GOLDMAN SACHS GROUP INC Q4 2017 Filing

Filed February 14, 2018

Portfolio Value

$418.1M

Holdings

4,141

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (4,141 positions)

#	Stock	Shares	Value	% Portfolio	Type
3301	—NORTHEAST BANCORP	32,452	$751K	0.18%
3302	—ZOES KITCHEN INC	44,955	$751K	0.18%	Put
3303	VCRVANGUARD WORLD FDS	4,807	$750K	0.18%
3304	KPTIEURKARYOPHARM THERAPEUTICS INC	78,107	$750K	0.18%
3305	LVLNSPDR SERIES TRUST	17,011	$749K	0.18%
3306	—J JILL INC	96,036	$749K	0.18%
3307	NSMNATIONSTAR MTG HLDGS INC	40,466	$749K	0.18%	Put
3308	VHTVANGUARD WORLD FDS	4,857	$748K	0.18%
3309	PLOWDOUGLAS DYNAMICS INC	19,790	$748K	0.18%
3310	TBHCKIRKLANDS INC	62,533	$748K	0.18%
3311	—ENDOCYTE INC	173,759	$744K	0.18%
3312	—WAYFAIR INC	708,000	$739K	0.18%
3313	IEIISHARES TR	6,040	$738K	0.18%
3314	—ZIX CORP	168,409	$738K	0.18%
3315	—AEROJET ROCKETDYNE HLDGS INC	535,000	$737K	0.18%
3316	CVLGCOVENANT TRANSN GROUP INC	25,619	$736K	0.18%
3317	MBWMMERCANTILE BANK CORP	20,783	$735K	0.18%
3318	—KEANE GROUP INC	38,539	$733K	0.18%
3319	—PROSHARES TR	25,037	$731K	0.17%	Put
3320	PVACUSDPENN VA CORP NEW	18,681	$731K	0.17%
3321	ANATUSDAMERICAN NATL INS CO	5,697	$731K	0.17%
3322	LOCOEL POLLO LOCO HLDGS INC	73,581	$729K	0.17%	Put
3323	RVSBRIVERVIEW BANCORP INC	83,940	$728K	0.17%
3324	—JOHN HANCOCK EXCHANGE TRADED	17,680	$726K	0.17%
3325	ELFE L F BEAUTY INC	32,488	$725K	0.17%
3326	—YRC WORLDWIDE INC	50,082	$720K	0.17%	Put
3327	VLUSPDR SERIES TRUST	7,038	$718K	0.17%
3328	AKG1EURASANKO GOLD INC	1,015,919	$717K	0.17%
3329	WMSADVANCED DRAIN SYS INC DEL	30,005	$716K	0.17%
3330	LDELANDEC CORP	56,859	$716K	0.17%
3331	—RIGNET INC	47,820	$715K	0.17%
3332	IYCISHARES TR	3,986	$714K	0.17%
3333	—FIREEYE INC	764,000	$713K	0.17%
3334	IHEISHARES TR	4,613	$712K	0.17%
3335	—TWITTER INC	743,000	$710K	0.17%
3336	—POWERSHARES ETF TR II	26,930	$710K	0.17%
3337	TTPHEURTETRAPHASE PHARMACEUTICALS I	112,524	$709K	0.17%	Put
3338	—TRANSENTERIX INC	365,054	$705K	0.17%	Call
3339	VPGVISHAY PRECISION GROUP INC	27,992	$704K	0.17%
3340	—ANADARKO PETE CORP	20,099	$697K	0.17%
3341	WTIW & T OFFSHORE INC	210,368	$696K	0.17%
3342	RMRRMR GROUP INC	11,699	$694K	0.17%
3343	—ERA GROUP INC	64,421	$693K	0.17%
3344	KRPKIMBELL RTY PARTNERS LP	42,650	$693K	0.17%
3345	NDLSUSDNOODLES & CO	131,300	$690K	0.17%	Call
3346	HURNHURON CONSULTING GROUP INC	17,010	$688K	0.16%
3347	G7AGRUPO AEROPORTUARIO CTR NORT	16,540	$686K	0.16%
3348	ASYSAMTECH SYS INC	67,621	$681K	0.16%
3349	STAASTAAR SURGICAL CO	43,882	$680K	0.16%
3350	RDNTRADNET INC	67,355	$680K	0.16%
3351	—NEW YORK REIT INC	171,582	$674K	0.16%
3352	—NEOPHOTONICS CORP	102,262	$673K	0.16%
3353	—SPDR SERIES TRUST	39,269	$673K	0.16%
3354	—AVEO PHARMACEUTICALS INC	240,935	$672K	0.16%
3355	GOODGLADSTONE COML CORP	31,677	$667K	0.16%
3356	IVOVVANGUARD ADMIRAL FDS INC	5,472	$666K	0.16%
3357	FPFFIRST TR EXCH TRD ALPHA FD I	23,857	$666K	0.16%
3358	CNTCENTURY CASINOS INC	72,812	$665K	0.16%
3359	—NETQIN MOBILE INC	165,606	$665K	0.16%	Put
3360	—SYNGENTA AG	7,151	$664K	0.16%
3361	LOBLIVE OAK BANCSHARES INC	27,777	$662K	0.16%
3362	SENEASENECA FOODS CORP NEW	21,530	$662K	0.16%
3363	—ODONATE THERAPEUTICS INC	26,380	$660K	0.16%
3364	—VIACOM INC NEW	18,852	$658K	0.16%
3365	PLUNPLUG POWER INC	279,226	$658K	0.16%	Put
3366	LELANDS END INC NEW	33,463	$654K	0.16%	Put
3367	SCPHSCPHARMACEUTICALS INC	54,032	$653K	0.16%
3368	—GREEN BANCORP INC	32,180	$653K	0.16%
3369	—VERSARTIS INC	295,902	$651K	0.16%
3370	ASNDASCENDIS PHARMA A S	16,233	$650K	0.16%
3371	BBUBROOKFIELD BUSINESS PARTNERS	18,812	$649K	0.16%
3372	FCFRANKLIN COVEY CO	31,099	$645K	0.15%
3373	DESPDESPEGAR COM CORP	23,439	$644K	0.15%
3374	RPDRAPID7 INC	34,475	$644K	0.15%	Call
3375	SPIPSPDR SERIES TRUST	11,426	$643K	0.15%
3376	LBCUSDLUTHER BURBANK CORP	53,277	$641K	0.15%
3377	—NORTHSTAR REALTY EUROPE CORP	47,693	$640K	0.15%
3378	IGOVISHARES TR	12,755	$637K	0.15%
3379	ARWRARROWHEAD PHARMACEUTICALS IN	173,078	$637K	0.15%
3380	—NABRIVA THERAPEUTICS PLC	106,443	$637K	0.15%
3381	BG3BIG 5 SPORTING GOODS CORP	83,748	$636K	0.15%
3382	SWCHEURSWITCH INC	34,928	$635K	0.15%
3383	VPUVANGUARD WORLD FDS	5,431	$633K	0.15%
3384	—CREDIT SUISSE NASSAU BRH	23,036	$633K	0.15%
3385	VETVERMILION ENERGY INC	17,439	$633K	0.15%
3386	—GRIDSUM HLDG INC	68,995	$631K	0.15%
3387	REZISHARES TR	10,070	$627K	0.15%
3388	—NEW SR INVT GROUP INC	82,667	$625K	0.15%
3389	SPTMSPDR SERIES TRUST	18,773	$623K	0.15%
3390	PSECPROSPECT CAPITAL CORPORATION	92,399	$623K	0.15%
3391	—GOLDMAN SACHS GROUP INC	343,000	$622K	0.15%
3392	—CEMEX SAB DE CV	597,000	$622K	0.15%
3393	FORFORESTAR GROUP INC	28,293	$622K	0.15%	Call
3394	—FIRST TR EXCH TRD ALPHA FD I	23,376	$620K	0.15%
3395	WTBAWEST BANCORPORATION INC	24,649	$620K	0.15%
3396	ACWVISHARES INC	7,334	$618K	0.15%
3397	—LORAL SPACE & COMMUNICATNS I	14,016	$617K	0.15%
3398	NWLINATIONAL WESTN LIFE GROUP IN	1,864	$617K	0.15%
3399	IGROISHARES TR	10,349	$615K	0.15%
3400	PTGXPROTAGONIST THERAPEUTICS INC	29,563	$615K	0.15%

PreviousPage 34 of 42Next