GUGGENHEIM CAPITAL LLC Q3 2016 Filing

Filed November 15, 2016

Portfolio Value

$32.1B

Holdings

2,883

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (2,883 positions)

#StockSharesValue% PortfolioType
801
PDTHANCOCK JOHN PREMUIM DIV FD
456,862$7.5B23.31%
802
MPTMEDICAL PPTYS TRUST INC
506,909$7.5B23.29%
803
CR1USDCRANE CO
118,714$7.5B23.27%
804
THSTREEHOUSE FOODS INC
85,708$7.5B23.25%
805
TERRAFORM GLOBAL INC
1,817,629$7.5B23.24%
806
ZBRAZEBRA TECHNOLOGIES CORP
107,017$7.5B23.18%
807
RUNSUNRUN INC
1,181,514$7.4B23.16%
808
KYNKAYNE ANDERSON MLP INVT CO
360,764$7.4B23.15%
809
RANDGOLD RES LTD
74,294$7.4B23.13%
810
IGSBISHARES TR
70,181$7.4B23.09%
811
WERNWERNER ENTERPRISES INC
318,635$7.4B23.07%
812
PFNPIMCO INCOME STRATEGY FUND I
776,164$7.4B23.01%
813
XPHDXPIONEER FLOATING RATE TR
626,414$7.4B23.00%
814
BROOKFIELD GLOBL LISTED INFR
538,204$7.4B22.97%
815
XBFZXBLACKROCK CALIF MUN INCOME T
447,762$7.4B22.97%
816
EODWELLS FARGO GLOBAL DIVIDEND
1,264,599$7.3B22.86%
817
HLTHILTON WORLDWIDE HLDGS INC
320,225$7.3B22.84%
818
WRUSDWESTAR ENERGY INC
129,192$7.3B22.81%
819
VGREURVECTOR GROUP LTD
340,070$7.3B22.77%
820
FANGDIAMONDBACK ENERGY INC
75,635$7.3B22.72%
821
TRIANGLE CAP CORP
369,883$7.3B22.67%
822
MZTILANCASTER COLONY CORP
55,093$7.3B22.64%
823
RGLDROYAL GOLD INC
93,972$7.3B22.63%
824
IGAVOYA GLBL ADV & PREM OPP FD
718,504$7.3B22.62%
825
ITTITT INC
202,593$7.3B22.59%
826
WPCW P CAREY INC
112,227$7.2B22.53%
827
APOLLO SR FLOATING RATE FD I
425,058$7.2B22.41%
828
MQTBLACKROCK MUNIY QUALITY FD I
504,685$7.2B22.26%
829
MOHMOLINA HEALTHCARE INC
122,610$7.2B22.24%
830
PZCPIMCO CALIF MUN INCOME FD II
556,383$7.1B22.17%
831
BUIBLACKROCK UTIL & INFRASTRCTU
362,809$7.1B22.17%
832
REXRREXFORD INDL RLTY INC
310,220$7.1B22.09%
833
CHTCHUNGHWA TELECOM CO LTD
202,689$7.1B22.09%
834
GRAMERCY PPTY TR
735,016$7.1B22.04%
835
COHEN & STEERS GLOBAL INC BL
795,309$7.1B21.99%
836
HPTUSDHOSPITALITY PPTYS TR
237,275$7.1B21.93%
837
UNFIUNITED NAT FOODS INC
176,107$7.1B21.93%
838
DQDAQO NEW ENERGY CORP
332,415$7.0B21.92%
839
OGSONE GAS INC
112,919$7.0B21.72%
840
FRFIRST INDUSTRIAL REALTY TRUS
247,311$7.0B21.71%
841
PIMCO INCOME OPPORTUNITY FD
300,886$7.0B21.68%
842
NWSNEWS CORP NEW
489,962$7.0B21.67%
843
TSLATESLA MTRS INC
34,109$7.0B21.65%
844
ENRENERGIZER HLDGS INC NEW
138,541$6.9B21.53%
845
FT2FIRST HORIZON NATL CORP
454,378$6.9B21.53%
846
MUCBLACKROCK MUNIHLDNGS CALI QL
431,320$6.9B21.52%
847
DONNELLEY R R & SONS CO
439,791$6.9B21.51%
848
NACNUVEEN CA DIVIDEND ADV MUN F
420,253$6.9B21.48%
849
MBBISHARES TR
62,715$6.9B21.48%
850
USX1UNITED STATES STL CORP NEW
365,620$6.9B21.45%
851
XEVMXEATON VANCE CALIF MUN BD FD
506,763$6.9B21.38%
852
STERIS PLC
93,705$6.8B21.31%
853
BDJBLACKROCK ENHANCED EQT DIV T
867,390$6.8B21.29%
854
GBDCGOLUB CAP BDC INC
367,843$6.8B21.25%
855
UMPQUSDUMPQUA HLDGS CORP
453,254$6.8B21.22%
856
LGIHLGI HOMES INC
182,233$6.7B20.88%
857
MACQUARIE GLBL INFRA TOTL RE
307,659$6.7B20.86%
858
CST BRANDS INC
139,374$6.7B20.85%
859
TWOTWO HBRS INVT CORP
783,100$6.7B20.78%
860
HELEHELEN OF TROY CORP LTD
77,505$6.7B20.78%
861
CCCHEMOURS CO
413,154$6.6B20.56%
862
TORTOISE PWR & ENERGY INFRAS
295,486$6.6B20.54%
863
TAHOE RES INC
514,746$6.6B20.54%
864
MVFBLACKROCK MUNIVEST FD INC
623,930$6.6B20.50%
865
XEADXWELLS FARGO INCOME OPPORTUNI
788,099$6.6B20.50%
866
GREAT PLAINS ENERGY INC
240,067$6.6B20.38%
867
AU3EURANGLOGOLD ASHANTI LTD
411,200$6.5B20.37%
868
VCITVANGUARD SCOTTSDALE FDS
73,056$6.5B20.36%
869
BLACKROCK MUNIYIELD CALIF FD
380,702$6.5B20.34%
870
ISRAEL CHEMICALS LTD
1,678,768$6.5B20.33%
871
UTGREAVES UTIL INCOME FD
213,549$6.5B20.30%
872
EXGEATON VANCE TAX ADVT DIV INC
323,580$6.5B20.28%
873
MUJBLACKROCK MUNIHLDGS NJ QLTY
416,600$6.5B20.28%
874
CDNSCADENCE DESIGN SYSTEM INC
254,265$6.5B20.19%
875
EPCEDGEWELL PERS CARE CO
81,329$6.5B20.12%
876
CALCALERES INC
254,813$6.4B20.05%
877
WASHINGTON PRIME GROUP NEW
517,874$6.4B19.95%
878
LGNDLIGAND PHARMACEUTICALS INC
62,762$6.4B19.92%
879
ALLIANZGI EQUITY & CONV INCO
341,242$6.4B19.88%
880
SHYISHARES TR
75,079$6.4B19.86%
881
XPCQXPIMCO CA MUNICIPAL INCOME FD
378,993$6.4B19.78%
882
ATOATMOS ENERGY CORP
85,179$6.3B19.73%
883
GEFGREIF INC
127,918$6.3B19.73%
884
HTDHANCOCK JOHN TAX-ADV DIV INC
259,364$6.3B19.72%
885
CXWCORRECTIONS CORP AMER NEW
456,556$6.3B19.70%
886
PRUDENTIAL SHT DURATION HG Y
394,161$6.3B19.61%
887
TSLXUSDTPG SPECIALTY LENDING INC
347,551$6.3B19.58%
888
SGENEURSEATTLE GENETICS INC
115,937$6.3B19.48%
889
CTRPUSDCTRIP COM INTL LTD
134,409$6.3B19.47%
890
XPCKXPIMCO CALIF MUN INCOME FD II
583,868$6.2B19.43%
891
XIGDXVOYA GLBL EQTY DIV & PREM OP
859,930$6.2B19.42%
892
MHDBLACKROCK MUNIHOLDINGS FD IN
338,982$6.2B19.41%
893
AXSAXIS CAPITAL HOLDINGS LTD
114,664$6.2B19.38%
894
TESARO INC
62,090$6.2B19.36%
895
WKCWORLD FUEL SVCS CORP
134,450$6.2B19.35%
896
VIVINT SOLAR INC
1,967,377$6.2B19.34%
897
GOLDMAN SACHS MLP INC OPP FD
652,889$6.2B19.29%
898
QGENQIAGEN NV
225,293$6.2B19.23%
899
GPKGRAPHIC PACKAGING HLDG CO
440,384$6.2B19.17%
900
CEPHEID
116,791$6.2B19.14%
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