GOLDMAN SACHS GROUP INC Q3 2021 Filing

Filed November 10, 2021

Portfolio Value

$473.0M

Holdings

5,343

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (5,343 positions)

#	Stock	Shares	Value	% Portfolio	Type
3701	—FOREST ROAD ACQUISITION COR	150,000	$1.5M	0.31%
3702	AKBAAKEBIA THERAPEUTICS INC	514,258	$1.5M	0.31%
3703	BIIIBLACK SPADE ACQUISITION CO	153,100	$1.5M	0.31%
3704	MGCVANGUARD WORLD FD	9,696	$1.5M	0.31%
3705	RYAMRAYONIER ADVANCED MATLS INC	197,023	$1.5M	0.31%
3706	—PZENA INVT MGMT INC	149,776	$1.5M	0.31%
3707	EFIVSPDR SER TR	36,506	$1.5M	0.31%
3708	—AVALO THERAPEUTICS INC	672,664	$1.5M	0.31%
3709	ACTGACACIA RESH CORP	216,092	$1.5M	0.31%
3710	XENEXENON PHARMACEUTICALS INC	95,985	$1.5M	0.31%
3711	MVBFMVB FINL CORP	34,251	$1.5M	0.31%
3712	BNRBURNING ROCK BIOTECH LTD	81,686	$1.5M	0.31%
3713	FBIZFIRST BUSINESS FINL SVCS INC	50,739	$1.5M	0.31%
3714	—NORTHERN STAR INVEST CORP IV	148,600	$1.5M	0.31%
3715	CHTRCHARTER COMMUNICATIONS INC N	815,949	$1.5M	0.31%	Put
3716	PCYOPURE CYCLE CORP	109,048	$1.5M	0.31%
3717	—ACON S2 ACQUISITION CORP	145,412	$1.4M	0.31%
3718	OXY/WSOCCIDENTAL PETE CORP	122,241	$1.4M	0.31%
3719	LRCXEURLAM RESEARCH CORP	992,051	$1.4M	0.31%	Put
3720	AVPTAVEPOINT INC	170,129	$1.4M	0.31%	Call
3721	PWSPACER FDS TR	45,325	$1.4M	0.31%
3722	TCSUSDCONTAINER STORE GROUP INC	151,800	$1.4M	0.31%
3723	TBCHTURTLE BEACH CORP	51,804	$1.4M	0.30%
3724	TPBTURNING PT BRANDS INC	30,173	$1.4M	0.30%
3725	AXSMAXSOME THERAPEUTICS INC	43,709	$1.4M	0.30%
3726	FRSTPRIMIS FINANCIAL CORP	99,604	$1.4M	0.30%
3727	—MARLIN BUSINESS SVCS CORP	64,553	$1.4M	0.30%
3728	—GOLDEN FALCON ACQUISITION CO	147,013	$1.4M	0.30%
3729	FDMOFIDELITY COVINGTON TRUST	29,133	$1.4M	0.30%
3730	IDYAIDEAYA BIOSCIENCES INC	55,884	$1.4M	0.30%
3731	TRTOOTSIE ROLL INDS INC	46,745	$1.4M	0.30%
3732	CRVLCORVEL CORP	7,634	$1.4M	0.30%
3733	—SOCIAL LEVERAGE ACQUISN CORP	143,308	$1.4M	0.30%
3734	MQ8MAG SILVER CORP	87,682	$1.4M	0.30%
3735	—YUCAIPA ACQUISITION CORP	143,433	$1.4M	0.30%
3736	—PROSPECTOR CAPITAL CORP	141,700	$1.4M	0.30%
3737	NVMINOVA LTD	13,766	$1.4M	0.30%
3738	MMLPMARTIN MIDSTREAM PRTNRS L P	440,032	$1.4M	0.30%
3739	—KKR ACQUISITION HOLDING I CO	141,000	$1.4M	0.30%
3740	RSPMINVESCO EXCHANGE TRADED FD T	8,795	$1.4M	0.30%
3741	MEGMONTROSE ENVIRONMENTAL GROUP	22,729	$1.4M	0.30%
3742	—NORTH ATLANTIC ACQUISITN COR	143,747	$1.4M	0.30%
3743	PTHINVESCO EXCHANGE TRADED FD T	8,699	$1.4M	0.30%
3744	ZVOIZOVIO INC	585,732	$1.4M	0.30%
3745	PCCPC CONNECTION INC	31,804	$1.4M	0.30%
3746	DACDANAOS CORPORATION	17,083	$1.4M	0.30%
3747	WKMEWALKME LTD	46,955	$1.4M	0.30%
3748	—GOOD WKS II ACQUISITION CORP	142,916	$1.4M	0.30%
3749	XETYXEATON VANCE TAX-MANAGED DIVE	100,000	$1.4M	0.29%
3750	SAJACOMPANHIA DE SANEAMENTO BASI	196,281	$1.4M	0.29%
3751	UDOWPROSHARES TR	20,200	$1.4M	0.29%
3752	—GROUP NINE ACQUISITION CORP	140,000	$1.4M	0.29%
3753	FCOMFIDELITY COVINGTON TRUST	25,940	$1.4M	0.29%
3754	1S4HARBORONE BANCORP INC NEW	98,605	$1.4M	0.29%
3755	MODNEURMODEL N INC	41,224	$1.4M	0.29%
3756	KCESPDR SER TR	14,420	$1.4M	0.29%
3757	BCABBIOATLA INC	46,709	$1.4M	0.29%
3758	RYIVIRACTA THERAPEUTICS INC	171,194	$1.4M	0.29%
3759	—INTERPRIVATE IV INFRATECH PR	141,993	$1.4M	0.29%
3760	SOHUSOHU COM LTD	65,674	$1.4M	0.29%
3761	TRCTEJON RANCH CO	76,985	$1.4M	0.29%
3762	ADBEADOBE SYSTEMS INCORPORATED	2,373,641	$1.4M	0.29%	Put
3763	—SEVEN OAKS ACQUISITION CORP	137,534	$1.4M	0.29%
3764	—APOLLO STRATEGIC GROWTH CAPT	135,848	$1.4M	0.29%
3765	QSIQUANTUM SI INC	163,051	$1.4M	0.29%
3766	RNWRENEW ENERGY GLOBAL PLC	746,463	$1.4M	0.29%
3767	EQBKEQUITY BANCSHARES INC	40,697	$1.4M	0.29%
3768	JXIISHARES TR	23,085	$1.4M	0.29%
3769	—LIGHTNING EMOTORS INC	158,800	$1.4M	0.29%	Call
3770	FRGIFIESTA RESTAURANT GROUP INC	123,892	$1.4M	0.29%
3771	—DMY TECHNOLOGY GROUP INC III	392,329	$1.4M	0.29%
3772	VERXVERTEX INC	70,365	$1.4M	0.29%
3773	—HORIZON ACQUISITION CORPORAT	137,880	$1.4M	0.29%
3774	SLYGSPDR SER TR	15,507	$1.4M	0.29%
3775	MATVSCHWEITZER-MAUDUIT INTL INC	38,961	$1.4M	0.29%
3776	EBIXEUREBIX INC	50,022	$1.3M	0.28%
3777	TLSIMEDTECH ACQUISITION CORP	135,580	$1.3M	0.28%
3778	—CRUCIBLE ACQUISITION CORP	136,920	$1.3M	0.28%
3779	PRVBUSDPROVENTION BIO INC	209,237	$1.3M	0.28%
3780	CBTXEURCBTX INC	50,695	$1.3M	0.28%
3781	LGLVSPDR SER TR	10,000	$1.3M	0.28%
3782	—BURGUNDY TECHNOLOGY ACQU COR	133,860	$1.3M	0.28%
3783	SHYGISHARES TR	29,092	$1.3M	0.28%
3784	TELLEURTELLURIAN INC NEW	339,893	$1.3M	0.28%
3785	NRCNATIONAL RESH CORP	31,525	$1.3M	0.28%
3786	LANDGLADSTONE LD CORP	58,311	$1.3M	0.28%
3787	JOYY 1.375 06/15/26JOYY INC	1,432,000	$1.3M	0.28%
3788	NURENUSHARES ETF TR	37,509	$1.3M	0.28%
3789	—PARATEK PHARMACEUTICALS INC	272,439	$1.3M	0.28%
3790	MBBISHARES TR	12,216	$1.3M	0.28%
3791	—7GC & CO HOLDINGS INC	135,720	$1.3M	0.28%
3792	—HORIZON ACQUISITION CORP	132,372	$1.3M	0.28%
3793	—MISONIX INC	52,046	$1.3M	0.28%
3794	—INFRA AND ENERGY ALTRNTIVE I	115,225	$1.3M	0.28%
3795	HLIOHELIOS TECHNOLOGIES INC	16,036	$1.3M	0.28%
3796	—VISTAS MEDIA ACQUISITION CO	130,690	$1.3M	0.28%
3797	WMKWEIS MKTS INC	25,028	$1.3M	0.28%
3798	AFWALIGN TECHNOLOGY INC	515,477	$1.3M	0.28%	Put
3799	SCOR1EURCOMSCORE INC	335,810	$1.3M	0.28%
3800	—PAVMED INC	151,710	$1.3M	0.27%

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