Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q4 2020 Filing

Filed February 12, 2021

Portfolio Value

$1.3B

Holdings

376

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (376 positions)

#	Stock	Shares	Value	% Portfolio
1	VCSHVANGUARD SCOTTSDALE FDS	1,599,346	$133.1M	10.15%
2	VTIPVANGUARD MALVERN FDS	1,925,951	$98.4M	7.50%
3	VCITVANGUARD SCOTTSDALE FDS	832,622	$80.9M	6.17%
4	VGSHVANGUARD SCOTTSDALE FDS	722,953	$44.5M	3.39%
5	IEMGISHARES INC	679,839	$42.2M	3.22%
6	AAPLAPPLE INC	306,678	$40.7M	3.10%
7	SJNKSPDR SER TR	1,479,336	$39.9M	3.04%
8	SPYSPDR S&P 500 ETF TR	87,409	$32.7M	2.49%
9	VEAVANGUARD TAX-MANAGED INTL FD	626,457	$29.6M	2.25%
10	IQLTISHARES TR	817,535	$29.2M	2.22%
11	QUALISHARES TR	242,147	$28.1M	2.15%
12	VTVVANGUARD INDEX FDS	221,088	$26.3M	2.00%
13	MSFTMICROSOFT CORP	113,873	$25.3M	1.93%
14	VNQVANGUARD INDEX FDS	272,672	$23.2M	1.77%
15	AMZNAMAZON COM INC	6,911	$22.5M	1.72%
16	EFVISHARES TR	436,611	$20.6M	1.57%
17	ADBEADOBE SYSTEMS INCORPORATED	31,373	$15.7M	1.20%
18	VSSVANGUARD INTL EQUITY INDEX F	128,574	$15.7M	1.19%
19	IWCISHARES TR	112,495	$13.3M	1.02%
20	JNJJOHNSON & JOHNSON	81,832	$12.9M	0.98%
21	VVVANGUARD INDEX FDS	72,135	$12.7M	0.97%
22	INTCINTEL CORP	251,558	$12.5M	0.96%
23	SCHXSCHWAB STRATEGIC TR	125,889	$11.4M	0.87%
24	VBRVANGUARD INDEX FDS	75,886	$10.8M	0.82%
25	METAFACEBOOK INC	37,476	$10.2M	0.78%
26	XFEBFIRST TR EXCH TRADED FD III	501,914	$10.1M	0.77%
27	RSRELIANCE STEEL & ALUMINUM CO	80,315	$9.6M	0.73%
28	FPFFIRST TR EXCH TRD ALPHDX FD	371,178	$9.4M	0.72%
29	MUBISHARES TR	78,137	$9.2M	0.70%
30	VBVANGUARD INDEX FDS	44,163	$8.6M	0.66%
31	HYMBSPDR SER TR	141,318	$8.3M	0.64%
32	SHMSPDR SER TR	167,240	$8.3M	0.63%
33	SCHASCHWAB STRATEGIC TR	92,082	$8.2M	0.62%
34	VWOVANGUARD INTL EQUITY INDEX F	157,974	$7.9M	0.60%
35	FTSLFIRST TR EXCHANGE-TRADED FD	159,916	$7.6M	0.58%
36	VTIVANGUARD INDEX FDS	34,178	$6.7M	0.51%
37	EWXSPDR INDEX SHS FDS	127,728	$6.6M	0.50%
38	SCHESCHWAB STRATEGIC TR	197,538	$6.1M	0.46%
39	VVISA INC	27,491	$6.0M	0.46%
40	HYDVANECK VECTORS ETF TR	97,372	$6.0M	0.46%
41	SCHVSCHWAB STRATEGIC TR	100,224	$6.0M	0.45%
42	FNDFSCHWAB STRATEGIC TR	201,054	$5.9M	0.45%
43	ESGDISHARES TR	76,574	$5.6M	0.43%
44	ZZILLOW GROUP INC	40,685	$5.3M	0.40%
45	NDQINVESCO QQQ TR	16,736	$5.3M	0.40%
46	COSTCOSTCO WHSL CORP NEW	13,909	$5.2M	0.40%
47	IVVISHARES TR	13,738	$5.2M	0.39%
48	VNQIVANGUARD INTL EQUITY INDEX F	93,332	$5.1M	0.39%
49	SCHZSCHWAB STRATEGIC TR	86,737	$4.9M	0.37%
50	NFLXNETFLIX INC	8,058	$4.4M	0.33%
51	IJSISHARES TR	51,604	$4.2M	0.32%
52	SPSBSPDR SER TR	132,610	$4.2M	0.32%
53	SCHCSCHWAB STRATEGIC TR	103,043	$3.9M	0.30%
54	DWXSPDR INDEX SHS FDS	99,605	$3.6M	0.28%
55	VYMVANGUARD WHITEHALL FDS	38,525	$3.5M	0.27%
56	FNDESCHWAB STRATEGIC TR	124,039	$3.5M	0.27%
57	CSCOCISCO SYS INC	77,867	$3.5M	0.27%
58	NULVNUSHARES ETF TR	103,971	$3.4M	0.26%
59	MGKVANGUARD WORLD FD	16,801	$3.4M	0.26%
60	—BLUCORA INC	214,247	$3.4M	0.26%
61	GOOGALPHABET INC	1,864	$3.3M	0.25%
62	PGPROCTER AND GAMBLE CO	22,881	$3.2M	0.24%
63	NVDANVIDIA CORPORATION	5,997	$3.1M	0.24%
64	SPIBSPDR SER TR	83,357	$3.1M	0.24%
65	MCDMCDONALDS CORP	13,228	$2.8M	0.22%
66	IWNISHARES TR	21,327	$2.8M	0.21%
67	PFEPFIZER INC	75,149	$2.8M	0.21%
68	ESMLISHARES TR	79,800	$2.7M	0.21%
69	ACNACCENTURE PLC IRELAND	10,196	$2.7M	0.20%
70	SHWSHERWIN WILLIAMS CO	3,590	$2.6M	0.20%
71	BRK/BBERKSHIRE HATHAWAY INC DEL	11,211	$2.6M	0.20%
72	TSLATESLA INC	3,664	$2.6M	0.20%
73	FDMFIRST TR DOW JONES SELECT MI	53,903	$2.6M	0.20%
74	ESGEISHARES INC	60,741	$2.5M	0.19%
75	SBUXSTARBUCKS CORP	23,734	$2.5M	0.19%
76	BLKCHFBLACKROCK INC	3,496	$2.5M	0.19%
77	GOOGLALPHABET INC	1,386	$2.4M	0.19%
78	FMUSDISHARES INC	83,566	$2.4M	0.18%
79	TIPISHARES TR	18,557	$2.4M	0.18%
80	SCHFSCHWAB STRATEGIC TR	63,699	$2.3M	0.17%
81	NUMVNUSHARES ETF TR	75,638	$2.3M	0.17%
82	DLSWISDOMTREE TR	33,146	$2.3M	0.17%
83	DESWISDOMTREE TR	84,738	$2.3M	0.17%
84	BACVERIZON COMMUNICATIONS INC	38,193	$2.2M	0.17%
85	BSCMUSDINVESCO EXCH TRD SLF IDX FD	101,899	$2.2M	0.17%
86	BSCLINVESCO EXCH TRD SLF IDX FD	104,225	$2.2M	0.17%
87	MGCVANGUARD WORLD FD	16,478	$2.2M	0.17%
88	CDNACAREDX INC	30,048	$2.2M	0.17%
89	QQQINVESCO EXCH TRD SLF IDX FD	98,559	$2.2M	0.16%
90	MGVVANGUARD WORLD FD	24,305	$2.1M	0.16%
91	BSCOINVESCO EXCH TRD SLF IDX FD	93,960	$2.1M	0.16%
92	VTVANGUARD INTL EQUITY INDEX F	22,661	$2.1M	0.16%
93	PBPINVESCO EXCHANGE TRADED FD T	100,783	$2.1M	0.16%
94	DEMWISDOMTREE TR	50,172	$2.1M	0.16%
95	BSCPINVESCO EXCH TRD SLF IDX FD	91,057	$2.1M	0.16%
96	HYSPIMCO ETF TR	20,940	$2.1M	0.16%
97	AVDVAMERICAN CENTY ETF TR	35,362	$2.0M	0.15%
98	BSVVANGUARD BD INDEX FDS	24,070	$2.0M	0.15%
99	SCHPSCHWAB STRATEGIC TR	32,121	$2.0M	0.15%
100	EFGISHARES TR	19,648	$2.0M	0.15%

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