Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q3 2020 Filing

Filed November 12, 2020

Portfolio Value

$1.2B

Holdings

345

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (345 positions)

#	Stock	Shares	Value	% Portfolio
1	VCSHVANGUARD SCOTTSDALE FDS	1,544,022	$127.9M	10.93%
2	VTIPVANGUARD MALVERN FDS	1,828,173	$93.3M	7.97%
3	VCITVANGUARD SCOTTSDALE FDS	819,966	$78.6M	6.71%
4	VGSHVANGUARD SCOTTSDALE FDS	740,701	$46.0M	3.93%
5	IEMGISHARES INC	676,714	$35.7M	3.05%
6	SJNKSPDR SER TR	1,378,412	$35.7M	3.05%
7	AAPLAPPLE INC	262,805	$30.4M	2.60%
8	SPYSPDR S&P 500 ETF TR	89,717	$30.0M	2.57%
9	VEAVANGUARD TAX-MANAGED INTL FD	622,715	$25.5M	2.18%
10	IQLTISHARES TR	757,868	$23.7M	2.03%
11	QUALISHARES TR	221,366	$23.0M	1.96%
12	ADBEADOBE SYSTEMS INCORPORATED	45,604	$22.4M	1.91%
13	MSFTMICROSOFT CORP	103,865	$21.8M	1.87%
14	VTVVANGUARD INDEX FDS	198,380	$20.7M	1.77%
15	VNQVANGUARD INDEX FDS	254,977	$20.1M	1.72%
16	AMZNAMAZON COM INC	5,588	$17.6M	1.50%
17	EFVISHARES TR	379,275	$15.3M	1.31%
18	VSSVANGUARD INTL EQUITY INDEX F	124,891	$13.2M	1.12%
19	AMDADVANCED MICRO DEVICES INC	147,021	$12.1M	1.03%
20	JNJJOHNSON & JOHNSON	78,951	$11.8M	1.00%
21	VVVANGUARD INDEX FDS	73,504	$11.5M	0.98%
22	SCHXSCHWAB STRATEGIC TR	138,286	$11.2M	0.95%
23	IWCISHARES TR	116,076	$10.5M	0.90%
24	XFEBFIRST TR EXCH TRADED FD III	493,390	$9.5M	0.81%
25	MUBISHARES TR	75,780	$8.8M	0.75%
26	SHMSPDR SER TR	172,682	$8.6M	0.74%
27	FPFFIRST TR EXCH TRD ALPHDX FD	370,171	$8.0M	0.68%
28	HYMBSPDR SER TR	137,659	$7.8M	0.67%
29	RSRELIANCE STEEL & ALUMINUM CO	76,131	$7.8M	0.66%
30	FTSLFIRST TR EXCHANGE-TRADED FD	161,664	$7.4M	0.64%
31	VBRVANGUARD INDEX FDS	64,483	$7.1M	0.61%
32	VBVANGUARD INDEX FDS	44,638	$6.9M	0.59%
33	VWOVANGUARD INTL EQUITY INDEX F	158,452	$6.9M	0.59%
34	NDQINVESCO QQQ TR	24,586	$6.8M	0.58%
35	VTIVANGUARD INDEX FDS	39,613	$6.7M	0.58%
36	METAFACEBOOK INC	25,702	$6.7M	0.58%
37	VVISA INC	32,394	$6.5M	0.55%
38	SCHASCHWAB STRATEGIC TR	93,771	$6.4M	0.55%
39	ZZILLOW GROUP INC	60,642	$6.2M	0.53%
40	HYDVANECK VECTORS ETF TR	99,133	$5.9M	0.51%
41	EWXSPDR INDEX SHS FDS	128,094	$5.7M	0.49%
42	COSTCOSTCO WHSL CORP NEW	14,459	$5.1M	0.44%
43	SCHVSCHWAB STRATEGIC TR	93,159	$4.9M	0.42%
44	SCHZSCHWAB STRATEGIC TR	86,420	$4.8M	0.41%
45	SCHESCHWAB STRATEGIC TR	180,880	$4.8M	0.41%
46	—BLUCORA INC	489,899	$4.6M	0.39%
47	SPSBSPDR SER TR	139,151	$4.4M	0.37%
48	FNDFSCHWAB STRATEGIC TR	175,523	$4.3M	0.37%
49	IVVISHARES TR	12,701	$4.3M	0.36%
50	VNQIVANGUARD INTL EQUITY INDEX F	86,291	$4.2M	0.36%
51	NFLXNETFLIX INC	8,099	$4.0M	0.35%
52	ESGDISHARES TR	58,113	$3.7M	0.32%
53	SCHCSCHWAB STRATEGIC TR	111,019	$3.6M	0.31%
54	JPMJPMORGAN CHASE & CO	36,824	$3.5M	0.30%
55	DWXSPDR INDEX SHS FDS	99,980	$3.4M	0.29%
56	INTCINTEL CORP	65,094	$3.4M	0.29%
57	VYMVANGUARD WHITEHALL FDS	41,638	$3.4M	0.29%
58	IJSISHARES TR	25,802	$3.2M	0.27%
59	FNDESCHWAB STRATEGIC TR	130,102	$3.1M	0.26%
60	SPIBSPDR SER TR	83,751	$3.1M	0.26%
61	SBUXSTARBUCKS CORP	32,871	$2.8M	0.24%
62	PGPROCTER AND GAMBLE CO	19,356	$2.7M	0.23%
63	SHWSHERWIN WILLIAMS CO	3,735	$2.6M	0.22%
64	GOOGALPHABET INC	1,757	$2.6M	0.22%
65	PFEPFIZER INC	68,122	$2.5M	0.21%
66	DHRDANAHER CORPORATION	11,545	$2.5M	0.21%
67	MRKMERCK & CO. INC	29,906	$2.5M	0.21%
68	BABOEING CO	14,982	$2.5M	0.21%
69	CSCOCISCO SYS INC	61,659	$2.4M	0.21%
70	NULVNUSHARES ETF TR	83,508	$2.4M	0.21%
71	MCDMCDONALDS CORP	10,743	$2.4M	0.20%
72	TIPISHARES TR	18,180	$2.3M	0.20%
73	BACVERIZON COMMUNICATIONS INC	37,747	$2.2M	0.19%
74	BRK/BBERKSHIRE HATHAWAY INC DEL	10,436	$2.2M	0.19%
75	BSCMUSDINVESCO EXCH TRD SLF IDX FD	101,624	$2.2M	0.19%
76	BSCLINVESCO EXCH TRD SLF IDX FD	103,637	$2.2M	0.19%
77	FDMFIRST TR DOW JONES SELECT MI	58,836	$2.2M	0.19%
78	DLSWISDOMTREE TR	36,055	$2.2M	0.18%
79	PBPINVESCO EXCHANGE TRADED FD T	111,128	$2.1M	0.18%
80	BSCKINVESCO EXCH TRD SLF IDX FD	100,202	$2.1M	0.18%
81	BSVVANGUARD BD INDEX FDS	25,575	$2.1M	0.18%
82	IWNISHARES TR	21,042	$2.1M	0.18%
83	QQQINVESCO EXCH TRD SLF IDX FD	95,453	$2.1M	0.18%
84	GOOGLALPHABET INC	1,418	$2.1M	0.18%
85	FMUSDISHARES INC	79,554	$2.0M	0.17%
86	SHYISHARES TR	23,483	$2.0M	0.17%
87	HYSPIMCO ETF TR	21,379	$2.0M	0.17%
88	BSCOINVESCO EXCH TRD SLF IDX FD	89,660	$2.0M	0.17%
89	SCHPSCHWAB STRATEGIC TR	32,043	$2.0M	0.17%
90	ACNACCENTURE PLC IRELAND	8,521	$1.9M	0.16%
91	CDNACAREDX INC	50,658	$1.9M	0.16%
92	DESWISDOMTREE TR	86,543	$1.8M	0.16%
93	CVXCHEVRON CORP NEW	24,861	$1.8M	0.15%
94	SCZISHARES TR	29,291	$1.7M	0.15%
95	VTVANGUARD INTL EQUITY INDEX F	21,343	$1.7M	0.15%
96	NKENIKE INC	13,651	$1.7M	0.15%
97	ESMLISHARES TR	64,438	$1.7M	0.15%
98	BLKCHFBLACKROCK INC	3,031	$1.7M	0.15%
99	DEMWISDOMTREE TR	48,242	$1.7M	0.15%
100	ESGEISHARES INC	46,887	$1.7M	0.14%

Page 1 of 4Next