GUGGENHEIM CAPITAL LLC Q3 2016 Filing
Filed November 15, 2016
Portfolio Value
$32.1B
Holdings
2,883
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,883 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 701 | EMOCLEARBRIDGE ENERGY MLP FD IN | 560,623 | $9.1B | 28.39% | |
| 702 | HP5AEQUITY COMWLTH | 301,400 | $9.1B | 28.33% | |
| 703 | TRGPTARGA RES CORP | 184,814 | $9.1B | 28.23% | |
| 704 | JKSJINKOSOLAR HLDG CO LTD | 573,951 | $9.1B | 28.21% | |
| 705 | BRBROADRIDGE FINL SOLUTIONS IN | 133,719 | $9.1B | 28.20% | |
| 706 | FCTFIRST TR SR FLG RTE INCM FD | 658,216 | $9.0B | 27.99% | |
| 707 | TYLTYLER TECHNOLOGIES INC | 52,251 | $8.9B | 27.83% | |
| 708 | BUDANHEUSER BUSCH INBEV SA/NV | 68,035 | $8.9B | 27.81% | |
| 709 | MFMMFS MUN INCOME TR | 1,192,836 | $8.9B | 27.79% | |
| 710 | BMTABRITISH AMERN TOB PLC | 69,871 | $8.9B | 27.75% | |
| 711 | MPWRMONOLITHIC PWR SYS INC | 110,541 | $8.9B | 27.68% | |
| 712 | JFRNUVEEN FLOATING RATE INCOME | 806,706 | $8.9B | 27.68% | |
| 713 | STKCOLUMBIA SELIGM PREM TECH GR | 478,233 | $8.9B | 27.67% | |
| 714 | —NUVEEN ENHANCED MUN VALUE FD | 556,782 | $8.9B | 27.59% | |
| 715 | SXCPUSDSUNCOKE ENERGY PARTNERS L P | 585,636 | $8.9B | 27.58% | |
| 716 | —SPIRIT RLTY CAP INC NEW | 664,591 | $8.9B | 27.56% | |
| 717 | XETYXEATON VANCE TX MGD DIV EQ IN | 826,543 | $8.9B | 27.54% | |
| 718 | —SURGICAL CARE AFFILIATES INC | 181,355 | $8.8B | 27.51% | |
| 719 | AMCXAMC NETWORKS INC | 170,178 | $8.8B | 27.45% | |
| 720 | VOOVANGUARD INDEX FDS | 44,287 | $8.8B | 27.37% | |
| 721 | AEMAGNICO EAGLE MINES LTD | 161,707 | $8.8B | 27.25% | |
| 722 | —WPX ENERGY INC | 664,115 | $8.8B | 27.25% | |
| 723 | —JOY GLOBAL INC | 314,930 | $8.7B | 27.18% | |
| 724 | XBOEXBLACKROCK GLOBAL OPP EQTY TR | 712,546 | $8.7B | 27.15% | |
| 725 | NXPINXP SEMICONDUCTORS N V | 85,545 | $8.7B | 27.15% | |
| 726 | ARCPEURVEREIT INC | 840,710 | $8.7B | 27.12% | |
| 727 | ULUNILEVER PLC | 183,829 | $8.7B | 27.10% | |
| 728 | MXIMMAXIM INTEGRATED PRODS INC | 217,965 | $8.7B | 27.08% | |
| 729 | FCPTFOUR CORNERS PPTY TR INC | 407,505 | $8.7B | 27.04% | |
| 730 | ABEVAMBEV SA | 1,424,487 | $8.7B | 26.99% | |
| 731 | XFRAXBLACKROCK FLOAT RATE OME STR | 621,914 | $8.6B | 26.82% | |
| 732 | BYMBLACKROCK MUNICIPL INC QLTY | 550,395 | $8.6B | 26.81% | |
| 733 | POOLPOOL CORPORATION | 91,029 | $8.6B | 26.77% | |
| 734 | SCISERVICE CORP INTL | 323,842 | $8.6B | 26.74% | |
| 735 | —AKORN INC | 315,255 | $8.6B | 26.73% | |
| 736 | APUAMERIGAS PARTNERS L P | 187,878 | $8.6B | 26.69% | |
| 737 | —DEPOMED INC | 343,161 | $8.6B | 26.68% | |
| 738 | NSANATIONAL STORAGE AFFILIATES | 409,476 | $8.6B | 26.67% | |
| 739 | EIMEATON VANCE MUN BD FD | 629,286 | $8.6B | 26.66% | |
| 740 | HBC2HSBC HLDGS PLC | 226,915 | $8.5B | 26.55% | |
| 741 | —SILVER WHEATON CORP | 315,188 | $8.5B | 26.50% | |
| 742 | AGGISHARES TR | 75,304 | $8.5B | 26.34% | |
| 743 | ARWARROW ELECTRS INC | 132,190 | $8.5B | 26.31% | |
| 744 | DARDARLING INGREDIENTS INC | 623,561 | $8.4B | 26.21% | |
| 745 | —ESSENDANT INC | 410,334 | $8.4B | 26.19% | |
| 746 | —EDUCATION RLTY TR INC | 194,753 | $8.4B | 26.14% | |
| 747 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 631,375 | $8.4B | 26.00% | |
| 748 | HTGCHERCULES CAPITAL INC | 614,722 | $8.3B | 25.93% | |
| 749 | VCVINVESCO CALIF VALUE MUN INC | 602,032 | $8.3B | 25.84% | |
| 750 | WENWENDYS CO | 766,987 | $8.3B | 25.77% | |
| 751 | UNUSDUNILEVER N V | 179,246 | $8.3B | 25.71% | |
| 752 | —CLEARBRIDGE ENERGY MLP OPP F | 621,357 | $8.3B | 25.71% | |
| 753 | NLYEURANNALY CAP MGMT INC | 784,417 | $8.2B | 25.62% | |
| 754 | COTYCOTY INC | 350,065 | $8.2B | 25.59% | |
| 755 | TOLTOLL BROTHERS INC | 275,264 | $8.2B | 25.57% | |
| 756 | TECHBIO TECHNE CORP | 74,973 | $8.2B | 25.54% | |
| 757 | EOSEATON VANCE ENH EQTY INC FD | 595,041 | $8.2B | 25.47% | |
| 758 | MSCIMSCI INC | 97,404 | $8.2B | 25.43% | |
| 759 | JBLJABIL CIRCUIT INC | 374,588 | $8.2B | 25.42% | |
| 760 | —VCA INC | 116,238 | $8.1B | 25.31% | |
| 761 | —HSBC HLDGS PLC | 8,100,000 | $8.1B | 25.15% | |
| 762 | DOCUSDPHYSICIANS RLTY TR | 375,197 | $8.1B | 25.14% | |
| 763 | OCOWENS CORNING NEW | 150,651 | $8.0B | 25.02% | |
| 764 | —DST SYS INC DEL | 67,940 | $8.0B | 24.92% | |
| 765 | SEDGSOLAREDGE TECHNOLOGIES INC | 463,562 | $8.0B | 24.85% | |
| 766 | XNCMXNUVEEN CAL AMT-FREE MUN INC | 480,320 | $8.0B | 24.83% | |
| 767 | TMUST MOBILE US INC | 170,473 | $8.0B | 24.77% | |
| 768 | JKHYHENRY JACK & ASSOC INC | 93,016 | $8.0B | 24.75% | |
| 769 | FNVFRANCO NEVADA CORP | 113,630 | $7.9B | 24.70% | |
| 770 | —COHEN & STEERS MLP INC & ENR | 737,718 | $7.9B | 24.67% | |
| 771 | —POWERSHARES ETF TR II | 523,841 | $7.9B | 24.66% | |
| 772 | EXPEAGLE MATERIALS INC | 102,446 | $7.9B | 24.63% | |
| 773 | —WESTERN REFNG INC | 295,720 | $7.8B | 24.34% | |
| 774 | MKSIMKS INSTRUMENT INC | 157,244 | $7.8B | 24.33% | |
| 775 | TLNTALEN ENERGY CORP | 564,123 | $7.8B | 24.30% | |
| 776 | EFTEATON VANCE FLTING RATE INC | 549,999 | $7.8B | 24.30% | |
| 777 | ARCCARES CAP CORP | 502,812 | $7.8B | 24.25% | |
| 778 | DPGDUFF & PHELPS GLB UTL INC FD | 455,261 | $7.8B | 24.19% | |
| 779 | EMOCLEARBRIDGE ENERGY MLP TR FD | 594,072 | $7.8B | 24.16% | |
| 780 | BGTBLACKROCK FLOATING RATE INCO | 574,278 | $7.8B | 24.15% | |
| 781 | —JA SOLAR HOLDINGS CO LTD | 1,291,219 | $7.8B | 24.14% | |
| 782 | DHRB & G FOODS INC NEW | 157,527 | $7.7B | 24.10% | |
| 783 | —ALLIANZGI CONV & INCOME FD | 1,146,300 | $7.7B | 24.07% | |
| 784 | ELSEQUITY LIFESTYLE PPTYS INC | 100,256 | $7.7B | 24.07% | |
| 785 | NMFCNEW MTN FIN CORP | 561,601 | $7.7B | 24.04% | |
| 786 | SIVBEURSVB FINL GROUP | 69,725 | $7.7B | 23.98% | |
| 787 | PBVPRESTIGE BRANDS HLDGS INC | 159,547 | $7.7B | 23.96% | |
| 788 | —PAREXEL INTL CORP | 110,622 | $7.7B | 23.90% | |
| 789 | —WEINGARTEN RLTY INVS | 196,717 | $7.7B | 23.85% | |
| 790 | —MONOGRAM RESIDENTIAL TR INC | 720,102 | $7.7B | 23.84% | |
| 791 | NGGNATIONAL GRID PLC | 107,695 | $7.7B | 23.83% | |
| 792 | —BLACKROCK MUNIYIELD CALI QLT | 469,321 | $7.6B | 23.78% | |
| 793 | ATRAPTARGROUP INC | 98,239 | $7.6B | 23.66% | |
| 794 | ITUBITAU UNIBANCO HLDG SA | 692,142 | $7.6B | 23.56% | |
| 795 | JDJD COM INC | 290,034 | $7.6B | 23.54% | |
| 796 | FCNFTI CONSULTING INC | 169,806 | $7.6B | 23.54% | |
| 797 | —B/E AEROSPACE INC | 146,462 | $7.6B | 23.54% | |
| 798 | —FIRST TR ENERGY INCOME & GRW | 278,854 | $7.6B | 23.50% | |
| 799 | —RACKSPACE HOSTING INC | 238,043 | $7.5B | 23.47% | |
| 800 | CIENCIENA CORP | 344,041 | $7.5B | 23.33% |