Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q4 2018 Filing

Filed February 13, 2019

Portfolio Value

$588.7M

Holdings

197

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (197 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	VCSHVANGUARD SCOTTSDALE FDS	1,348,266	$105.1M	17.85%
2	VCITVANGUARD SCOTTSDALE FDS	773,096	$64.1M	10.88%
3	VTIPVANGUARD MALVERN FDS	1,110,293	$53.2M	9.04%
4	SHYISHARES TR	390,211	$32.6M	5.54%
5	IEMGISHARES INC	571,855	$27.0M	4.58%
6	SJNKSPDR SER TR	983,793	$25.6M	4.35%
7	VNQVANGUARD INDEX FDS	200,075	$14.9M	2.53%
8	HYMBSPDR SERIES TRUST	199,112	$11.2M	1.90%
9	SHMSPDR SER TR	221,770	$10.7M	1.81%
10	SPYSPDR S&P 500 ETF TR	39,580	$9.9M	1.68%
11	VVVANGUARD INDEX FDS	79,632	$9.1M	1.55%
12	SCHXSCHWAB STRATEGIC TR	143,358	$8.6M	1.45%
13	MUBISHARES TR	71,648	$7.8M	1.33%
14	MSFTMICROSOFT CORP	69,776	$7.1M	1.20%
15	AMZNAMAZON COM INC	4,198	$6.3M	1.07%
16	USBUS BANCORP DEL	131,143	$6.0M	1.02%
17	XFEBFIRST TR EXCHANGE-TRADED FD	333,532	$6.0M	1.02%
18	SCHCSCHWAB STRATEGIC TR	199,169	$5.8M	0.98%
19	AAPLAPPLE INC	36,472	$5.8M	0.98%
20	VTIVANGUARD INDEX FDS	41,688	$5.3M	0.90%
21	IWCISHARES TR	59,676	$4.9M	0.84%
22	SCHZSCHWAB STRATEGIC TR	95,517	$4.8M	0.82%
23	FTSLFIRST TR EXCHANGE TRADED FD	82,039	$3.7M	0.63%
24	IQLTISHARES TR	129,125	$3.3M	0.57%
25	COMTISHARES US ETF TR	103,880	$3.2M	0.54%
26	VTVVANGUARD INDEX FDS	31,959	$3.1M	0.53%
27	VNQIVANGUARD INTL EQUITY INDEX F	57,855	$3.0M	0.51%
28	VSSVANGUARD INTL EQUITY INDEX F	31,911	$3.0M	0.51%
29	QUALISHARES TR	39,170	$3.0M	0.51%
30	VEAVANGUARD TAX MANAGED INTL FD	73,760	$2.7M	0.46%
31	SCHESCHWAB STRATEGIC TR	111,323	$2.6M	0.44%
32	FMUSDISHARES INC	99,248	$2.6M	0.44%
33	TIPISHARES TR	23,484	$2.6M	0.44%
34	SPSBSPDR SERIES TRUST	84,750	$2.6M	0.43%
35	CVXCHEVRON CORP NEW	22,461	$2.4M	0.42%
36	DLSWISDOMTREE TR	40,471	$2.4M	0.41%
37	—INVESCO EXCH TRD SLF IDX FD	111,816	$2.4M	0.40%
38	BSCKINVESCO EXCH TRD SLF IDX FD	110,826	$2.3M	0.40%
39	COSTCOSTCO WHSL CORP NEW	11,345	$2.3M	0.39%
40	VYMVANGUARD WHITEHALL FDS INC	29,441	$2.3M	0.39%
41	HYDVANECK VECTORS ETF TR	36,444	$2.2M	0.38%
42	EFVISHARES TR	47,710	$2.2M	0.37%
43	BSCLINVESCO EXCH TRD SLF IDX FD	101,475	$2.1M	0.36%
44	XOMEXXON MOBIL CORP	30,477	$2.1M	0.35%	Put
45	BSCMUSDINVESCO EXCH TRD SLF IDX FD	100,249	$2.1M	0.35%
46	NDQINVESCO QQQ TR	13,077	$2.0M	0.34%
47	QQQINVESCO EXCH TRD SLF IDX FD	98,165	$2.0M	0.34%
48	TDYTELEDYNE TECHNOLOGIES INC	9,088	$1.9M	0.32%
49	BABOEING CO	5,795	$1.9M	0.32%
50	DWXSPDR INDEX SHS FDS	48,618	$1.7M	0.29%
51	BSCOINVESCO EXCH TRD SLF IDX FD	82,533	$1.6M	0.28%
52	—PS BUSINESS PKS INC CALIF	12,345	$1.6M	0.27%
53	SBUXSTARBUCKS CORP	24,376	$1.6M	0.27%
54	SCHPSCHWAB STRATEGIC TR	28,980	$1.5M	0.26%
55	INTCINTEL CORP	31,709	$1.5M	0.25%
56	SPIBSPDR SERIES TRUST	43,779	$1.4M	0.25%
57	SCZISHARES TR	27,557	$1.4M	0.24%
58	RWRSPDR SERIES TRUST	16,163	$1.4M	0.24%
59	JNJJOHNSON & JOHNSON	10,686	$1.4M	0.23%
60	VBVANGUARD INDEX FDS	10,323	$1.4M	0.23%
61	CACCAMDEN NATL CORP	36,669	$1.3M	0.22%
62	PGPROCTER AND GAMBLE CO	13,897	$1.3M	0.22%
63	DESWISDOMTREE TR	50,134	$1.2M	0.21%
64	VVISA INC	9,241	$1.2M	0.21%
65	VTVANGUARD INTL EQUITY INDEX F	18,357	$1.2M	0.20%
66	PFEPFIZER INC	27,406	$1.2M	0.20%
67	HDHOME DEPOT INC	6,887	$1.2M	0.20%
68	ROKROCKWELL AUTOMATION INC	7,768	$1.2M	0.20%
69	MCDMCDONALDS CORP	6,478	$1.1M	0.20%
70	SCHBSCHWAB STRATEGIC TR	17,224	$1.0M	0.18%
71	DISDISNEY WALT CO	9,316	$1.0M	0.17%
72	EMBISHARES TR	9,681	$1.0M	0.17%
73	ITMVANECK VECTORS ETF TR	21,001	$997K	0.17%
74	VWOVANGUARD INTL EQUITY INDEX F	25,489	$971K	0.16%
75	FPFFIRST TR EXCH TRD ALPHA FD I	41,599	$950K	0.16%
76	—INVESCO EXCH TRD SLF IDX FD	39,654	$937K	0.16%
77	VUGVANGUARD INDEX FDS	6,971	$936K	0.16%
78	VIGVANGUARD GROUP	9,378	$919K	0.16%
79	METAFACEBOOK INC	6,863	$900K	0.15%
80	IVVISHARES TR	3,406	$857K	0.15%
81	MCHPMICROCHIP TECHNOLOGY INC	11,890	$855K	0.15%
82	EWXSPDR INDEX SHS FDS	20,841	$854K	0.15%
83	IGSBISHARES TR	16,400	$847K	0.14%
84	BSVVANGUARD BD INDEX FD INC	10,766	$846K	0.14%
85	NKENIKE INC	11,227	$832K	0.14%
86	AMGNAMGEN INC	4,273	$832K	0.14%
87	NWNNORTHWEST NAT HLDG CO	13,452	$813K	0.14%
88	DEMWISDOMTREE TR	19,907	$799K	0.14%
89	BSJKINVESCO EXCH TRD SLF IDX FD	33,666	$789K	0.13%
90	AGGISHARES TR	7,352	$783K	0.13%
91	HYSPIMCO ETF TR	8,160	$776K	0.13%
92	BSJLINVESCO EXCH TRD SLF IDX FD	32,728	$774K	0.13%
93	IWBISHARES TR	5,519	$765K	0.13%
94	MRKMERCK & CO INC	9,873	$754K	0.13%
95	EWEDWARDS LIFESCIENCES CORP	4,860	$744K	0.13%
96	EFAISHARES TR	12,660	$744K	0.13%
97	BSJM1EURINVESCO EXCH TRD SLF IDX FD	31,960	$742K	0.13%
98	SPLKCHFSPLUNK INC	6,993	$733K	0.12%
99	PBPINVESCO EXCHANGE TRADED FD T	36,200	$715K	0.12%
100	MATWMATTHEWS INTL CORP	17,506	$711K	0.12%

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