Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q3 2019 Filing

Filed November 13, 2019

Portfolio Value

$825.9B

Holdings

280

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (280 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	VCSHVANGUARD SCOTTSDALE FDS	1,514,598	$122.8B	14.86%
2	VCITVANGUARD SCOTTSDALE FDS	842,490	$76.9B	9.31%
3	VTIPVANGUARD MALVERN FDS	1,484,400	$72.8B	8.82%
4	SHYISHARES TR	390,475	$33.1B	4.01%
5	SJNKSPDR SERIES TRUST	1,155,922	$31.2B	3.78%
6	IEMGISHARES INC	624,139	$30.6B	3.70%
7	VNQVANGUARD INDEX FDS	239,386	$22.3B	2.70%
8	MSFTMICROSOFT CORP	100,716	$14.0B	1.70%	Call
9	HYMBSPDR SERIES TRUST	232,083	$13.8B	1.67%
10	AMZNAMAZON COM INC	7,791	$13.5B	1.64%	Put
11	AAPLAPPLE INC	54,746	$12.3B	1.48%
12	SPYSPDR S&P 500 ETF TR	39,378	$11.7B	1.41%
13	SCHXSCHWAB STRATEGIC TR	153,205	$10.9B	1.32%
14	XFEBFIRST TR EXCHANGE-TRADED FD	522,282	$10.3B	1.25%
15	VVVANGUARD INDEX FDS	71,144	$9.7B	1.17%
16	SHMSPDR SERIES TRUST	184,717	$9.0B	1.10%
17	VGSHVANGUARD SCOTTSDALE FDS	141,917	$8.6B	1.05%
18	SCHCSCHWAB STRATEGIC TR	227,104	$7.2B	0.87%
19	MUBISHARES TR	62,329	$7.1B	0.86%
20	QUALISHARES TR	74,065	$6.8B	0.83%
21	BABOEING CO	16,017	$6.1B	0.74%	Call
22	RSRELIANCE STEEL & ALUMINUM CO	60,774	$6.1B	0.73%
23	IWCISHARES TR	64,368	$5.7B	0.69%
24	IQLTISHARES TR	190,991	$5.7B	0.69%
25	INTCINTEL CORP	109,518	$5.6B	0.68%
26	VTIVANGUARD INDEX FDS	36,593	$5.5B	0.67%
27	SCHZSCHWAB STRATEGIC TR	97,833	$5.3B	0.64%
28	USBUS BANCORP DEL	95,097	$5.3B	0.64%
29	VTVVANGUARD INDEX FDS	44,065	$4.9B	0.60%
30	EFVISHARES TR	102,630	$4.9B	0.59%
31	VVISA INC	27,872	$4.8B	0.58%
32	VYMVANGUARD WHITEHALL FDS INC	49,802	$4.4B	0.54%
33	VNQIVANGUARD INTL EQUITY INDEX F	75,234	$4.4B	0.53%
34	DWXSPDR INDEX SHS FDS	111,817	$4.4B	0.53%
35	VSSVANGUARD INTL EQUITY INDEX F	40,775	$4.2B	0.50%
36	SCHESCHWAB STRATEGIC TR	164,639	$4.1B	0.50%
37	FPFFIRST TR EXCH TRD ALPHA FD I	175,529	$4.1B	0.50%
38	COSTCOSTCO WHSL CORP NEW	14,241	$4.1B	0.50%
39	COMTISHARES US ETF TR	116,913	$3.7B	0.45%
40	FTSLFIRST TR EXCHANGE TRADED FD	77,548	$3.7B	0.45%
41	CVXCHEVRON CORP NEW	26,917	$3.2B	0.39%
42	VEAVANGUARD TAX MANAGED INTL FD	74,625	$3.1B	0.37%
43	TDYTELEDYNE TECHNOLOGIES INC	9,088	$2.9B	0.35%
44	BSVVANGUARD BD INDEX FD INC	35,104	$2.8B	0.34%
45	FMUSDISHARES INC	98,116	$2.8B	0.33%
46	SBUXSTARBUCKS CORP	30,387	$2.7B	0.33%
47	NVDANVIDIA CORP	15,391	$2.7B	0.32%
48	VBRVANGUARD INDEX FDS	19,591	$2.5B	0.31%
49	SHWSHERWIN WILLIAMS CO	4,560	$2.5B	0.30%
50	TIPISHARES TR	21,526	$2.5B	0.30%
51	VBVANGUARD INDEX FDS	15,714	$2.4B	0.29%
52	SCHPSCHWAB STRATEGIC TR	41,174	$2.3B	0.28%
53	HYDVANECK VECTORS ETF TR	35,864	$2.3B	0.28%
54	SPSBSPDR SERIES TRUST	74,805	$2.3B	0.28%
55	NDQINVESCO QQQ TR	12,148	$2.3B	0.28%
56	DLSWISDOMTREE TR	35,797	$2.3B	0.28%
57	—PS BUSINESS PKS INC CALIF	12,345	$2.2B	0.27%
58	XOMEXXON MOBIL CORP	31,446	$2.2B	0.27%
59	DESWISDOMTREE TR	81,020	$2.2B	0.27%
60	MRKMERCK & CO INC	26,049	$2.2B	0.27%
61	BSCLINVESCO EXCH TRD SLF IDX FD	103,114	$2.2B	0.27%
62	BSCKINVESCO EXCH TRD SLF IDX FD	101,680	$2.2B	0.26%
63	JNJJOHNSON & JOHNSON	16,699	$2.2B	0.26%
64	—INVESCO EXCH TRD SLF IDX FD	101,539	$2.1B	0.26%
65	BSCMUSDINVESCO EXCH TRD SLF IDX FD	98,245	$2.1B	0.26%
66	DHRDANAHER CORPORATION	14,507	$2.1B	0.25%
67	QQQINVESCO EXCH TRD SLF IDX FD	96,284	$2.0B	0.25%
68	MCDMCDONALDS CORP	9,479	$2.0B	0.25%
69	DEMWISDOMTREE TR	48,649	$2.0B	0.24%
70	BLKCHFBLACKROCK INC	4,346	$1.9B	0.23%
71	METAFACEBOOK INC	10,855	$1.9B	0.23%
72	PGPROCTER & GAMBLE CO	14,811	$1.8B	0.22%
73	VWOVANGUARD INTL EQUITY INDEX F	44,789	$1.8B	0.22%
74	BSCOINVESCO EXCH TRD SLF IDX FD	82,133	$1.8B	0.21%
75	IBMINTERNATIONAL BUSINESS MACHS	11,835	$1.7B	0.21%
76	SCZISHARES TR	29,692	$1.7B	0.21%
77	GQ9SPDR GOLD TRUST	12,211	$1.7B	0.21%	Call
78	BSCPINVESCO EXCH TRD SLF IDX FD	76,686	$1.6B	0.20%
79	IVVISHARES TR	5,470	$1.6B	0.20%
80	DISDISNEY WALT CO	12,360	$1.6B	0.20%
81	PBPINVESCO EXCHANGE TRADED FD T	73,922	$1.6B	0.19%
82	SPIBSPDR SERIES TRUST	44,235	$1.6B	0.19%
83	NFLXNETFLIX INC	5,488	$1.5B	0.18%
84	GOOGALPHABET INC	1,194	$1.5B	0.18%
85	RWRSPDR SERIES TRUST	13,688	$1.4B	0.17%
86	FNDFSCHWAB STRATEGIC TR	51,784	$1.4B	0.17%
87	CSCOCISCO SYS INC	28,908	$1.4B	0.17%
88	SCHASCHWAB STRATEGIC TR	20,424	$1.4B	0.17%
89	BRK/BBERKSHIRE HATHAWAY INC DEL	6,720	$1.4B	0.17%
90	SCHFSCHWAB STRATEGIC TR	43,829	$1.4B	0.17%
91	FNDESCHWAB STRATEGIC TR	50,842	$1.4B	0.17%
92	LVSLAS VEGAS SANDS CORP	24,000	$1.4B	0.17%
93	VUGVANGUARD INDEX FDS	8,150	$1.4B	0.16%
94	SPLKCHFSPLUNK INC	11,428	$1.3B	0.16%
95	FDMFIRST TR DJS MICROCAP INDEX	28,797	$1.3B	0.16%
96	ROKROCKWELL AUTOMATION INC	7,903	$1.3B	0.16%
97	PFEPFIZER INC	36,121	$1.3B	0.16%
98	WAFDWASHINGTON FED INC	34,773	$1.3B	0.16%
99	IWBISHARES TR	7,685	$1.3B	0.15%
100	CACCAMDEN NATL CORP	28,299	$1.2B	0.15%

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