FOUNDERS FINANCIAL SECURITIES LLC Q3 2019 Filing

Filed October 17, 2019

Portfolio Value

$313.5M

Holdings

131

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (131 positions)

#	Stock	Shares	Value	% Portfolio
1	IJRISHARES TR	237,115	$18.5M	5.89%
2	QUALISHARES TR	151,406	$14.0M	4.46%
3	IEMGISHARES INC	274,247	$13.4M	4.29%
4	VTVVANGUARD INDEX FDS	110,528	$12.3M	3.93%
5	AGGISHARES TR	94,007	$10.6M	3.39%
6	VOVANGUARD INDEX FDS	59,219	$9.9M	3.17%
7	SPYGSPDR SERIES TRUST	247,176	$9.6M	3.07%
8	SPYSPDR S&P 500 ETF TR	31,584	$9.4M	2.99%
9	TOTLSSGA ACTIVE ETF TR	190,016	$9.4M	2.98%
10	BONDPIMCO ETF TR	81,087	$8.8M	2.82%
11	IWFISHARES TR	54,488	$8.7M	2.77%
12	BNDVANGUARD BD INDEX FD INC	102,879	$8.7M	2.77%
13	VIGVANGUARD GROUP	70,518	$8.4M	2.69%
14	HEFAISHARES TR	258,107	$7.7M	2.46%
15	SPYVSPDR SERIES TRUST	224,060	$7.2M	2.28%
16	NDQINVESCO QQQ TR	37,601	$7.1M	2.26%
17	BILSPDR SERIES TRUST	77,435	$7.1M	2.26%
18	VEUVANGUARD INTL EQUITY INDEX F	139,398	$7.0M	2.22%
19	DGROISHARES TR	176,906	$6.9M	2.21%
20	IDEVISHARES TR	91,493	$5.0M	1.59%
21	HYLBDBX ETF TR	95,581	$4.8M	1.53%
22	HTDHANCOCK JOHN TAX-ADV DIV INC	159,341	$4.5M	1.45%
23	IVVISHARES TR	14,748	$4.4M	1.40%
24	SPDWSPDR INDEX SHS FDS	149,870	$4.4M	1.40%
25	FTCFIRST TR LRG CP GRWTH ALPHAD	62,556	$4.4M	1.40%
26	FTAFIRST TR LRG CP VL ALPHADEX	83,870	$4.3M	1.38%
27	EMBISHARES TR	38,110	$4.3M	1.38%
28	FVDFIRST TR VALUE LINE DIVID IN	113,709	$4.0M	1.26%
29	SNPEDBX ETF TR	123,762	$3.2M	1.01%
30	USMVISHARES TR	47,800	$3.1M	0.98%
31	SPABSPDR SERIES TRUST	92,320	$2.7M	0.87%
32	SCHMSCHWAB STRATEGIC TR	44,898	$2.5M	0.81%
33	IEIISHARES TR	18,754	$2.4M	0.76%
34	VSSVANGUARD INTL EQUITY INDEX F	22,041	$2.2M	0.72%
35	IWRISHARES TR	40,062	$2.2M	0.71%
36	PWBINVESCO EXCHANGE TRADED FD T	46,357	$2.2M	0.71%
37	XSLVINVESCO EXCHNG TRADED FD TR	44,967	$2.2M	0.70%
38	SHYISHARES TR	25,176	$2.1M	0.68%
39	NEANUVEEN FLTNG RTE INCM OPP FD	222,626	$2.1M	0.68%
40	IJHISHARES TR	9,942	$1.9M	0.61%
41	HYGISHARES TR	18,886	$1.6M	0.52%
42	ACWXISHARES TR	33,146	$1.5M	0.49%
43	HDHOME DEPOT INC	6,537	$1.5M	0.48%
44	SHWSHERWIN WILLIAMS CO	2,752	$1.5M	0.48%
45	XOMEXXON MOBIL CORP	20,988	$1.5M	0.47%
46	AAPLAPPLE INC	6,486	$1.5M	0.46%
47	PGPROCTER & GAMBLE CO	10,923	$1.4M	0.43%
48	PFFISHARES TR	35,669	$1.3M	0.43%
49	VYMVANGUARD WHITEHALL FDS INC	14,881	$1.3M	0.42%
50	EFAVISHARES TR	18,014	$1.3M	0.42%
51	LMTLOCKHEED MARTIN CORP	3,294	$1.3M	0.41%
52	MUBISHARES TR	11,063	$1.3M	0.40%
53	MDTMEDTRONIC PLC	10,894	$1.2M	0.38%
54	AGGYWISDOMTREE TR	22,418	$1.2M	0.37%
55	JNJJOHNSON & JOHNSON	8,722	$1.1M	0.36%
56	SHOPSHOPIFY INC	3,525	$1.1M	0.35%
57	ALSALLSTATE CORP	10,097	$1.1M	0.35%
58	AMGNAMGEN INC	5,545	$1.1M	0.34%
59	BMYBRISTOL MYERS SQUIBB CO	21,018	$1.1M	0.34%
60	XXHYBXXNEW AMER HIGH INCOME FD INC	118,275	$1.0M	0.33%
61	WMTWALMART INC	8,766	$1.0M	0.33%
62	VPUVANGUARD WORLD FDS	7,150	$1.0M	0.33%
63	CSCOCISCO SYS INC	20,420	$1.0M	0.32%
64	IBMINTERNATIONAL BUSINESS MACHS	6,809	$990K	0.32%
65	RSPINVESCO EXCHANGE TRADED FD T	8,843	$956K	0.30%
66	BNSBANK N S HALIFAX	15,927	$905K	0.29%
67	FDNFIRST TR EXCHANGE TRADED FD	6,646	$895K	0.29%
68	TTENTOTAL S A	17,151	$892K	0.28%
69	CVXCHEVRON CORP NEW	7,354	$872K	0.28%
70	—PIMCO INCOME OPPORTUNITY FD	31,275	$833K	0.27%
71	MSFTMICROSOFT CORP	5,758	$801K	0.26%
72	IGSBISHARES TR	13,709	$736K	0.23%
73	ADPAUTOMATIC DATA PROCESSING IN	4,433	$716K	0.23%
74	SLBSCHLUMBERGER LTD	20,499	$700K	0.22%
75	WFCWELLS FARGO CO NEW	13,749	$693K	0.22%
76	DUKDUKE ENERGY CORP NEW	7,221	$692K	0.22%
77	GSKGLAXOSMITHKLINE PLC	15,341	$655K	0.21%
78	FXUFIRST TR EXCHANGE TRADED FD	22,100	$655K	0.21%
79	KOCOCA COLA CO	11,943	$650K	0.21%
80	QTECFIRST TR NASDAQ100 TECH INDE	7,287	$638K	0.20%
81	OXYOCCIDENTAL PETE CORP	14,297	$636K	0.20%
82	FXLFIRST TR EXCHANGE TRADED FD	9,656	$629K	0.20%
83	FXOFIRST TR EXCHANGE TRADED FD	19,544	$622K	0.20%
84	XLFISELECT SECTOR SPDR TR	10,004	$614K	0.20%
85	IWMISHARES TR	4,045	$612K	0.20%
86	DALDELTA AIR LINES INC DEL	10,541	$607K	0.19%
87	PACWUSDPACWEST BANCORP DEL	16,038	$583K	0.19%
88	RDS/AROYAL DUTCH SHELL PLC	9,138	$538K	0.17%
89	UNHUNITEDHEALTH GROUP INC	2,455	$534K	0.17%
90	ITA*ISHARES TR	2,354	$529K	0.17%
91	CMCSACOMCAST CORP NEW	11,095	$500K	0.16%
92	SPIBSPDR SERIES TRUST	13,789	$486K	0.16%
93	IEFISHARES TR	4,298	$483K	0.15%
94	IGIBISHARES TR	8,193	$475K	0.15%
95	DISDISNEY WALT CO	3,473	$453K	0.14%
96	AYXEURALTERYX INC	4,088	$439K	0.14%
97	MMM3M CO	2,578	$424K	0.14%
98	CYBRCYBERARK SOFTWARE LTD	3,908	$390K	0.12%
99	AMZNAMAZON COM INC	210	$365K	0.12%
100	AMTAMERICAN TOWER CORP NEW	1,589	$351K	0.11%

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