FIRST TRUST ADVISORS LP Q4 2016 Filing

Filed February 6, 2017

Portfolio Value

$33.6B

Holdings

2,413

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (2,413 positions)

#StockSharesValue% PortfolioType
501
TBHCKIRKLANDS INC
16,392$254.0M0.76%
502
BLACKROCK CA MUNI 2018 TERM
16,803$253.0M0.75%
503
VIVINT SOLAR INC
99,081$253.0M0.75%
504
BALDWIN & LYONS INC
10,059$253.0M0.75%
505
CVLGCOVENANT TRANSN GROUP INC
12,968$251.0M0.75%
506
SMBVANECK VECTORS ETF TR
14,365$248.0M0.74%
507
GOOGLALPHABET INC
312,816$247.9M0.74%
508
HBCPHOME BANCORP INC
6,404$247.0M0.74%
509
SPARTON CORP
10,349$247.0M0.74%
510
HAMHARMONY GOLD MNG LTD
111,175$246.0M0.73%
511
AJXGREAT AJAX CORP
18,494$245.0M0.73%
512
HURCHURCO COMPANIES INC
7,370$244.0M0.73%
513
NRIMNORTHRIM BANCORP INC
7,735$244.0M0.73%
514
UBAUSDURSTADT BIDDLE PPTYS INC
10,049$242.0M0.72%
515
VALEVALE S A
31,015$236.0M0.70%
516
PPLPEMBINA PIPELINE CORP
7,537$236.0M0.70%
517
VIV1USDTELEFONICA BRASIL SA
17,338$232.0M0.69%
518
SSLSASOL LTD
8,114$232.0M0.69%
519
MUTUALFIRST FINL INC
6,980$231.0M0.69%
520
INTCINTEL CORP
6,319,140$229.2M0.68%
521
SFSTSOUTHERN FIRST BANCSHARES IN
6,370$229.0M0.68%
522
RDNTRADNET INC
35,428$229.0M0.68%
523
LCNBLCNB CORP
9,851$229.0M0.68%
524
VMBSVANGUARD SCOTTSDALE FDS
4,337$227.0M0.68%
525
CELADON GROUP INC
31,629$226.0M0.67%
526
ATLAS FINANCIAL HOLDINGS INC
12,537$226.0M0.67%
527
IJTISHARES TR
1,497$225.0M0.67%
528
CIENCIENA CORP
9,205$225.0M0.67%
529
SMBCSOUTHERN MO BANCORP INC
6,336$224.0M0.67%
530
FIRST POTOMAC RLTY TR
20,217$222.0M0.66%
531
ACHILLION PHARMACEUTICALS IN
53,510$221.0M0.66%
532
GGBGERDAU S A
70,213$220.0M0.65%
533
NFLXNETFLIX INC
1,765,468$218.6M0.65%
534
BBWBUILD A BEAR WORKSHOP
15,818$217.0M0.65%
535
SHBISHORE BANCSHARES INC
14,200$217.0M0.65%
536
PYPLPAYPAL HLDGS INC
5,462,737$215.6M0.64%
537
ARC DOCUMENT SOLUTIONS INC
42,270$215.0M0.64%
538
OLD LINE BANCSHARES INC
8,888$213.0M0.63%
539
ACNBACNB CORP
6,796$212.0M0.63%
540
BWFGBANKWELL FINL GROUP INC
6,537$212.0M0.63%
541
NORTHSTAR REALTY EUROPE CORP
16,899$212.0M0.63%
542
CEVACEVA INC
6,281$211.0M0.63%
543
SILVER BAY RLTY TR CORP
12,254$210.0M0.63%
544
8CWCROWN CASTLE INTL CORP NEW
2,422$210.0M0.63%
545
FORRFORRESTER RESH INC
4,873$209.0M0.62%
546
HNRGHALLADOR ENERGY COMPANY
22,972$209.0M0.62%
547
TXTERNIUM SA
8,581$207.0M0.62%
548
SOUTHERN NATL BANCORP OF VA
12,648$207.0M0.62%
549
GOOGALPHABET INC
267,581$206.5M0.61%
550
PBVPRESTIGE BRANDS HLDGS INC
3,905$203.0M0.60%
551
CNTCENTURY CASINOS INC
24,393$201.0M0.60%
552
YAHOO INC
5,176,404$200.2M0.60%
553
CPFL ENERGIA S A
12,975$200.0M0.60%
554
DGICADONEGAL GROUP INC
11,426$200.0M0.60%
555
LNTHLANTHEUS HLDGS INC
23,058$198.0M0.59%
556
BRIDGEPOINT ED INC
19,223$195.0M0.58%
557
PLUNPLUG POWER INC
162,505$195.0M0.58%
558
HILL INTERNATIONAL INC
44,693$194.0M0.58%
559
INVENSENSE INC
15,070$193.0M0.57%
560
BACVERIZON COMMUNICATIONS INC
3,607,840$192.6M0.57%
561
AV HOMES INC
12,147$192.0M0.57%
562
LINDLINDBLAD EXPEDITIONS HLDGS I
20,182$191.0M0.57%
563
AKAMAKAMAI TECHNOLOGIES INC
2,859,505$190.7M0.57%
564
SI FINL GROUP INC MD
12,321$190.0M0.57%
565
STEIN MART INC
34,705$190.0M0.57%
566
CRMSALESFORCE COM INC
2,756,080$188.7M0.56%
567
IBMINTERNATIONAL BUSINESS MACHS
1,120,703$186.0M0.55%
568
IMPMIMPAC MTG HLDGS INC
13,288$186.0M0.55%
569
AU OPTRONICS CORP
52,087$184.0M0.55%
570
PZENA INVESTMENT MGMT INC
16,269$181.0M0.54%
571
STONEMOR PARTNERS L P
20,073$179.0M0.53%
572
HALLUSDHALLMARK FINL SVCS INC EC
15,234$177.0M0.53%
573
GAIN CAP HLDGS INC
26,743$176.0M0.52%
574
CDR1USDCEDAR REALTY TRUST INC
26,780$175.0M0.52%
575
JA SOLAR HOLDINGS CO LTD
36,248$173.0M0.51%
576
HYLSFIRST TR EXCHANGE TRADED FD
3,492,200$168.4M0.50%
577
CRD/BCRAWFORD & CO
13,288$167.0M0.50%
578
GRBKGREEN BRICK PARTNERS INC
16,461$165.0M0.49%
579
ESSAESSA BANCORP INC
10,348$163.0M0.49%
580
CTXSEURCITRIX SYS INC
1,799,900$160.7M0.48%
581
IRTINDEPENDENCE RLTY TR INC
17,895$160.0M0.48%
582
HARDINGE INC
14,459$160.0M0.48%
583
EBAEBAY INC
5,256,033$156.1M0.46%
584
BLACKROCK DEFINED OPPRTY CR
11,319$156.0M0.46%
585
AMSCAMERICAN SUPERCONDUCTOR CORP
20,961$154.0M0.46%
586
PGPROCTER AND GAMBLE CO
1,829,874$153.9M0.46%
587
JNPJUNIPER NETWORKS INC
5,440,470$153.7M0.46%
588
QCOMQUALCOMM INC
2,320,256$151.3M0.45%
589
CVGICOMMERCIAL VEH GROUP INC
27,223$151.0M0.45%
590
VEMYSTONE HBR EMERG MKTS TL INC
10,890$150.0M0.45%
591
CAI INTERNATIONAL INC
17,308$150.0M0.45%
592
PFEPFIZER INC
4,575,025$148.6M0.44%
593
MAXWELL TECHNOLOGIES INC
28,873$148.0M0.44%
594
AAPLAPPLE INC
1,263,787$146.4M0.44%
595
MSFTMICROSOFT CORP
2,289,168$142.2M0.42%
596
CNHICNH INDL N V
15,846$138.0M0.41%
597
HUTTIG BLDG PRODS INC
20,558$136.0M0.40%
598
GDENGOLDEN ENTMT INC
10,967$133.0M0.40%
599
MFGMIZUHO FINL GROUP INC
35,538$128.0M0.38%
600
MANNING & NAPIER INC
16,822$127.0M0.38%
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