FNY Investment Advisers, LLC Q3 2025 Filing

Filed December 15, 2025

Portfolio Value

$311.1M

Holdings

1,235

Report Date

Q3 2025

Filing Type

13F-HR

All Holdings (1,235 positions)

#	Stock	Shares	Value	% Portfolio	Type
501	XNEAXNUVEEN AMT FREE QLTY MNCPL INCM CF	4,400	$50K	0.02%
502	BRCBBLACK ROCK COFFEE BAR CL A ORD	2,114	$50K	0.02%
503	IASINTEGRAL AD SCIENCE HOLDING ORD	5,000	$50K	0.02%
504	MAGNMAGNERA ORD	4,300	$50K	0.02%
505	GRRRGORILLA TECHNOLOGY GROUP ORD	2,730	$50K	0.02%
506	MSGSMADISON SQUARE GARDEN SPORT CL A ORD	222	$50K	0.02%	Call
507	LSCCLATTICE SEMICONDUCTOR ORD	682	$50K	0.02%
508	PONYPONY AI ADR	2,256	$50K	0.02%
509	AGMFEDERAL AGRICULTUR MORTGAGE CL C ORD	300	$50K	0.02%
510	BLZRTRAILBLAZER ACQUISITION UNT	4,800	$49K	0.02%
511	SENEBSENECA FOODS CL B ORD	450	$49K	0.02%
512	—VIVOPOWER INTERNATIO ORD	10,920	$49K	0.02%
513	PIIMPINJ ORD	273	$49K	0.02%
514	HTZHERTZ GLOBAL HLDGS ORD	7,284	$48K	0.02%	Call
515	FWONALIBERTY MEDIA FORMULA ONE SRS C ORD	460	$48K	0.02%
516	LNCLINCOLN NATIONAL ORD	1,200	$48K	0.02%
517	RGNXREGENXBIO ORD	4,995	$48K	0.02%
518	DARDARLING INGREDIENTS ORD	1,573	$48K	0.02%	Call
519	CROXCROCS ORD	577	$48K	0.02%
520	XLFISPDR FUND CONSUMER STAPLES ETF	618	$48K	0.02%	Put
521	JCENUVEEN CORE EQUITY ALPHA CF	3,000	$47K	0.02%
522	NFENEW FORTRESS ENERGY CL A ORD	21,545	$47K	0.02%	Call
523	TLRYEURTILRAY BRANDS ORD	27,928	$47K	0.02%	Call
524	ALITALIGHT CL A ORD	14,645	$47K	0.02%	Call
525	GPCRSTRUCTURE THERAPEUTICS ADR	1,700	$47K	0.02%
526	ALMUAELUMA ORD	2,935	$47K	0.02%
527	PTYPIMCO CORPORATE OPPORTUNITY CF	3,200	$46K	0.01%
528	FDXFEDEX ORD	198	$46K	0.01%
529	KKRKKR AND CO ORD	363	$46K	0.01%	Call
530	SBETSHARPLINK GAMING ORD	2,757	$46K	0.01%	Call
531	NVGNUVEEN AMT FREE MNCPL CRDT INCM CF	3,800	$46K	0.01%
532	HCATHEALTH CATALYST ORD	16,000	$45K	0.01%
533	EVLVEVOLV TECHNOLOGIES HOLDINGS CL A ORD	6,000	$45K	0.01%
534	PRMBPRIMO BRANDS CL A ORD	2,082	$45K	0.01%	Call
535	TASKTASKUS CL A ORD	2,500	$44K	0.01%
536	ALECALECTOR ORD	15,000	$44K	0.01%
537	BOXBOX CL A ORD	1,365	$44K	0.01%
538	QGENQIAGEN ORD	1,000	$44K	0.01%
539	DENNDENNYS ORD	8,577	$44K	0.01%	Call
540	NLOPNET LEASE OFFICE PROPERTIES ORD	1,500	$44K	0.01%
541	AM6AMICUS THERAPEUTICS ORD	5,460	$43K	0.01%
542	EODALLSPRING GLOBAL DIVIDEND OPPORT CF	7,500	$42K	0.01%
543	RZLVREZOLVE AI ORD	8,515	$42K	0.01%	Call
544	MDBMONGODB CL A ORD	136	$42K	0.01%
545	GLXZGALAXY GAMING ORD	15,000	$42K	0.01%
546	DIAXNUVEEN DOW 30SM DYNAMIC OVRWRT CF	2,800	$41K	0.01%
547	CMACOMERICA ORD	600	$41K	0.01%
548	ORGNORIGIN MATERIALS CL A ORD	80,500	$41K	0.01%
549	AMKRAMKOR TECHNOLOGY ORD	1,472	$41K	0.01%
550	SWKSTANLEY BLACK AND DECKER ORD	567	$41K	0.01%	Call
551	LBRDKLIBERTY BROADBAND SRS C ORD	630	$40K	0.01%
552	NVDYYIELDMAX NVDA OPTN INC STRGY ETF	2,400	$40K	0.01%
553	ELANELANCO ANIMAL HEALTH ORD	2,000	$40K	0.01%
554	NSPINSPERITY ORD	828	$40K	0.01%	Call
555	PALPROFICIENT AUTO LOGISTICS ORD	5,800	$39K	0.01%
556	WBTNWEBTOON ENTERTAINMENT ORD	2,046	$39K	0.01%
557	OBAOXLEY BRIDGE ACQUISITION UNT	3,917	$39K	0.01%
558	AGNCAGNC INVESTMENT REIT ORD (NMS)	4,000	$39K	0.01%	Call
559	KROSKEROS THERAPEUTICS ORD	2,500	$39K	0.01%
560	DJTTRUMP MEDIA TECHNOLOGY GROUP ORD	2,420	$39K	0.01%	Call
561	BILLBILL HOLDINGS ORD	755	$39K	0.01%	Call
562	—OSTIN TECHNOLOGY GROUP CL A ORD	23,163	$39K	0.01%
563	VIRVIR BIOTECHNOLOGY ORD	6,825	$38K	0.01%
564	STZCONSTELLATION BRANDS CL A ORD	288	$38K	0.01%	Put
565	DLTRDOLLAR TREE ORD	396	$37K	0.01%
566	CGDGCAPITAL GROUP DIVIDEND VALUE ETF	900	$37K	0.01%
567	PLRXPLIANT THERAPEUTICS ORD	25,400	$37K	0.01%
568	PLCECHILDRENS PLACE ORD	6,024	$37K	0.01%
569	LENLENNAR CL A ORD	300	$37K	0.01%
570	ATAIATAI LIFE SCIENCES N V ORD	6,824	$36K	0.01%
571	VIOGVANGUARD S&P SMALL CAP 600 GRWTH ETF	300	$36K	0.01%
572	SSENTINELONE CL A ORD	2,048	$36K	0.01%
573	AMBIAMBIPAR EMERGENCY CL A ORD	45,800	$36K	0.01%
574	NVV1NOVAVAX ORD	4,232	$36K	0.01%	Call
575	CPRTCOPART ORD	817	$36K	0.01%
576	CRCCALIFORNIA RESOURCES ORD	682	$36K	0.01%
577	EMOCLEARBRIDGE ENRGY MDSTRAM OPP NAV CF	800	$35K	0.01%
578	CARTMAPLEBEAR ORD	972	$35K	0.01%
579	UAAUNDER ARMOUR CL A ORD	7,291	$35K	0.01%	Call
580	VXXBARCLAYS IPTH SRS B S&P SHRT TRM ETN	1,084	$35K	0.01%
581	CCCMC3 METALS ORD	40,384	$35K	0.01%
582	AHCOADAPTHEALTH ORD	3,988	$35K	0.01%
583	RFREGIONS FINANCIAL ORD	1,300	$34K	0.01%
584	TMDXTRANSMEDICS GROUP ORD	305	$34K	0.01%
585	XSSPXNUVEEN S P 500 DYNAMIC OVRWRT CF	2,000	$34K	0.01%
586	LQDALIQUIDIA ORD	1,500	$34K	0.01%
587	BHVNBIOHAVEN ORD	2,300	$34K	0.01%
588	IRTCIRHYTHM TECHNOLOGIES ORD	200	$34K	0.01%
589	KVYOKLAVIYO SRS A ORD	1,228	$34K	0.01%
590	SLNOSOLENO THERAPEUTICS ORD	525	$34K	0.01%	Call
591	XLUSELECT SECTOR UTI SELECT SPDR ETF	400	$34K	0.01%
592	DMRCDIGIMARC ORD	3,486	$33K	0.01%	Call
593	GEGGEO GROUP ORD	1,680	$33K	0.01%	Call
594	BNEDBARNES AND NOBLE EDUCATION ORD	3,325	$33K	0.01%
595	SLVISHARES SILVER TRUST ETF	814	$33K	0.01%	Put
596	CDLXCARDLYTICS ORD	13,890	$33K	0.01%	Call
597	4I1PHILIP MORRIS INTERNATIONAL ORD	205	$33K	0.01%
598	JBLUJETBLUE AIRWAYS ORD	6,952	$33K	0.01%	Call
599	TICACUREN ORD	2,500	$33K	0.01%
600	CEVACEVA ORD	1,229	$32K	0.01%

PreviousPage 6 of 13Next