FNY Investment Advisers, LLC Q3 2025 Filing

Filed December 15, 2025

Portfolio Value

$311.1M

Holdings

1,235

Report Date

Q3 2025

Filing Type

13F-HR

All Holdings (1,235 positions)

#	Stock	Shares	Value	% Portfolio	Type
601	IMVTIMMUNOVANT ORD	2,000	$32K	0.01%
602	IIPRINNOVATIVE INDUSTRIAL PPTY ORD	600	$32K	0.01%
603	CEVACEVA ORD	1,229	$32K	0.01%
604	K6BKBR ORD	682	$32K	0.01%
605	ATEXANTERIX ORD	1,500	$32K	0.01%
606	PRBPROBE GOLD ORD	15,000	$32K	0.01%
607	CCCHEMOURS ORD	2,000	$31K	0.01%
608	SOLVSOLVENTUM ORD	430	$31K	0.01%
609	CDNACAREDX ORD	2,133	$31K	0.01%
610	OMEXODYSSEY MARINE EXPLORATION ORD	16,653	$31K	0.01%	Call
611	GUTSFRACTYL HEALTH ORD	20,000	$31K	0.01%
612	STWDSTARWOOD PROPERTY REIT	1,600	$30K	0.01%
613	ABTSABITS GROUP ORD	3,366	$30K	0.01%
614	NSCNORFOLK SOUTHERN ORD	100	$30K	0.01%
615	CNDTCONDUENT ORD	10,920	$30K	0.01%
616	CADECADENCE BANK ORD	800	$30K	0.01%
617	CXMSPRINKLR CL A ORD	4,000	$30K	0.01%
618	AIIALMONTY INDUSTRIES ORD	5,000	$30K	0.01%
619	ESABESAB ORD	274	$30K	0.01%
620	BETRBETTER HOME FINANCE HLDNG CL A ORD	525	$29K	0.01%
621	BOILPROSHARES ULTRA BLOM NAT GAS ETF	1,000	$29K	0.01%
622	LUNGPULMONX ORD	18,366	$29K	0.01%
623	ULUNILEVER ADR REP 1 ORD	500	$29K	0.01%
624	TRUTRANSUNION	348	$28K	0.01%	Call
625	CLWCLEARWATER PAPER ORD	1,365	$28K	0.01%
626	—CCCB BANCORP ORD	4,000	$28K	0.01%
627	MLTXMOONLAKE IMMUNOTHERAPEUTICS CL A ORD	4,000	$28K	0.01%
628	BLSHBULLISH ORD	461	$28K	0.01%	Call
629	BUYIELDMAX TSLA OPT INCM STGY ETF	3,000	$28K	0.01%
630	MRVIMARAVAI LIFESCIENCES CL A ORD	10,000	$28K	0.01%
631	MBXMBX BIOSCIENCES ORD	1,575	$27K	0.01%
632	ASANASANA CL A ORD	2,047	$27K	0.01%
633	FDO.FMACYS ORD	1,514	$27K	0.01%
634	ARBEARBE ROBOTICS ORD	16,560	$27K	0.01%	Call
635	MDTMEDTRONIC ORD	291	$27K	0.01%	Call
636	SAPSAP ADR REP 1 ORD	102	$27K	0.01%
637	KAPAKAIROS PHARMA ORD	23,500	$27K	0.01%
638	PATHUIPATH CL A ORD	2,100	$27K	0.01%	Call
639	AMPHAMPHASTAR PHARMACEUTICALS ORD	1,000	$26K	0.01%
640	ACHRARCHER AVIATION CL A ORD	2,729	$26K	0.01%
641	STLASTELLANTIS ORD	2,800	$26K	0.01%
642	OVERBED BATH AND BEYOND ORD	2,729	$26K	0.01%
643	PARPAR TECHNOLOGY ORD	682	$26K	0.01%
644	NTRSNORTHERN TRUST ORD	200	$26K	0.01%
645	NENOBLE CORPORATION ORD	900	$25K	0.01%
646	PACBPACIFIC BIOSCIENCES OF CALIFRNIA ORD	20,000	$25K	0.01%
647	THTARGET HOSPITALITY ORD	3,020	$25K	0.01%	Call
648	CSXCSX ORD	720	$25K	0.01%
649	GTGOODYEAR TIRE AND RUBBER ORD	3,480	$25K	0.01%	Call
650	IRENIREN ORD	560	$25K	0.01%	Call
651	QC10FLAGSTAR FINANCIAL ORD	2,212	$25K	0.01%	Call
652	JPCNUVEEN PREFERRED AND INCM OPP CF	3,000	$24K	0.01%
653	NEUNEWMARKET ORD	30	$24K	0.01%
654	ENPHENPHASE ENERGY ORD	696	$24K	0.01%	Call
655	LGNLEGENCE CL A ORD	800	$24K	0.01%
656	PLAYDAVE BUSTERS ENTERTAINMENT ORD	1,393	$24K	0.01%	Call
657	RCATRED CAT HOLDINGS ORD	2,400	$24K	0.01%
658	GKOSGLAUKOS ORD	300	$24K	0.01%
659	ENOVENOVIS ORD	800	$24K	0.01%
660	NACNUVEEN CLIFORNIA QULTY MNCPL INCM CF	2,000	$23K	0.01%
661	HDBHDFC BANK ADR REP 3 ORD	701	$23K	0.01%	Call
662	GENIGENIUS SPORTS ORD	1,956	$23K	0.01%	Call
663	VTYBVICTORY BANCORP ORD	1,300	$23K	0.01%
664	DVNDEVON ENERGY ORD	682	$23K	0.01%
665	ASPNASPEN AEROGELS ORD	3,442	$23K	0.01%	Call
666	QQQEDIREXION NASDAQ 100 EQL WGHT IDX ETF	220	$22K	0.01%
667	PDOPIMCO DYNAMIC INCOME OPPORT CF	1,600	$22K	0.01%
668	BITFBITFARMS ORD	8,000	$22K	0.01%
669	INGMINGRAM MICRO HOLDING ORD	1,025	$22K	0.01%
670	HHHHOWARD HUGHES HOLDINGS ORD	278	$22K	0.01%
671	UEOWESTLAKE ORD	273	$21K	0.01%
672	MYGNMYRIAD GENETICS ORD	2,944	$21K	0.01%	Call
673	VTGNVISTAGEN THERAPEUTICS ORD	6,000	$21K	0.01%
674	SMCYYIELDMAX SMCI OPTN INC STRG ETF	1,400	$21K	0.01%
675	NADNUVEEN QUALITY MUNICIPAL INCM CF	1,800	$21K	0.01%
676	CAGCONAGRA BRANDS ORD	1,189	$21K	0.01%
677	LZLEGALZOOM COM ORD	2,047	$21K	0.01%
678	PMVPPMV PHARMACEUTICALS ORD	15,000	$21K	0.01%
679	RXRXRECURSION PHARMACEUTICALS CL A ORD	4,348	$21K	0.01%	Call
680	TOIONCOLOGY INSTITUTE ORD	6,000	$20K	0.01%
681	ENBENBRIDGE ORD	400	$20K	0.01%
682	RAILFREIGHTCAR AMERICA ORD	2,048	$20K	0.01%
683	NZFNUVEEN MUNICIPAL CREDIT INCOME CF	1,600	$20K	0.01%
684	TTECTTEC HOLDINGS ORD	6,000	$20K	0.01%
685	FROFRONTLINE ORD	900	$20K	0.01%
686	CRDOCREDO TECHNOLOGY GROUP HOLDING ORD	146	$20K	0.01%	Put
687	RNXTRENOVORX ORD	16,000	$20K	0.01%
688	NJRNJ RESOURCES ORD	400	$19K	0.01%
689	RYANRYAN SPECIALTY HOLDINGS CL A ORD	342	$19K	0.01%
690	SYU1SYNOVUS FINANCIAL ORD	400	$19K	0.01%
691	EBAEBAY ORD	224	$19K	0.01%	Put
692	JRSNUVEEN REAL ESTATE INCOME CF	2,400	$19K	0.01%
693	PROPPRAIRIE OPERATING ORD	9,800	$19K	0.01%
694	PBPROSPERITY BANCSHARES ORD	300	$19K	0.01%
695	UHALU HAUL HOLDING ORD	342	$19K	0.01%
696	WSBCWESBANCO ORD	600	$19K	0.01%
697	CASYCASEYS GENERAL STORES ORD	34	$19K	0.01%
698	MFAMFA FINANCIAL ORD	2,100	$19K	0.01%
699	RDWREDWIRE ORD	2,253	$19K	0.01%	Call
700	IOVAIOVANCE BIOTHERAPEUTICS ORD	8,752	$18K	0.01%

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