Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q4 2019 Filing

Filed February 13, 2020

Portfolio Value

$910.0M

Holdings

324

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (324 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	VCSHVANGUARD SCOTTSDALE FDS	1,608,083	$130.3M	14.32%
2	VCITVANGUARD SCOTTSDALE FDS	868,225	$79.3M	8.71%
3	VTIPVANGUARD MALVERN FDS	1,602,206	$79.0M	8.68%
4	IEMGISHARES INC	652,955	$35.1M	3.86%
5	SJNKSPDR SERIES TRUST	1,266,857	$34.1M	3.75%
6	VGSHVANGUARD SCOTTSDALE FDS	501,814	$30.5M	3.35%
7	VNQVANGUARD INDEX FDS	251,976	$23.4M	2.57%
8	AAPLAPPLE INC	68,316	$20.1M	2.20%
9	MSFTMICROSOFT CORP	100,253	$15.8M	1.74%
10	HYMBSPDR SERIES TRUST	234,312	$13.8M	1.52%
11	SPYSPDR S&P 500 ETF TR	42,275	$13.6M	1.50%
12	SHYISHARES TR	150,764	$12.8M	1.40%
13	XFEBFIRST TR EXCHANGE-TRADED FD	606,535	$12.2M	1.34%
14	AMZNAMAZON COM INC	6,089	$11.3M	1.24%	Put
15	SCHXSCHWAB STRATEGIC TR	145,787	$11.2M	1.23%
16	VVVANGUARD INDEX FDS	66,596	$9.8M	1.08%
17	QUALISHARES TR	87,335	$8.8M	0.97%
18	SHMSPDR SERIES TRUST	174,167	$8.6M	0.94%
19	RSRELIANCE STEEL & ALUMINUM CO	64,861	$7.8M	0.85%
20	SCHCSCHWAB STRATEGIC TR	222,782	$7.7M	0.85%
21	IQLTISHARES TR	210,560	$6.8M	0.75%
22	VTIVANGUARD INDEX FDS	39,299	$6.4M	0.71%
23	EFVISHARES TR	127,740	$6.4M	0.70%
24	MUBISHARES TR	55,537	$6.3M	0.70%
25	IWCISHARES TR	63,341	$6.3M	0.69%
26	VTVVANGUARD INDEX FDS	50,984	$6.1M	0.67%
27	AMDADVANCED MICRO DEVICES INC	131,650	$6.0M	0.66%
28	VVISA INC	29,391	$5.5M	0.61%
29	BABOEING CO	16,533	$5.4M	0.59%
30	DWXSPDR INDEX SHS FDS	127,266	$5.1M	0.56%
31	VSSVANGUARD INTL EQUITY INDEX F	45,879	$5.1M	0.56%
32	SCHZSCHWAB STRATEGIC TR	93,726	$5.0M	0.55%
33	VYMVANGUARD WHITEHALL FDS INC	50,917	$4.8M	0.52%
34	FPFFIRST TR EXCH TRD ALPHA FD I	178,728	$4.7M	0.52%
35	VNQIVANGUARD INTL EQUITY INDEX F	79,585	$4.7M	0.52%
36	SCHESCHWAB STRATEGIC TR	159,622	$4.4M	0.48%
37	INTCINTEL CORP	72,332	$4.3M	0.48%
38	COSTCOSTCO WHSL CORP NEW	13,824	$4.1M	0.45%
39	FTSLFIRST TR EXCHANGE TRADED FD	75,733	$3.6M	0.40%
40	COMTISHARES US ETF TR	109,363	$3.6M	0.40%
41	CVXCHEVRON CORP NEW	29,716	$3.6M	0.39%
42	VEAVANGUARD TAX MANAGED INTL FD	80,144	$3.5M	0.39%
43	VBRVANGUARD INDEX FDS	24,432	$3.3M	0.37%
44	GOOGALPHABET INC	2,425	$3.2M	0.36%	Put
45	USBUS BANCORP DEL	51,451	$3.1M	0.34%
46	SBUXSTARBUCKS CORP	34,468	$3.0M	0.33%	Call
47	VBVANGUARD INDEX FDS	18,093	$3.0M	0.33%
48	JNJJOHNSON & JOHNSON	20,261	$3.0M	0.32%
49	FMUSDISHARES INC	96,247	$2.9M	0.32%
50	NFLXNETFLIX INC	8,822	$2.9M	0.31%
51	NDQINVESCO QQQ TR	13,261	$2.8M	0.31%
52	DLSWISDOMTREE TR	38,013	$2.7M	0.30%
53	MRKMERCK & CO INC	29,693	$2.7M	0.30%
54	SHWSHERWIN WILLIAMS CO	4,335	$2.5M	0.28%
55	DESWISDOMTREE TR	87,183	$2.5M	0.27%
56	DEMWISDOMTREE TR	54,397	$2.5M	0.27%
57	BSVVANGUARD BD INDEX FD INC	30,001	$2.4M	0.27%
58	TIPISHARES TR	20,667	$2.4M	0.26%
59	NVDANVIDIA CORP	9,999	$2.4M	0.26%
60	SPSBSPDR SERIES TRUST	76,076	$2.3M	0.26%
61	BSCLINVESCO EXCH TRD SLF IDX FD	108,501	$2.3M	0.25%
62	XOMEXXON MOBIL CORP	32,876	$2.3M	0.25%
63	DHRDANAHER CORPORATION	14,863	$2.3M	0.25%
64	BSCMUSDINVESCO EXCH TRD SLF IDX FD	105,654	$2.3M	0.25%
65	BSCKINVESCO EXCH TRD SLF IDX FD	105,892	$2.3M	0.25%
66	TDYTELEDYNE TECHNOLOGIES INC	6,364	$2.2M	0.24%
67	BLKCHFBLACKROCK INC	4,354	$2.2M	0.24%
68	QQQINVESCO EXCH TRD SLF IDX FD	101,391	$2.2M	0.24%
69	HYDVANECK VECTORS ETF TR	32,728	$2.1M	0.23%
70	PFEPFIZER INC	52,707	$2.1M	0.23%
71	—PS BUSINESS PKS INC CALIF	12,345	$2.0M	0.22%
72	PGPROCTER & GAMBLE CO	16,171	$2.0M	0.22%
73	METAFACEBOOK INC	9,507	$2.0M	0.21%
74	SCZISHARES TR	31,126	$1.9M	0.21%
75	SCHPSCHWAB STRATEGIC TR	33,655	$1.9M	0.21%
76	IVVISHARES TR	5,716	$1.8M	0.20%
77	BSCOINVESCO EXCH TRD SLF IDX FD	85,354	$1.8M	0.20%
78	MCDMCDONALDS CORP	9,176	$1.8M	0.20%
79	VWOVANGUARD INTL EQUITY INDEX F	40,332	$1.8M	0.20%
80	BSCPINVESCO EXCH TRD SLF IDX FD	81,592	$1.8M	0.19%
81	IBMINTERNATIONAL BUSINESS MACHS	12,869	$1.7M	0.19%
82	VUGVANGUARD INDEX FDS	9,306	$1.7M	0.19%
83	SPIBSPDR SERIES TRUST	47,911	$1.7M	0.19%
84	SPLKCHFSPLUNK INC	11,178	$1.7M	0.18%
85	ROKROCKWELL AUTOMATION INC	8,024	$1.6M	0.18%
86	VOOVANGUARD INDEX FDS	5,411	$1.6M	0.18%
87	PBPINVESCO EXCHANGE TRADED FD T	73,222	$1.6M	0.17%
88	CSCOCISCO SYS INC	32,751	$1.6M	0.17%
89	DISDISNEY WALT CO	10,824	$1.6M	0.17%
90	GOOGLALPHABET INC	1,114	$1.5M	0.16%
91	HDHOME DEPOT INC	6,670	$1.5M	0.16%
92	FNDFSCHWAB STRATEGIC TR	50,180	$1.5M	0.16%
93	FNDESCHWAB STRATEGIC TR	48,375	$1.4M	0.16%
94	BRK/BBERKSHIRE HATHAWAY INC DEL	6,343	$1.4M	0.16%
95	TAT&T INC	36,354	$1.4M	0.16%
96	AZOAUTOZONE INC	1,180	$1.4M	0.15%	Put
97	FDMFIRST TR DJS MICROCAP INDEX	27,516	$1.4M	0.15%
98	RWRSPDR SERIES TRUST	13,615	$1.4M	0.15%
99	IWBISHARES TR	7,614	$1.4M	0.15%
100	CACCAMDEN NATL CORP	28,359	$1.3M	0.14%

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