FIRST TRUST ADVISORS LP Q4 2016 Filing
Filed February 6, 2017
Portfolio Value
$33.6B
Holdings
2,413
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (2,413 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | —SUCAMPO PHARMACEUTICALS INC | 27,824 | $377.0M | 1.12% | |
| 402 | PRFTUSDPERFICIENT INC | 21,512 | $376.0M | 1.12% | |
| 403 | POWLPOWELL INDS INC | 9,580 | $374.0M | 1.11% | |
| 404 | CRSCARPENTER TECHNOLOGY CORP | 10,222 | $370.0M | 1.10% | |
| 405 | PACBPACIFIC BIOSCIENCES CALIF IN | 97,396 | $370.0M | 1.10% | |
| 406 | CCSCENTURY CMNTYS INC | 17,218 | $362.0M | 1.08% | |
| 407 | TSTENARIS S A | 10,093 | $360.0M | 1.07% | |
| 408 | —BLACKROCK MUNI INCOME INV QL | 25,216 | $360.0M | 1.07% | |
| 409 | —FELCOR LODGING TR INC | 44,977 | $360.0M | 1.07% | |
| 410 | FWONALIBERTY MEDIA CORP DELAWARE | 11,470 | $359.0M | 1.07% | |
| 411 | TXRHTEXAS ROADHOUSE INC | 7,414 | $358.0M | 1.07% | |
| 412 | —LEUCADIA NATL CORP | 15,384 | $358.0M | 1.07% | |
| 413 | IDTIDT CORP | 19,276 | $357.0M | 1.06% | |
| 414 | —LIONBRIDGE TECHNOLOGIES INC | 61,374 | $356.0M | 1.06% | |
| 415 | CWBSPDR SERIES TRUST | 7,766 | $355.0M | 1.06% | |
| 416 | —ROADRUNNER TRNSN SVCS HLDG I | 33,961 | $353.0M | 1.05% | |
| 417 | —BOJANGLES INC | 18,923 | $353.0M | 1.05% | |
| 418 | PLABPHOTRONICS INC | 31,015 | $350.0M | 1.04% | |
| 419 | MYEMYERS INDS INC | 24,491 | $350.0M | 1.04% | |
| 420 | —FIRST CONN BANCORP INC MD | 15,421 | $349.0M | 1.04% | |
| 421 | —INTERCONTINENTAL HOTELS GROU | 7,870 | $349.0M | 1.04% | |
| 422 | CNSCOHEN & STEERS INC | 10,284 | $346.0M | 1.03% | |
| 423 | SRGSERITAGE GROWTH PPTYS | 8,034 | $343.0M | 1.02% | |
| 424 | —HOUGHTON MIFFLIN HARCOURT CO | 31,451 | $341.0M | 1.02% | |
| 425 | CTRECARETRUST REIT INC | 22,199 | $340.0M | 1.01% | |
| 426 | CHEFCHEFS WHSE INC | 21,489 | $340.0M | 1.01% | |
| 427 | CRAICRA INTL INC | 9,277 | $340.0M | 1.01% | |
| 428 | ABRARBOR RLTY TR INC | 45,529 | $340.0M | 1.01% | |
| 429 | —PACIFIC ETHANOL INC | 35,661 | $339.0M | 1.01% | |
| 430 | —CONTROL4 CORP | 33,151 | $338.0M | 1.01% | |
| 431 | —IXYS CORP | 28,374 | $338.0M | 1.01% | |
| 432 | —ELLIS PERRY INTL INC | 13,554 | $338.0M | 1.01% | |
| 433 | REGIEURRENEWABLE ENERGY GROUP INC | 34,688 | $336.0M | 1.00% | |
| 434 | MLRMILLER INDS INC TENN | 12,722 | $336.0M | 1.00% | |
| 435 | VSECVSE CORP | 8,597 | $334.0M | 0.99% | |
| 436 | BCSBARCLAYS PLC | 30,242 | $333.0M | 0.99% | |
| 437 | NGGNATIONAL GRID PLC | 5,697 | $332.0M | 0.99% | |
| 438 | —8POINT3 ENERGY PARTNERS LP | 25,254 | $328.0M | 0.98% | |
| 439 | SPIBSPDR SERIES TRUST | 9,637 | $327.0M | 0.97% | |
| 440 | ENVAENOVA INTL INC | 26,069 | $327.0M | 0.97% | |
| 441 | GNWGENWORTH FINL INC | 85,028 | $324.0M | 0.96% | |
| 442 | LVLNSPDR SERIES TRUST | 7,709 | $323.0M | 0.96% | |
| 443 | UBSUBS GROUP AG | 20,511 | $321.0M | 0.96% | |
| 444 | —EXACTECH INC | 11,770 | $321.0M | 0.96% | |
| 445 | BHBBAR HBR BANKSHARES | 6,790 | $321.0M | 0.96% | |
| 446 | —FIBRIA CELULOSE S A | 33,222 | $319.0M | 0.95% | |
| 447 | BAKBRASKEM S A | 15,040 | $319.0M | 0.95% | |
| 448 | —KMG CHEMICALS INC | 8,177 | $318.0M | 0.95% | |
| 449 | —NUTRACEUTICAL INTL CORP | 9,081 | $317.0M | 0.94% | |
| 450 | MCRIMONARCH CASINO & RESORT INC | 12,269 | $316.0M | 0.94% | |
| 451 | HDSNHUDSON TECHNOLOGIES INC | 39,479 | $316.0M | 0.94% | |
| 452 | AMNBUSDAMERICAN NATL BANKSHARES INC | 9,080 | $316.0M | 0.94% | |
| 453 | —FINISAR CORP | 10,399 | $315.0M | 0.94% | |
| 454 | —CHICAGO BRIDGE & IRON CO N V | 9,857 | $313.0M | 0.93% | |
| 455 | JKSJINKOSOLAR HLDG CO LTD | 20,506 | $312.0M | 0.93% | |
| 456 | —ANGIES LIST INC | 37,806 | $311.0M | 0.93% | |
| 457 | SENEASENECA FOODS CORP NEW | 7,699 | $308.0M | 0.92% | |
| 458 | —MACATAWA BK CORP | 29,287 | $305.0M | 0.91% | |
| 459 | FLEXFLEX LTD | 21,168 | $304.0M | 0.90% | |
| 460 | —TRECORA RES | 21,983 | $304.0M | 0.90% | |
| 461 | TAT&T INC | 7,136,972 | $303.5M | 0.90% | |
| 462 | ACICUNITED INS HLDGS CORP | 19,900 | $301.0M | 0.90% | |
| 463 | BELFBBEL FUSE INC | 9,738 | $301.0M | 0.90% | |
| 464 | LOCOEL POLLO LOCO HLDGS INC | 24,158 | $297.0M | 0.88% | |
| 465 | —COMPANHIA BRASILEIRA DE DIST | 17,874 | $296.0M | 0.88% | |
| 466 | —DYNEGY INC NEW DEL | 34,982 | $296.0M | 0.88% | |
| 467 | CLSEURCELESTICA INC | 24,829 | $294.0M | 0.88% | |
| 468 | —NUVEEN HIGH INCOME NOVEMBER | 29,634 | $293.0M | 0.87% | |
| 469 | —POWERSHARES ETF TR II | 10,080 | $293.0M | 0.87% | |
| 470 | —CASCADE BANCORP | 35,913 | $292.0M | 0.87% | |
| 471 | —POWERSHARES ETF TR II | 11,592 | $289.0M | 0.86% | |
| 472 | VVXVECTRUS INC | 12,082 | $288.0M | 0.86% | |
| 473 | —ANALOGIC CORP | 3,449 | $286.0M | 0.85% | |
| 474 | —WASHINGTONFIRST BANKSHARES I | 9,828 | $285.0M | 0.85% | |
| 475 | RDIREADING INTERNATIONAL INC | 16,995 | $282.0M | 0.84% | |
| 476 | CIGCOMPANHIA ENERGETICA DE MINA | 122,787 | $280.0M | 0.83% | |
| 477 | —MONOTYPE IMAGING HOLDINGS IN | 14,004 | $278.0M | 0.83% | |
| 478 | —FEDERAL MOGUL HOLDINGS CORP | 26,775 | $276.0M | 0.82% | |
| 479 | —HERITAGE OAKS BANCORP | 22,278 | $275.0M | 0.82% | |
| 480 | —TRAVELPORT WORLDWIDE LTD | 19,409 | $274.0M | 0.82% | |
| 481 | ARTNAARTESIAN RESOURCES CORP | 8,586 | $274.0M | 0.82% | |
| 482 | CSANCOSAN LTD | 36,181 | $272.0M | 0.81% | |
| 483 | ELPCCOMPANHIA PARANAENSE ENERG C | 31,891 | $270.0M | 0.80% | |
| 484 | ITUBITAU UNIBANCO HLDG SA | 26,300 | $270.0M | 0.80% | |
| 485 | NSANATIONAL STORAGE AFFILIATES | 12,227 | $270.0M | 0.80% | |
| 486 | RMREGIONAL MGMT CORP | 10,266 | $270.0M | 0.80% | |
| 487 | TISUSDORCHIDS PAPER PRODS CO DEL | 10,276 | $269.0M | 0.80% | |
| 488 | —CODORUS VY BANCORP INC | 9,397 | $269.0M | 0.80% | |
| 489 | CSCOCISCO SYS INC | 8,876,456 | $268.2M | 0.80% | |
| 490 | —MCBC HLDGS INC | 18,379 | $268.0M | 0.80% | |
| 491 | —SUMMIT FINANCIAL GROUP INC | 9,602 | $264.0M | 0.79% | |
| 492 | —CHARTER FINL CORP MD | 15,842 | $264.0M | 0.79% | |
| 493 | VLGEAVILLAGE SUPER MKT INC | 8,499 | $263.0M | 0.78% | |
| 494 | —INTRAWEST RESORTS HLDGS INC | 14,538 | $260.0M | 0.77% | |
| 495 | BLDPBALLARD PWR SYS INC NEW | 157,114 | $259.0M | 0.77% | |
| 496 | VPGVISHAY PRECISION GROUP INC | 13,642 | $258.0M | 0.77% | |
| 497 | JOUTJOHNSON OUTDOORS INC | 6,470 | $257.0M | 0.76% | |
| 498 | ITICINVESTORS TITLE CO | 1,627 | $257.0M | 0.76% | |
| 499 | VRAVERA BRADLEY INC | 21,925 | $257.0M | 0.76% | |
| 500 | —CSS INDS INC | 9,466 | $256.0M | 0.76% |