Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q4 2017 Filing

Filed February 12, 2018

Portfolio Value

$466.3M

Holdings

151

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (151 positions)

#	Stock	Shares	Value	% Portfolio
1	VCSHVANGUARD SCOTTSDALE FDS	1,191,509	$94.5M	20.26%
2	VCITVANGUARD SCOTTSDALE FDS	679,005	$59.3M	12.72%
3	VTIPVANGUARD MALVERN FDS	833,908	$40.7M	8.73%
4	SHYISHARES TR	360,546	$30.2M	6.48%
5	IEMGISHARES INC	436,845	$24.9M	5.33%
6	SJNKSPDR SER TR	737,085	$20.3M	4.36%
7	VNQVANGUARD INDEX FDS	143,438	$11.9M	2.55%
8	VVVANGUARD INDEX FDS	84,515	$10.4M	2.22%
9	SHMSPDR SER TR	206,699	$9.9M	2.12%
10	SCHXSCHWAB STRATEGIC TR	150,138	$9.6M	2.05%
11	HYMBSPDR SERIES TRUST	122,238	$6.8M	1.46%
12	MUBISHARES TR	58,421	$6.5M	1.39%
13	EMBISHARES TR	52,709	$6.1M	1.31%
14	VTIVANGUARD INDEX FDS	39,218	$5.4M	1.15%
15	MSFTMICROSOFT CORP	55,668	$4.8M	1.02%
16	SCHZSCHWAB STRATEGIC TR	89,198	$4.6M	1.00%
17	AAPLAPPLE INC	26,864	$4.5M	0.97%
18	XFEBFIRST TR EXCHANGE-TRADED FD	200,702	$4.0M	0.86%
19	VEAVANGUARD TAX MANAGED INTL FD	85,192	$3.8M	0.82%
20	—VANECK VECTORS ETF TR	108,629	$3.4M	0.73%
21	AMZNAMAZON COM INC	2,748	$3.2M	0.69%
22	SPYSPDR S&P 500 ETF TR	11,976	$3.2M	0.69%
23	TIPISHARES TR	27,765	$3.2M	0.68%
24	PGPROCTER AND GAMBLE CO	33,743	$3.1M	0.66%
25	VYMVANGUARD WHITEHALL FDS INC	35,316	$3.0M	0.65%
26	FMUSDISHARES INC	88,459	$2.9M	0.63%
27	SCHESCHWAB STRATEGIC TR	86,741	$2.4M	0.52%
28	—POWERSHARES QQQ TRUST	13,423	$2.1M	0.45%
29	CVXCHEVRON CORP NEW	16,699	$2.1M	0.45%
30	COMTISHARES U S ETF TR	54,692	$2.0M	0.43%
31	CACCAMDEN NATL CORP	46,099	$1.9M	0.42%
32	INTCINTEL CORP	42,058	$1.9M	0.42%
33	—CLAYMORE EXCHANGE TRD FD TR	88,671	$1.9M	0.40%
34	VNQIVANGUARD INTL EQUITY INDEX F	30,516	$1.8M	0.40%
35	DWXSPDR INDEX SHS FDS	44,607	$1.8M	0.39%
36	—CLAYMORE EXCHANGE TRD FD TR	84,820	$1.8M	0.38%
37	VTVVANGUARD INDEX FDS	16,709	$1.8M	0.38%
38	SCHPSCHWAB STRATEGIC TR	31,006	$1.7M	0.37%
39	—CLAYMORE EXCHANGE TRD FD TR	80,709	$1.7M	0.37%
40	SCZISHARES TR	25,502	$1.6M	0.35%
41	DESWISDOMTREE TR	54,228	$1.6M	0.34%
42	—CLAYMORE EXCHANGE TRD FD TR	72,901	$1.5M	0.33%
43	SBUXSTARBUCKS CORP	24,499	$1.4M	0.30%
44	MCHPMICROCHIP TECHNOLOGY INC	15,415	$1.4M	0.29%
45	VTVANGUARD INTL EQUITY INDEX F	17,894	$1.3M	0.28%
46	—CLAYMORE EXCHANGE TRD FD TR	58,333	$1.2M	0.26%
47	IVVISHARES TR	4,447	$1.2M	0.26%
48	—CLAYMORE EXCHANGE TRD FD TR	53,707	$1.1M	0.24%
49	BABOEING CO	3,729	$1.1M	0.24%
50	—VANECK VECTORS ETF TR	42,306	$1.0M	0.22%
51	RWRSPDR SERIES TRUST	10,785	$1.0M	0.22%
52	AGGISHARES TR	8,980	$982K	0.21%
53	IGSBISHARES TR	9,020	$943K	0.20%
54	—CLAYMORE EXCHANGE TRD FD TR	38,646	$942K	0.20%
55	DLSWISDOMTREE TR	12,111	$930K	0.20%
56	—CLAYMORE EXCHANGE TRD FD TR	36,429	$914K	0.20%
57	—CLAYMORE EXCHANGE TRD FD TR	36,611	$898K	0.19%
58	VUGVANGUARD INDEX FDS	6,285	$884K	0.19%
59	JNJJOHNSON & JOHNSON	6,317	$883K	0.19%
60	—CLAYMORE EXCHANGE TRD FD TR	35,081	$875K	0.19%
61	—CLAYMORE EXCHANGE TRD FD TR	34,198	$852K	0.18%
62	DEMWISDOMTREE TR	18,736	$850K	0.18%
63	NKENIKE INC	12,729	$796K	0.17%
64	IWCISHARES TR	8,296	$794K	0.17%
65	SPIBSPDR SERIES TRUST	22,050	$755K	0.16%
66	SPSBSPDR SERIES TRUST	24,835	$755K	0.16%
67	XOMEXXON MOBIL CORP	8,925	$746K	0.16%
68	MATWMATTHEWS INTL CORP	13,806	$729K	0.16%
69	AQLTISHARES TR	10,784	$713K	0.15%
70	IVEISHARES TR	6,175	$705K	0.15%
71	VIGVANGUARD SPECIALIZED FUNDS	6,878	$702K	0.15%
72	SCHCSCHWAB STRATEGIC TR	18,805	$689K	0.15%
73	SLYGSPDR SERIES TRUST	3,000	$682K	0.15%
74	COSTCOSTCO WHSL CORP NEW	3,523	$656K	0.14%
75	EFAISHARES TR	9,119	$641K	0.14%
76	BACBANK AMER CORP	21,663	$639K	0.14%
77	MOALTRIA GROUP INC	8,592	$614K	0.13%
78	USBUS BANCORP DEL	11,317	$606K	0.13%
79	TAT&T INC	15,455	$601K	0.13%
80	VWOVANGUARD INTL EQUITY INDEX F	13,096	$601K	0.13%
81	VBVANGUARD INDEX FDS	4,023	$595K	0.13%
82	GOOGALPHABET INC	556	$582K	0.12%
83	GEGENERAL ELECTRIC CO	32,478	$567K	0.12%
84	METAFACEBOOK INC	3,187	$562K	0.12%
85	GOOGLALPHABET INC	529	$557K	0.12%
86	BSVVANGUARD BD INDEX FD INC	6,987	$553K	0.12%
87	AMGNAMGEN INC	3,112	$541K	0.12%
88	IWMISHARES TR	3,513	$536K	0.11%
89	JPMJPMORGAN CHASE & CO	4,652	$497K	0.11%
90	FPFFIRST TR EXCH TRD ALPHA FD I	17,444	$487K	0.10%
91	DISDISNEY WALT CO	4,481	$482K	0.10%
92	EWXSPDR INDEX SHS FDS	9,091	$473K	0.10%
93	ORCLORACLE CORP	9,844	$465K	0.10%
94	HYSPIMCO ETF TR	4,555	$458K	0.10%
95	SCHFSCHWAB STRATEGIC TR	13,185	$449K	0.10%
96	SCHOSCHWAB STRATEGIC TR	8,982	$449K	0.10%
97	WPSISHARES TR	10,720	$423K	0.09%
98	FTSLFIRST TR EXCHANGE TRADED FD	8,660	$416K	0.09%
99	IJRISHARES TR	5,215	$401K	0.09%
100	IEIISHARES TR	3,193	$390K	0.08%

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