FIRST FOUNDATION ADVISORS Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$1.5T

Holdings

311

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (311 positions)

#StockSharesValue% PortfolioType
201
UTXZUnited Technologies Corp
4,473$490.0M0.03%
202
BSVVanguard Short-Term Bond ETF
6,045$480.0M0.03%
203
EDUNew Oriental Education & Techn
11,400$480.0M0.03%
204
NACNuveen CA Muni Advantage Fd
33,858$479.0M0.03%
205
Invesco Van Kampen CA Value Mu
39,046$474.0M0.03%
206
LENLennar Corp
10,943$470.0M0.03%
207
Pimco Municipal Income Fund II
38,445$470.0M0.03%
208
UNPUnion Pacific Corp
4,435$460.0M0.03%
209
AAPAdvance Auto Parts Inc
2,708$458.0M0.03%
210
MNSTMonster Beverage Corp
10,309$457.0M0.03%
211
Eaton Vance California Municip
36,788$452.0M0.03%
212
SYYSysco Corp
8,148$451.0M0.03%
213
WEPMagellan Midstream Partners LP
5,955$450.0M0.03%
214
KHCKraft Heinz Co.
5,098$445.0M0.03%
215
LMTLockheed Martin Corp
1,780$445.0M0.03%
216
MUMicron Technology Inc
20,000$438.0M0.03%
217
SCHZSchwab US Aggregate Bond - ETF
8,445$435.0M0.03%
218
LGIHLGI Homes Inc
15,000$431.0M0.03%
219
ILMNIllumina Inc
3,281$420.0M0.03%
220
Rockwell Collins Inc
4,500$417.0M0.03%
221
CWHCamping World Holdings Inc.
12,550$409.0M0.03%
222
ROKRockwell Automation Inc
3,033$408.0M0.03%
223
Mobileye
10,670$407.0M0.03%
224
TJXTJX Cos Inc
5,338$401.0M0.03%
225
PSECProspect Capital Corp
47,888$400.0M0.03%
226
NOVEURNational Oilwell Varco Inc
10,658$399.0M0.03%
227
BACBank of America Corp
18,027$398.0M0.03%
228
NATNordic American Tankers LTD
46,891$394.0M0.03%
229
LQDiShares Iboxx $ Invest Grade C
3,354$393.0M0.03%
230
LOWLowe's Cos Inc
5,525$393.0M0.03%
231
ULTAUlta Salon Cosmetics & Fragran
1,535$391.0M0.03%
232
LSI Industries Inc
40,000$390.0M0.03%
233
WQTMWisdomTree Total Dividend Fund
4,800$390.0M0.03%
234
AQLTiShares DJ Select Dividend Ind
4,335$384.0M0.03%
235
IWFiShares Russell 1000 Growth In
3,607$378.0M0.02%
236
HONHoneywell International Inc
3,244$376.0M0.02%
237
RTN1USDRaytheon Co
2,616$372.0M0.02%
238
SCHFSchwab Int'l Large Cap Equity
13,397$371.0M0.02%
239
EWKiShares MSCI EAFE Minimum Vola
5,963$365.0M0.02%
240
TRVTravelers Cos Inc/The
2,901$355.0M0.02%
241
MSGSMadison Square Garden Co/The
2,018$346.0M0.02%
242
ECLEcolab Inc
2,933$344.0M0.02%
243
PMBSPIMCO Total Return ETF
3,285$342.0M0.02%
244
Line Corp
10,000$340.0M0.02%
245
GISGeneral Mills Inc
5,458$337.0M0.02%
246
TOLToll Brothers Inc
10,184$316.0M0.02%
247
EPDEnterprise Prods Partners L P
11,273$305.0M0.02%
248
METMetLife Inc
5,632$304.0M0.02%
249
PCYUSDPowershares Emerging Markets D
10,752$304.0M0.02%
250
SUBiShares S&P S/T Nationall AMT-
2,867$301.0M0.02%
251
CLColgate-Palmolive Co
4,588$300.0M0.02%
252
NEENextEra Energy Inc
2,504$299.0M0.02%
253
Vanguard Short Term Corporate
3,741$297.0M0.02%
254
LVLNSPDR BarCap ST High Yield Bond
10,706$296.0M0.02%
255
Tortoise Energy Infrastructure
9,622$295.0M0.02%
256
Intellipharmaceutics Internati
100,900$287.0M0.02%
257
AEPAmerican Electric Power Co Inc
4,543$286.0M0.02%
258
DSIiShares MSCI KLD 400 Social Id
3,450$284.0M0.02%
259
Rivernorth Opportunities Fund
14,973$283.0M0.02%
260
SRESempra Energy
2,816$283.0M0.02%
261
CATCaterpillar Inc
3,028$281.0M0.02%
262
EFGiShares MSCI EAFE Growth Index
4,341$276.0M0.02%
263
CICigna Corp
2,049$273.0M0.02%
264
Pimco Municipal Income Fund II
23,979$273.0M0.02%
265
IWMiShares Russell 2000 Index Fun
2,020$272.0M0.02%
266
iShares iBonds Mar 2018 Corp
10,566$270.0M0.02%
267
VEAVanguard Europe Pacific ETF
7,310$267.0M0.02%
268
TTETotal SA
5,238$267.0M0.02%
269
CVSCVS Health Corp
3,347$264.0M0.02%
270
AYIAcuity Brands Inc
1,134$262.0M0.02%
271
PCGPG&E Corp
4,242$258.0M0.02%
272
RLIRLI Corp
4,051$256.0M0.02%
273
PCARPACCAR Inc
4,000$256.0M0.02%
274
ALEXAlexander & Baldwin Inc
5,613$252.0M0.02%
275
DECKDeckers Outdoor Corp
4,431$245.0M0.02%
276
Nuveen Build America Bond Oppo
11,591$243.0M0.02%
277
PNCPNC Financial Services Group I
2,054$240.0M0.02%
278
WTHWorthington Industries Inc
5,017$238.0M0.02%
279
GAPGap Inc
10,574$237.0M0.02%
280
EDConsolidated Edison Inc
3,141$231.0M0.02%
281
Delphi Automotive PLC
3,342$225.0M0.01%
282
JECUSDJacobs Engineering Group Inc
3,900$222.0M0.01%
283
Kayne Anderson Mdstm Com
13,965$222.0M0.01%
284
DEDeere & Co
2,091$215.0M0.01%
285
AFLAflac Inc
3,076$214.0M0.01%
286
SIMOSilicon Motion Technology Corp
5,000$212.0M0.01%
287
USBUS Bancorp
4,127$212.0M0.01%
288
NKENIKE Inc
4,152$211.0M0.01%
289
NVSNNovartis AG
2,772$202.0M0.01%
290
Discovery Communications Inc
7,500$201.0M0.01%
291
Kayne Anderson Energy Developm
10,352$201.0M0.01%
292
Cys Invts Inc Com
25,000$193.0M0.01%
293
Blackrock Muniyield CA Insured
13,165$191.0M0.01%
294
Special Opportunities Fund Inc
13,734$187.0M0.01%
295
BGTBlackrock Floating Rate Income
12,908$182.0M0.01%
296
Valeant Pharmaceuticals Intern
12,034$175.0M0.01%
297
Ticc Capital Corp Com
25,126$166.0M0.01%
298
GLADUSDGladstone Capital Corp
12,701$119.0M0.01%
299
Seadrill Partners LLC
20,675$87.0M0.01%
300
Neuberger Berman Real Estate S
15,771$85.0M0.01%
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