FIRST FOUNDATION ADVISORS Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$1.5T
Holdings
311
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (311 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | —Fifth Street Finance Corp | 15,000 | $81.0M | 0.01% | |
| 302 | —Penn West Petroleum Ltd | 46,000 | $81.0M | 0.01% | |
| 303 | —Direxion Shares Jr Gold Minder | 14,390 | $80.0M | 0.01% | |
| 304 | —Medley Capital Corp. | 10,000 | $75.0M | 0.00% | |
| 305 | —Allianzgi Convertible & Income | 11,760 | $67.0M | 0.00% | |
| 306 | —Tanzanian Royalty Exploration | 117,371 | $59.0M | 0.00% | |
| 307 | —Kcap Finl Inc Com | 12,000 | $48.0M | 0.00% | |
| 308 | EGOEldorado Gold Corp | 11,330 | $36.0M | 0.00% | |
| 309 | —Contravir Pharmaceuticals Inc | 10,000 | $12.0M | 0.00% | |
| 310 | —Bank Amer Corp Wt Exp 10/28/2018 Strike 30.79 | 10,000 | $10.0M | 0.00% | |
| 311 | —Citi A Warrants Exp 01/04/19 | 18,985 | $3.0M | 0.00% |
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