	0.18%
69	VBVANGUARD INDEX FDS	6,035	$981K	0.17%
70	—VANECK VECTORS ETF TR	42,006	$979K	0.17%
71	NKENIKE INC	11,208	$950K	0.17%
72	—INVESCO EXCH TRD SLF IDX FD	38,099	$925K	0.16%
73	PSXPHILLIPS 66	7,981	$900K	0.16%
74	DEMWISDOMTREE TR	20,465	$894K	0.16%
75	—INVESCO EXCH TRD SLF IDX FD	35,554	$893K	0.16%
76	BSJKINVESCO EXCH TRD SLF IDX FD	35,793	$871K	0.15%
77	DLSWISDOMTREE TR	12,171	$866K	0.15%
78	MCDMCDONALDS CORP	5,124	$857K	0.15%
79	BSJLINVESCO EXCH TRD SLF IDX FD	34,550	$856K	0.15%
80	BSVVANGUARD BD INDEX FD INC	10,810	$844K	0.15%
81	BSJM1EURINVESCO EXCH TRD SLF IDX FD	34,120	$841K	0.15%
82	CSCOCISCO SYS INC	16,971	$826K	0.15%
83	SLYGSPDR SERIES TRUST	12,000	$810K	0.14%
84	SCHASCHWAB STRATEGIC TR	10,359	$789K	0.14%
85	MATWMATTHEWS INTL CORP	15,671	$786K	0.14%
86	VWOVANGUARD INTL EQUITY INDEX F	18,928	$776K	0.14%
87	IBMINTERNATIONAL BUSINESS MACHS	5,082	$768K	0.14%
88	SPLKCHFSPLUNK INC	6,292	$761K	0.13%
89	GOOGALPHABET INC	637	$760K	0.13%
90	UNHUNITEDHEALTH GROUP INC	2,836	$755K	0.13%
91	AMGNAMGEN INC	3,526	$731K	0.13%
92	JPMJPMORGAN CHASE & CO	6,398	$722K	0.13%
93	DONSPDR DOW JONES INDL AVRG ETF	2,690	$711K	0.13%
94	MRKMERCK & CO INC	9,932	$705K	0.12%
95	GOOGLALPHABET INC	576	$695K	0.12%
96	FPFFIRST TR EXCH TRD ALPHA FD I	27,546	$690K	0.12%
97	SCHFSCHWAB STRATEGIC TR	20,569	$690K	0.12%
98	MOALTRIA GROUP INC	11,402	$688K	0.12%
99	AGGISHARES TR	6,408	$676K	0.12%
100	QQLVINVESCO EXCH TRD SLF IDX FD	25,706	$674K	0.12%

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