Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q3 2023 Filing

Filed November 3, 2023

Portfolio Value

$2.5M

Holdings

462

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (462 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	VCSHVANGUARD SCOTTSDALE FDS	1,955,412	$147K	5.92%
2	VTIPVANGUARD MALVERN FDS	2,851,108	$135K	5.43%
3	MTUMISHARES TR	786,013	$110K	4.42%
4	AAPLAPPLE INC	620,064	$106K	4.28%	Put
5	VCITVANGUARD SCOTTSDALE FDS	1,108,158	$84K	3.39%
6	QUALISHARES TR	590,074	$78K	3.13%
7	IQLTISHARES TR	2,258,183	$76K	3.06%
8	IEMGISHARES INC	1,504,983	$72K	2.89%
9	EFVISHARES TR	1,372,170	$67K	2.71%
10	DFUVDIMENSIONAL ETF TRUST	1,872,618	$64K	2.57%
11	SJNKSPDR SER TR	2,423,433	$59K	2.39%
12	DFIVDIMENSIONAL ETF TRUST	1,720,299	$56K	2.26%
13	MSFTMICROSOFT CORP	163,912	$52K	2.09%
14	VGSHVANGUARD SCOTTSDALE FDS	801,680	$46K	1.86%
15	VTVVANGUARD INDEX FDS	326,058	$45K	1.81%
16	VNQVANGUARD INDEX FDS	559,674	$42K	1.71%
17	SPYSPDR S&P 500 ETF TR	95,451	$41K	1.64%	Put
18	DFATDIMENSIONAL ETF TRUST	834,068	$38K	1.54%
19	NVDANVIDIA CORPORATION	85,886	$37K	1.51%	Put
20	VEAVANGUARD TAX-MANAGED FDS	742,280	$32K	1.31%
21	AVDVAMERICAN CENTY ETF TR	458,762	$27K	1.07%
22	VSSVANGUARD INTL EQUITY INDEX F	225,433	$24K	0.96%
23	DFACDIMENSIONAL ETF TRUST	788,944	$21K	0.83%
24	ESGDISHARES TR	294,142	$20K	0.82%
25	VBRVANGUARD INDEX FDS	123,670	$20K	0.79%
26	STIPISHARES TR	196,666	$19K	0.77%
27	AMZNAMAZON COM INC	137,056	$17K	0.70%
28	XFEBFIRST TR EXCH TRADED FD III	1,005,010	$16K	0.65%
29	DFASDIMENSIONAL ETF TRUST	300,734	$16K	0.64%
30	CVXCHEVRON CORP NEW	89,735	$15K	0.61%
31	ACGLARCH CAP GROUP LTD	177,041	$14K	0.57%
32	XOMEXXON MOBIL CORP	115,994	$14K	0.55%
33	FPFFIRST TR EXCH TRD ALPHDX FD	635,985	$13K	0.53%
34	CSCOCISCO SYS INC	243,559	$13K	0.53%
35	GOOGLALPHABET INC	98,734	$13K	0.52%
36	HYMBSPDR SER TR	540,042	$13K	0.52%
37	SCHCSCHWAB STRATEGIC TR	396,840	$13K	0.52%
38	SCHXSCHWAB STRATEGIC TR	249,000	$13K	0.51%
39	TSLATESLA INC	50,337	$13K	0.51%
40	VNQIVANGUARD INTL EQUITY INDEX F	322,380	$13K	0.51%
41	OZBELPOINTE PREP LLC	146,205	$13K	0.50%
42	NULVNUSHARES ETF TR	361,850	$12K	0.49%
43	VVVANGUARD INDEX FDS	61,488	$12K	0.48%
44	VBVANGUARD INDEX FDS	61,437	$12K	0.47%
45	DELLDELL TECHNOLOGIES INC	165,228	$11K	0.46%
46	IWCISHARES TR	113,489	$11K	0.46%
47	VTIVANGUARD INDEX FDS	50,763	$11K	0.43%
48	JNJJOHNSON & JOHNSON	68,405	$11K	0.43%
49	GOOGALPHABET INC	78,897	$10K	0.42%
50	EWXSPDR INDEX SHS FDS	189,510	$10K	0.41%
51	SCHVSCHWAB STRATEGIC TR	156,751	$10K	0.41%
52	VWOVANGUARD INTL EQUITY INDEX F	256,787	$10K	0.41%
53	ESGEISHARES INC	325,482	$10K	0.40%
54	AVUVAMERICAN CENTY ETF TR	120,740	$9K	0.38%
55	METAMETA PLATFORMS INC	30,770	$9K	0.37%
56	SHMSPDR SER TR	197,723	$9K	0.37%
57	7HPHP INC	353,006	$9K	0.37%
58	VFMOVANGUARD WELLINGTON FD	78,818	$9K	0.36%
59	SCHASCHWAB STRATEGIC TR	213,114	$9K	0.36%
60	ABBVABBVIE INC	59,175	$9K	0.36%
61	SCHESCHWAB STRATEGIC TR	366,185	$9K	0.35%
62	SCHFSCHWAB STRATEGIC TR	254,240	$9K	0.35%
63	ORCLORACLE CORP	78,216	$8K	0.33%
64	ESMLISHARES TR	233,138	$8K	0.32%
65	UPSUNITED PARCEL SERVICE INC	48,250	$8K	0.30%
66	DWXSPDR INDEX SHS FDS	225,856	$7K	0.30%
67	FNDFSCHWAB STRATEGIC TR	232,190	$7K	0.30%
68	VYMVANGUARD WHITEHALL FDS	70,288	$7K	0.29%
69	MGVVANGUARD WORLD FD	70,347	$7K	0.29%
70	SPSBSPDR SER TR	243,286	$7K	0.29%
71	GILDGILEAD SCIENCES INC	92,556	$7K	0.28%
72	NUMVNUSHARES ETF TR	243,707	$7K	0.28%
73	NDQINVESCO QQQ TR	19,277	$7K	0.28%
74	FTSLFIRST TR EXCHANGE-TRADED FD	147,740	$7K	0.27%
75	BLDRBUILDERS FIRSTSOURCE INC	52,312	$7K	0.26%
76	VVISA INC	27,974	$6K	0.26%
77	CARRCARRIER GLOBAL CORPORATION	115,335	$6K	0.26%
78	DOXAMDOCS LTD	73,097	$6K	0.25%
79	IVVISHARES TR	14,378	$6K	0.25%
80	AMATAPPLIED MATLS INC	44,309	$6K	0.25%
81	MGCVANGUARD WORLD FD	39,662	$6K	0.24%
82	TRVTRAVELERS COMPANIES INC	36,004	$6K	0.24%
83	ESGUISHARES TR	62,189	$6K	0.24%
84	SPIBSPDR SER TR	173,568	$5K	0.22%
85	SUBISHARES TR	51,164	$5K	0.21%
86	SCHWSCHWAB CHARLES CORP	94,790	$5K	0.21%
87	MGKVANGUARD WORLD FD	21,469	$5K	0.20%
88	IJRISHARES TR	50,957	$5K	0.19%
89	AFLAFLAC INC	59,580	$5K	0.18%
90	DEMWISDOMTREE TR	121,691	$5K	0.18%
91	MUBISHARES TR	43,143	$4K	0.18%
92	EFGISHARES TR	51,117	$4K	0.18%
93	HYDVANECK ETF TRUST	89,512	$4K	0.18%
94	CITHE CIGNA GROUP	15,049	$4K	0.17%
95	VOOVANGUARD INDEX FDS	10,899	$4K	0.17%
96	SPYVSPDR SER TR	103,269	$4K	0.17%
97	PBPINVESCO EXCHANGE TRADED FD T	197,569	$4K	0.17%
98	IJSISHARES TR	45,853	$4K	0.16%
99	AWMSKYWORKS SOLUTIONS INC	40,912	$4K	0.16%
100	FMUSDISHARES INC	154,831	$4K	0.16%

Page 1 of 5Next