GUGGENHEIM CAPITAL LLC Q3 2016 Filing
Filed November 15, 2016
Portfolio Value
$32.1B
Holdings
2,883
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,883 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | LVSLAS VEGAS SANDS CORP | 211,173 | $12.2B | 37.80% | |
| 602 | SEICSEI INVESTMENTS CO | 266,177 | $12.1B | 37.77% | |
| 603 | UNFUNIFIRST CORP MASS | 91,889 | $12.1B | 37.69% | |
| 604 | ETVEATON VANCE TX MNG BY WRT OP | 799,872 | $12.1B | 37.55% | |
| 605 | PACWUSDPACWEST BANCORP DEL | 281,282 | $12.1B | 37.55% | |
| 606 | NVRNVR INC | 7,330 | $12.0B | 37.39% | |
| 607 | FLOFLOWERS FOODS INC | 794,665 | $12.0B | 37.38% | |
| 608 | LPI1EURLAREDO PETROLEUM INC | 928,028 | $12.0B | 37.24% | |
| 609 | LAMRLAMAR ADVERTISING CO NEW | 183,068 | $12.0B | 37.19% | |
| 610 | CSIQCANADIAN SOLAR INC | 865,666 | $11.9B | 37.00% | |
| 611 | —ULTIMATE SOFTWARE GROUP INC | 57,872 | $11.8B | 36.79% | |
| 612 | —AMSURG CORP | 172,465 | $11.6B | 35.97% | |
| 613 | —EQUITY ONE | 376,290 | $11.5B | 35.83% | |
| 614 | —PARKWAY PPTYS INC | 677,070 | $11.5B | 35.83% | |
| 615 | XJQCXNUVEEN CR STRATEGIES INCM FD | 1,353,574 | $11.5B | 35.71% | |
| 616 | VSTOEURVISTA OUTDOOR INC | 286,475 | $11.4B | 35.52% | |
| 617 | HIIHUNTINGTON INGALLS INDS INC | 74,341 | $11.4B | 35.48% | |
| 618 | SBACSBA COMMUNICATIONS CORP | 101,453 | $11.4B | 35.40% | |
| 619 | WTWISDOMTREE INVTS INC | 1,098,883 | $11.3B | 35.18% | |
| 620 | —DREYFUS STRATEGIC MUNS INC | 1,208,972 | $11.3B | 35.16% | |
| 621 | SPWRQSUNPOWER CORP | 1,262,248 | $11.3B | 35.02% | |
| 622 | EVNEATON VANCE MUNI INCOME TRUS | 790,014 | $11.2B | 34.97% | |
| 623 | ABXBARRICK GOLD CORP | 634,197 | $11.2B | 34.96% | |
| 624 | INGRINGREDION INC | 84,367 | $11.2B | 34.92% | |
| 625 | CRLCHARLES RIV LABS INTL INC | 133,847 | $11.2B | 34.70% | |
| 626 | —NAVIGANT CONSULTING INC | 549,312 | $11.1B | 34.55% | |
| 627 | —MICROSEMI CORP | 264,101 | $11.1B | 34.49% | |
| 628 | —TORTOISE PIPELINE & ENERGY F | 521,783 | $11.1B | 34.38% | |
| 629 | JBLUJETBLUE AIRWAYS CORP | 637,837 | $11.0B | 34.21% | |
| 630 | VGMINVESCO TR INVT GRADE MUNS | 776,200 | $10.9B | 34.04% | |
| 631 | —AVENUE INCOME CR STRATEGIES | 843,659 | $10.9B | 34.04% | |
| 632 | NMZNUVEEN MUN HIGH INCOME OPP F | 748,677 | $10.9B | 33.79% | |
| 633 | GNTXGENTEX CORP | 616,029 | $10.8B | 33.65% | |
| 634 | —MAXWELL TECHNOLOGIES INC | 2,095,403 | $10.8B | 33.63% | |
| 635 | FOXATWENTY FIRST CENTY FOX INC | 435,299 | $10.8B | 33.50% | |
| 636 | CHRCHURCHILL DOWNS INC | 73,395 | $10.7B | 33.41% | |
| 637 | VKQINVESCO MUN TR | 778,143 | $10.7B | 33.38% | |
| 638 | —ROWAN COMPANIES PLC | 700,781 | $10.6B | 33.05% | |
| 639 | SYNASYNAPTICS INC | 181,210 | $10.6B | 33.02% | |
| 640 | GOFGUGGENHEIM STRATEGIC OPP FD | 555,393 | $10.6B | 33.02% | |
| 641 | —INVESCO DYNAMIC CR OPP FD | 901,800 | $10.6B | 32.99% | |
| 642 | UVVUNIVERSAL CORP VA | 181,609 | $10.6B | 32.89% | |
| 643 | NUVAGBPNUVASIVE INC | 158,424 | $10.6B | 32.85% | |
| 644 | CIMCHIMERA INVT CORP | 659,565 | $10.5B | 32.73% | |
| 645 | HIXWESTERN ASSET HIGH INCM FD I | 1,443,781 | $10.4B | 32.25% | |
| 646 | AYATLANTICA YIELD PLC | 544,335 | $10.3B | 32.19% | |
| 647 | KYNKAYNE ANDERSON MDSTM ENERGY | 650,670 | $10.3B | 32.00% | |
| 648 | —VANTIV INC | 182,152 | $10.2B | 31.88% | |
| 649 | XEFRXEATON VANCE SR FLTNG RTE TR | 717,518 | $10.1B | 31.54% | |
| 650 | —INTEGRATED DEVICE TECHNOLOGY | 437,003 | $10.1B | 31.40% | |
| 651 | TSAACI WORLDWIDE INC | 520,792 | $10.1B | 31.40% | |
| 652 | UTFCOHEN & STEERS INFRASTRUCTUR | 466,182 | $10.0B | 31.24% | |
| 653 | UFSDOMTAR CORP | 269,673 | $10.0B | 31.15% | |
| 654 | IDEVOYA INFRASTRUCTURE INDLS & | 742,499 | $10.0B | 31.14% | |
| 655 | SAJACOMPANHIA DE SANEAMENTO BASI | 1,079,933 | $10.0B | 31.11% | |
| 656 | —COMMUNICATIONS SALES&LEAS IN | 316,752 | $9.9B | 30.95% | |
| 657 | TIPISHARES TR | 85,274 | $9.9B | 30.90% | |
| 658 | CPTCAMDEN PPTY TR | 117,765 | $9.9B | 30.68% | |
| 659 | TYGEURTORTOISE ENERGY INFRA CORP | 320,584 | $9.9B | 30.67% | |
| 660 | S9QSPIRIT AEROSYSTEMS HLDGS INC | 220,834 | $9.8B | 30.60% | |
| 661 | NEANUVEEN FLTNG RTE INCM OPP FD | 885,282 | $9.8B | 30.46% | |
| 662 | ETBEATON VANCE TAX MNGED BUY WR | 591,505 | $9.8B | 30.45% | |
| 663 | —CYRUSONE INC | 205,104 | $9.8B | 30.36% | |
| 664 | —BANK OF THE OZARKS INC | 253,989 | $9.8B | 30.34% | |
| 665 | —DCT INDUSTRIAL TRUST INC | 200,543 | $9.7B | 30.29% | |
| 666 | —8POINT3 ENERGY PARTNERS LP | 675,027 | $9.7B | 30.24% | |
| 667 | FRCBFIRST REP BK SAN FRANCISCO C | 125,835 | $9.7B | 30.19% | |
| 668 | —HEALTHSOUTH CORP | 239,038 | $9.7B | 30.17% | |
| 669 | —BEMIS INC | 189,951 | $9.7B | 30.14% | |
| 670 | PBPROSPERITY BANCSHARES INC | 176,283 | $9.7B | 30.10% | |
| 671 | LIILENNOX INTL INC | 61,422 | $9.6B | 30.00% | |
| 672 | AFWALIGN TECHNOLOGY INC | 102,845 | $9.6B | 29.99% | |
| 673 | —NUVEEN ENERGY MLP TOTL RTRNF | 733,923 | $9.6B | 29.95% | |
| 674 | MANHMANHATTAN ASSOCS INC | 166,863 | $9.6B | 29.91% | |
| 675 | EHIWESTERN ASSET GLB HI INCOME | 940,732 | $9.6B | 29.82% | |
| 676 | LXPUSDLEXINGTON REALTY TRUST | 927,671 | $9.6B | 29.72% | |
| 677 | ICFIICF INTL INC | 214,629 | $9.5B | 29.59% | |
| 678 | FICOFAIR ISAAC CORP | 76,269 | $9.5B | 29.56% | |
| 679 | GSKGLAXOSMITHKLINE PLC | 220,064 | $9.5B | 29.53% | |
| 680 | MMDMAINSTAY DEFINEDTERM MN OPP | 463,748 | $9.4B | 29.34% | |
| 681 | —FINISAR CORP | 316,268 | $9.4B | 29.32% | |
| 682 | QQQXNUVEEN NASDAQ 100 DYNAMIC OV | 496,945 | $9.4B | 29.25% | |
| 683 | —ALLIANZGI CONV & INCOME FD I | 1,584,989 | $9.4B | 29.24% | |
| 684 | MMSMAXIMUS INC | 165,931 | $9.4B | 29.20% | |
| 685 | RDNRADIAN GROUP INC | 691,697 | $9.4B | 29.15% | |
| 686 | —GOLDCORP INC NEW | 566,784 | $9.4B | 29.13% | |
| 687 | DSLDOUBLELINE INCOME SOLUTIONS | 488,282 | $9.3B | 29.09% | |
| 688 | TTENTOTAL S A | 195,827 | $9.3B | 29.06% | |
| 689 | —AMERICAN CAPITAL AGENCY CORP | 476,117 | $9.3B | 28.94% | |
| 690 | OIAINVESCO MUNI INCOME OPP TRST | 1,122,094 | $9.3B | 28.94% | |
| 691 | ANETEURARISTA NETWORKS INC | 109,185 | $9.3B | 28.90% | |
| 692 | JLLJONES LANG LASALLE INC | 81,499 | $9.3B | 28.85% | |
| 693 | TPDTEMPUR SEALY INTL INC | 163,256 | $9.3B | 28.82% | |
| 694 | NANNUVEEN NY DIVID ADVNTG MUN F | 603,916 | $9.3B | 28.80% | |
| 695 | ABJAABB LTD | 411,022 | $9.3B | 28.78% | |
| 696 | IPGPIPG PHOTONICS CORP | 111,534 | $9.2B | 28.57% | |
| 697 | —LINKEDIN CORP | 48,047 | $9.2B | 28.57% | |
| 698 | —PIMCO DYNMIC CREDIT AND MRT | 449,928 | $9.2B | 28.54% | |
| 699 | XFEBFIRST TR ENERGY INFRASTRCTR | 477,814 | $9.2B | 28.53% | |
| 700 | PINCPREMIER INC | 282,794 | $9.1B | 28.45% |