Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q4 2019 Filing
Filed February 13, 2020
Portfolio Value
$910.0B
Holdings
324
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (324 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | VCSHVANGUARD SCOTTSDALE FDS | 1,608,083 | $130.3B | 14.32% | |
| 2 | VCITVANGUARD SCOTTSDALE FDS | 868,225 | $79.3B | 8.71% | |
| 3 | VTIPVANGUARD MALVERN FDS | 1,602,206 | $79.0B | 8.68% | |
| 4 | IEMGISHARES INC | 652,955 | $35.1B | 3.86% | |
| 5 | SJNKSPDR SERIES TRUST | 1,266,857 | $34.1B | 3.75% | |
| 6 | VGSHVANGUARD SCOTTSDALE FDS | 501,814 | $30.5B | 3.35% | |
| 7 | VNQVANGUARD INDEX FDS | 251,976 | $23.4B | 2.57% | |
| 8 | AAPLAPPLE INC | 68,316 | $20.1B | 2.20% | |
| 9 | MSFTMICROSOFT CORP | 100,253 | $15.8B | 1.74% | |
| 10 | HYMBSPDR SERIES TRUST | 234,312 | $13.8B | 1.52% | |
| 11 | SPYSPDR S&P 500 ETF TR | 42,275 | $13.6B | 1.50% | |
| 12 | SHYISHARES TR | 150,764 | $12.8B | 1.40% | |
| 13 | XFEBFIRST TR EXCHANGE-TRADED FD | 606,535 | $12.2B | 1.34% | |
| 14 | AMZNAMAZON COM INC | 6,089 | $11.3B | 1.24% | Put |
| 15 | SCHXSCHWAB STRATEGIC TR | 145,787 | $11.2B | 1.23% | |
| 16 | VVVANGUARD INDEX FDS | 66,596 | $9.8B | 1.08% | |
| 17 | QUALISHARES TR | 87,335 | $8.8B | 0.97% | |
| 18 | SHMSPDR SERIES TRUST | 174,167 | $8.6B | 0.94% | |
| 19 | RSRELIANCE STEEL & ALUMINUM CO | 64,861 | $7.8B | 0.85% | |
| 20 | SCHCSCHWAB STRATEGIC TR | 222,782 | $7.7B | 0.85% | |
| 21 | IQLTISHARES TR | 210,560 | $6.8B | 0.75% | |
| 22 | VTIVANGUARD INDEX FDS | 39,299 | $6.4B | 0.71% | |
| 23 | EFVISHARES TR | 127,740 | $6.4B | 0.70% | |
| 24 | MUBISHARES TR | 55,537 | $6.3B | 0.70% | |
| 25 | IWCISHARES TR | 63,341 | $6.3B | 0.69% | |
| 26 | VTVVANGUARD INDEX FDS | 50,984 | $6.1B | 0.67% | |
| 27 | AMDADVANCED MICRO DEVICES INC | 131,650 | $6.0B | 0.66% | |
| 28 | VVISA INC | 29,391 | $5.5B | 0.61% | |
| 29 | BABOEING CO | 16,533 | $5.4B | 0.59% | |
| 30 | DWXSPDR INDEX SHS FDS | 127,266 | $5.1B | 0.56% | |
| 31 | VSSVANGUARD INTL EQUITY INDEX F | 45,879 | $5.1B | 0.56% | |
| 32 | SCHZSCHWAB STRATEGIC TR | 93,726 | $5.0B | 0.55% | |
| 33 | VYMVANGUARD WHITEHALL FDS INC | 50,917 | $4.8B | 0.52% | |
| 34 | FPFFIRST TR EXCH TRD ALPHA FD I | 178,728 | $4.7B | 0.52% | |
| 35 | VNQIVANGUARD INTL EQUITY INDEX F | 79,585 | $4.7B | 0.52% | |
| 36 | SCHESCHWAB STRATEGIC TR | 159,622 | $4.4B | 0.48% | |
| 37 | INTCINTEL CORP | 72,332 | $4.3B | 0.48% | |
| 38 | COSTCOSTCO WHSL CORP NEW | 13,824 | $4.1B | 0.45% | |
| 39 | FTSLFIRST TR EXCHANGE TRADED FD | 75,733 | $3.6B | 0.40% | |
| 40 | COMTISHARES US ETF TR | 109,363 | $3.6B | 0.40% | |
| 41 | CVXCHEVRON CORP NEW | 29,716 | $3.6B | 0.39% | |
| 42 | VEAVANGUARD TAX MANAGED INTL FD | 80,144 | $3.5B | 0.39% | |
| 43 | VBRVANGUARD INDEX FDS | 24,432 | $3.3B | 0.37% | |
| 44 | GOOGALPHABET INC | 2,425 | $3.2B | 0.36% | Put |
| 45 | USBUS BANCORP DEL | 51,451 | $3.1B | 0.34% | |
| 46 | SBUXSTARBUCKS CORP | 34,468 | $3.0B | 0.33% | Call |
| 47 | VBVANGUARD INDEX FDS | 18,093 | $3.0B | 0.33% | |
| 48 | JNJJOHNSON & JOHNSON | 20,261 | $3.0B | 0.32% | |
| 49 | FMUSDISHARES INC | 96,247 | $2.9B | 0.32% | |
| 50 | NFLXNETFLIX INC | 8,822 | $2.9B | 0.31% | |
| 51 | NDQINVESCO QQQ TR | 13,261 | $2.8B | 0.31% | |
| 52 | DLSWISDOMTREE TR | 38,013 | $2.7B | 0.30% | |
| 53 | MRKMERCK & CO INC | 29,693 | $2.7B | 0.30% | |
| 54 | SHWSHERWIN WILLIAMS CO | 4,335 | $2.5B | 0.28% | |
| 55 | DESWISDOMTREE TR | 87,183 | $2.5B | 0.27% | |
| 56 | DEMWISDOMTREE TR | 54,397 | $2.5B | 0.27% | |
| 57 | BSVVANGUARD BD INDEX FD INC | 30,001 | $2.4B | 0.27% | |
| 58 | TIPISHARES TR | 20,667 | $2.4B | 0.26% | |
| 59 | NVDANVIDIA CORP | 9,999 | $2.4B | 0.26% | |
| 60 | SPSBSPDR SERIES TRUST | 76,076 | $2.3B | 0.26% | |
| 61 | BSCLINVESCO EXCH TRD SLF IDX FD | 108,501 | $2.3B | 0.25% | |
| 62 | XOMEXXON MOBIL CORP | 32,876 | $2.3B | 0.25% | |
| 63 | DHRDANAHER CORPORATION | 14,863 | $2.3B | 0.25% | |
| 64 | BSCMUSDINVESCO EXCH TRD SLF IDX FD | 105,654 | $2.3B | 0.25% | |
| 65 | BSCKINVESCO EXCH TRD SLF IDX FD | 105,892 | $2.3B | 0.25% | |
| 66 | TDYTELEDYNE TECHNOLOGIES INC | 6,364 | $2.2B | 0.24% | |
| 67 | BLKCHFBLACKROCK INC | 4,354 | $2.2B | 0.24% | |
| 68 | QQQINVESCO EXCH TRD SLF IDX FD | 101,391 | $2.2B | 0.24% | |
| 69 | HYDVANECK VECTORS ETF TR | 32,728 | $2.1B | 0.23% | |
| 70 | PFEPFIZER INC | 52,707 | $2.1B | 0.23% | |
| 71 | —PS BUSINESS PKS INC CALIF | 12,345 | $2.0B | 0.22% | |
| 72 | PGPROCTER & GAMBLE CO | 16,171 | $2.0B | 0.22% | |
| 73 | METAFACEBOOK INC | 9,507 | $2.0B | 0.21% | |
| 74 | SCZISHARES TR | 31,126 | $1.9B | 0.21% | |
| 75 | SCHPSCHWAB STRATEGIC TR | 33,655 | $1.9B | 0.21% | |
| 76 | IVVISHARES TR | 5,716 | $1.8B | 0.20% | |
| 77 | BSCOINVESCO EXCH TRD SLF IDX FD | 85,354 | $1.8B | 0.20% | |
| 78 | MCDMCDONALDS CORP | 9,176 | $1.8B | 0.20% | |
| 79 | VWOVANGUARD INTL EQUITY INDEX F | 40,332 | $1.8B | 0.20% | |
| 80 | BSCPINVESCO EXCH TRD SLF IDX FD | 81,592 | $1.8B | 0.19% | |
| 81 | IBMINTERNATIONAL BUSINESS MACHS | 12,869 | $1.7B | 0.19% | |
| 82 | VUGVANGUARD INDEX FDS | 9,306 | $1.7B | 0.19% | |
| 83 | SPIBSPDR SERIES TRUST | 47,911 | $1.7B | 0.19% | |
| 84 | SPLKCHFSPLUNK INC | 11,178 | $1.7B | 0.18% | |
| 85 | ROKROCKWELL AUTOMATION INC | 8,024 | $1.6B | 0.18% | |
| 86 | VOOVANGUARD INDEX FDS | 5,411 | $1.6B | 0.18% | |
| 87 | PBPINVESCO EXCHANGE TRADED FD T | 73,222 | $1.6B | 0.17% | |
| 88 | CSCOCISCO SYS INC | 32,751 | $1.6B | 0.17% | |
| 89 | DISDISNEY WALT CO | 10,824 | $1.6B | 0.17% | |
| 90 | GOOGLALPHABET INC | 1,114 | $1.5B | 0.16% | |
| 91 | HDHOME DEPOT INC | 6,670 | $1.5B | 0.16% | |
| 92 | FNDFSCHWAB STRATEGIC TR | 50,180 | $1.5B | 0.16% | |
| 93 | FNDESCHWAB STRATEGIC TR | 48,375 | $1.4B | 0.16% | |
| 94 | BRK/BBERKSHIRE HATHAWAY INC DEL | 6,343 | $1.4B | 0.16% | |
| 95 | TAT&T INC | 36,354 | $1.4B | 0.16% | |
| 96 | AZOAUTOZONE INC | 1,180 | $1.4B | 0.15% | Put |
| 97 | FDMFIRST TR DJS MICROCAP INDEX | 27,516 | $1.4B | 0.15% | |
| 98 | RWRSPDR SERIES TRUST | 13,615 | $1.4B | 0.15% | |
| 99 | IWBISHARES TR | 7,614 | $1.4B | 0.15% | |
| 100 | CACCAMDEN NATL CORP | 28,359 | $1.3B | 0.14% |
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