GOLDMAN SACHS GROUP INC Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$408.3M

Holdings

4,254

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (4,254 positions)

#	Stock	Shares	Value	% Portfolio	Type
3101	NSTGEURNANOSTRING TECHNOLOGIES INC	88,055	$1.4M	0.35%
3102	TACTRANSALTA CORP	241,997	$1.4M	0.35%
3103	SEBSEABOARD CORP	314	$1.4M	0.35%
3104	FXUFIRST TR EXCHANGE TRADED FD	52,010	$1.4M	0.34%
3105	ATENA10 NETWORKS INC	185,822	$1.4M	0.34%
3106	—POWERSHARES ETF TRUST	50,001	$1.4M	0.34%
3107	VICRVICOR CORP	58,926	$1.4M	0.34%
3108	DHTDHT HOLDINGS INC	348,897	$1.4M	0.34%	Put
3109	SPOKSPOK HLDGS INC	90,094	$1.4M	0.34%
3110	AORTCRYOLIFE INC	60,896	$1.4M	0.34%
3111	TMPTOMPKINS FINANCIAL CORPORATI	16,016	$1.4M	0.34%
3112	IUSBISHARES TR	26,967	$1.4M	0.34%
3113	—FLOTEK INDS INC DEL	296,153	$1.4M	0.34%	Put
3114	—MEDIDATA SOLUTIONS INC	1,000,000	$1.4M	0.34%
3115	—APPROACH RESOURCES INC	547,747	$1.4M	0.34%
3116	FLXNFLEXION THERAPEUTICS INC	56,756	$1.4M	0.34%
3117	SU6SURMODICS INC	44,228	$1.4M	0.34%
3118	ANATUSDAMERICAN NATL INS CO	11,576	$1.4M	0.33%
3119	—JANUS DETROIT STR TR	39,801	$1.4M	0.33%
3120	NSMNATIONSTAR MTG HLDGS INC	73,499	$1.4M	0.33%	Put
3121	—OPUS BK IRVINE CALIF	56,802	$1.4M	0.33%
3122	—GNC HLDGS INC	153,992	$1.4M	0.33%	Put
3123	ARKRARK RESTAURANTS CORP	55,693	$1.4M	0.33%
3124	—BRIGHT SCHOLAR ED HLDGS LTD	58,281	$1.4M	0.33%
3125	—POWERSHARES ETF TRUST II	23,335	$1.4M	0.33%
3126	CWSTCASELLA WASTE SYS INC	71,785	$1.4M	0.33%
3127	RCORESOURCES CONNECTION INC	96,745	$1.3M	0.33%
3128	NEARISHARES U S ETF TR	26,657	$1.3M	0.33%
3129	HCIHCI GROUP INC	34,969	$1.3M	0.33%
3130	—JAMBA INC	154,946	$1.3M	0.33%	Call
3131	SPSMSPDR SER TR	15,245	$1.3M	0.33%
3132	THFFFIRST FINL CORP IND	27,971	$1.3M	0.33%
3133	CUTREURCUTERA INC	32,120	$1.3M	0.33%
3134	—XO GROUP INC	67,250	$1.3M	0.32%
3135	AYXEURALTERYX INC	64,321	$1.3M	0.32%
3136	—TAKE-TWO INTERACTIVE SOFTWAR	276,000	$1.3M	0.32%
3137	—EGALET CORP	1,021,301	$1.3M	0.32%	Call
3138	XNCRXENCOR INC	56,862	$1.3M	0.32%
3139	XARSPDR SERIES TRUST	16,293	$1.3M	0.32%
3140	BBHVANECK VECTORS ETF TR	9,689	$1.3M	0.32%
3141	TBHCKIRKLANDS INC	113,645	$1.3M	0.32%
3142	QTWOQ2 HLDGS INC	31,077	$1.3M	0.32%
3143	CHUYUSDCHUYS HLDGS INC	61,413	$1.3M	0.32%
3144	REGIEURRENEWABLE ENERGY GROUP INC	106,387	$1.3M	0.32%	Call
3145	EWQISHARES INC	41,699	$1.3M	0.32%
3146	JOUTJOHNSON OUTDOORS INC	17,574	$1.3M	0.32%
3147	—ACETO CORP	114,388	$1.3M	0.31%
3148	SPUSDSP PLUS CORP	32,479	$1.3M	0.31%
3149	SVMSILVERCORP METALS INC	473,980	$1.3M	0.31%
3150	UMCUNITED MICROELECTRONICS CORP	510,778	$1.3M	0.31%
3151	TWITITAN INTL INC ILL	125,628	$1.3M	0.31%
3152	—LORAL SPACE & COMMUNICATNS I	25,739	$1.3M	0.31%
3153	IIININSTEEL INDUSTRIES INC	48,767	$1.3M	0.31%
3154	GXCSPDR INDEX SHS FDS	12,414	$1.3M	0.31%
3155	—ISHARES	44,900	$1.3M	0.31%
3156	TPCTUTOR PERINI CORP	44,778	$1.3M	0.31%
3157	CEFCENTRAL FD CDA LTD	100,143	$1.3M	0.31%
3158	NFBKNORTHFIELD BANCORP INC DEL	73,131	$1.3M	0.31%
3159	—POWERSHARES ETF TR II	41,741	$1.3M	0.31%
3160	—MIDSTATES PETE CO INC	81,437	$1.3M	0.31%
3161	PS1COMPUTER PROGRAMS & SYS INC	42,836	$1.3M	0.31%
3162	—PREFERRED APT CMNTYS INC	66,916	$1.3M	0.31%
3163	—ZIX CORP	257,677	$1.3M	0.31%
3164	JOBSUSD51JOB INC	20,700	$1.3M	0.31%
3165	ARCOARCOS DORADOS HOLDINGS INC	124,746	$1.3M	0.31%	Put
3166	FIDUFIDELITY	34,227	$1.3M	0.31%
3167	—MEET GROUP INC	343,305	$1.3M	0.31%
3168	LBAIUSDLAKELAND BANCORP INC	60,997	$1.2M	0.30%
3169	LADRLADDER CAP CORP	90,236	$1.2M	0.30%
3170	—QUANTENNA COMMUNICATIONS INC	73,799	$1.2M	0.30%
3171	—CHINA UNICOM (HONG KONG) LTD	88,019	$1.2M	0.30%
3172	SYBTSTOCK YDS BANCORP INC	32,443	$1.2M	0.30%
3173	MAINMAIN STREET CAPITAL CORP	30,858	$1.2M	0.30%
3174	—NUCANA PLC	66,670	$1.2M	0.30%
3175	PSQUSDPROSHARES TR	31,979	$1.2M	0.30%
3176	—LAM RESEARCH CORP	399,000	$1.2M	0.30%
3177	SHYGISHARES TR	25,388	$1.2M	0.30%
3178	XEJACCURAY INC	302,937	$1.2M	0.30%	Put
3179	PCCPC CONNECTION INC	42,722	$1.2M	0.29%
3180	—INNERWORKINGS INC	106,820	$1.2M	0.29%	Put
3181	DCODUCOMMUN INC DEL	37,362	$1.2M	0.29%
3182	NCMIEURNATIONAL CINEMEDIA INC	171,375	$1.2M	0.29%	Call
3183	—ACTUA CORP	78,083	$1.2M	0.29%
3184	AZOAUTOZONE INC	192,005	$1.2M	0.29%	Put
3185	WMKWEIS MKTS INC	27,353	$1.2M	0.29%
3186	INSYEURINSYS THERAPEUTICS INC NEW	133,839	$1.2M	0.29%
3187	USPHU S PHYSICAL THERAPY INC	19,345	$1.2M	0.29%
3188	CWHCAMPING WORLD HLDGS INC	29,083	$1.2M	0.29%
3189	PDEURPRECISION DRILLING CORP	378,917	$1.2M	0.29%	Call
3190	G7AGRUPO AEROPORTUARIO CTR NORT	26,598	$1.2M	0.29%
3191	—RESOLUTE ENERGY CORP	39,707	$1.2M	0.29%
3192	CRBNISHARES TR	10,439	$1.2M	0.29%
3193	CCUCOMPANIA CERVECERIAS UNIDAS	43,288	$1.2M	0.29%
3194	ELPCCOMPANHIA PARANAENSE ENERG C	131,333	$1.2M	0.29%
3195	FPAFIRST TR EXCH TRD ALPHA FD I	34,416	$1.2M	0.28%
3196	—SMART & FINAL STORES INC	146,306	$1.1M	0.28%
3197	—FIRST SOUTH BANCORP INC VA	61,799	$1.1M	0.28%
3198	—CLAYMORE EXCHANGE TRD FD TR	24,636	$1.1M	0.28%
3199	BELFBBEL FUSE INC	36,589	$1.1M	0.28%
3200	LEMBISHARES INC	23,606	$1.1M	0.28%

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