Horizon Investments, LLC Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$1.5T
Holdings
113
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (113 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | EEM* ISHARES TR MSCI EMG MKT ETF | 3,492,015 | $130.8B | 8.96% | |
| 2 | IVW* ISHARES TR SP 500 GRWT ETF | 994,136 | $120.9B | 8.29% | |
| 3 | IWN* ISHARES TR RUS 2000 VAL ETF | 963,168 | $100.9B | 6.91% | |
| 4 | VBK* VANGUARD INDEX FDS SML CP GR | 736,769 | $97.1B | 6.65% | |
| 5 | VGT* VANGUARD WORLD FDS INF TECH | 765,914 | $92.2B | 6.32% | |
| 6 | IJH* ISHARES TR CORE SP MCP ETF | 586,989 | $90.8B | 6.22% | |
| 7 | XLB* SELECT SECTOR SPDR TR SBI MA | 1,893,894 | $90.4B | 6.20% | |
| 8 | LQD* ISHARES TR IBOXX INV CP ETF | 710,141 | $87.5B | 6.00% | |
| 9 | AGG* ISHARES TR CORE US AGGBD ET | 721,457 | $81.1B | 5.56% | |
| 10 | DXJ* WISDOMTREE TR JAPN HEDGE EQT | 1,365,185 | $58.6B | 4.01% | |
| 11 | KBE* SPDR SERIES TRUST SP BK ETF | 1,648,952 | $55.0B | 3.77% | |
| 12 | SDY* SPDR SERIES TRUST SP DIVID E | 571,450 | $48.2B | 3.30% | |
| 13 | INDA* ISHARES TR MSCI INDIA ETF | 1,610,264 | $47.4B | 3.25% | |
| 14 | —* VANECK VECTORS ETF TR HIGH Y | 1,302,494 | $42.0B | 2.88% | |
| 15 | SPY* SPDR SP 500 ETF TR TR UNIT | 131,578 | $28.5B | 1.95% | |
| 16 | —* POWERSHARES ETF TR II VAR RA | 1,107,017 | $28.2B | 1.94% | |
| 17 | HYLSFIRST TR EXCHANGE TRADED FD FI | 578,088 | $28.1B | 1.93% | |
| 18 | PGF* POWERSHARES ETF TRUST FINL P | 1,475,544 | $28.1B | 1.93% | |
| 19 | IVE* ISHARES TR SP 500 VAL ETF | 235,648 | $22.4B | 1.53% | |
| 20 | SPYSPDR S&P 500 ETF TRUST | 75,000 | $16.2B | 1.11% | Put |
| 21 | PWV* POWERSHARES ETF TRUST DYNM L | 395,422 | $12.5B | 0.86% | |
| 22 | QUAL* ISHARES TR USA QUALITY FCTR | 183,931 | $12.4B | 0.85% | |
| 23 | —* POWERSHARES ETF TR II PWRSHS | 315,433 | $12.3B | 0.84% | |
| 24 | VTV* VANGUARD INDEX FDS VALUE ETF | 107,938 | $9.4B | 0.64% | |
| 25 | VO* VANGUARD INDEX FDS MID CAP E | 65,639 | $8.5B | 0.58% | |
| 26 | VB* VANGUARD INDEX FDS SMALL CP | 69,283 | $8.5B | 0.58% | |
| 27 | IWF* ISHARES TR RUS 1000 GRW ETF | 81,219 | $8.5B | 0.58% | |
| 28 | CWI* SPDR INDEX SHS FDS MSCI ACWI | 233,951 | $7.6B | 0.52% | |
| 29 | VT* VANGUARD INTL EQUITY INDEX F | 106,086 | $6.5B | 0.44% | |
| 30 | DBEF* DBX ETF TR XTRAK MSCI EAFE | 227,787 | $6.0B | 0.41% | |
| 31 | BND* VANGUARD BD INDEX FD INC TOT | 55,289 | $4.7B | 0.32% | |
| 32 | VWO* VANGUARD INTL EQUITY INDEX F | 104,105 | $3.9B | 0.27% | |
| 33 | IWR* ISHARES TR RUS MID-CAP ETF | 20,529 | $3.6B | 0.25% | |
| 34 | SHY* ISHARES TR 1-3 YR TR BD ETF | 41,369 | $3.5B | 0.24% | |
| 35 | VEU* VANGUARD INTL EQUITY INDEX F | 76,584 | $3.5B | 0.24% | |
| 36 | MUB* ISHARES TR NATIONAL MUN ETF | 29,799 | $3.4B | 0.23% | |
| 37 | IVV* ISHARES TR CORE SP500 ETF | 13,293 | $2.9B | 0.20% | |
| 38 | TOTLSSGA ACTIVE ETF TR SPDR TR TAC | 52,501 | $2.6B | 0.18% | |
| 39 | —* POWERSHARES ETF TRUST II SEN | 90,679 | $2.1B | 0.14% | |
| 40 | AAPL* APPLE INC COM | 17,439 | $2.0B | 0.14% | |
| 41 | PFF* ISHARES TR U.S. PFD STK ETF | 42,193 | $1.7B | 0.11% | |
| 42 | JNJ* JOHNSON JOHNSON COM | 13,301 | $1.6B | 0.11% | |
| 43 | IGSB* ISHARES TR 1-3 YR CR BD ETF | 11,093 | $1.2B | 0.08% | |
| 44 | T* ATT INC COM | 28,124 | $1.1B | 0.08% | |
| 45 | UPS* UNITED PARCEL SERVICE INC CL | 10,169 | $1.1B | 0.08% | |
| 46 | MSFT* MICROSOFT CORP COM | 16,689 | $961.0M | 0.07% | |
| 47 | CSCO* CISCO SYS INC COM | 29,999 | $952.0M | 0.07% | |
| 48 | —* POWERSHS DB MULTI SECT COMM | 21,349 | $867.0M | 0.06% | |
| 49 | —* POWERSHS DB MULTI SECT COMM | 28,679 | $866.0M | 0.06% | |
| 50 | —* DOW CHEM CO COM | 16,631 | $862.0M | 0.06% | |
| 51 | A4S* AMERIPRISE FINL INC COM | 8,599 | $858.0M | 0.06% | |
| 52 | USB* US BANCORP DEL COM NEW | 19,729 | $846.0M | 0.06% | |
| 53 | GE* GENERAL ELECTRIC CO COM | 28,520 | $845.0M | 0.06% | |
| 54 | GILD* GILEAD SCIENCES INC COM | 10,683 | $845.0M | 0.06% | |
| 55 | DYH* TARGET CORP COM | 12,127 | $833.0M | 0.06% | |
| 56 | WMT* WAL-MART STORES INC COM | 10,509 | $758.0M | 0.05% | |
| 57 | GSK* GLAXOSMITHKLINE PLC SPONSORE | 17,470 | $753.0M | 0.05% | |
| 58 | DEO* DIAGEO P L C SPON ADR NEW | 6,410 | $744.0M | 0.05% | |
| 59 | ABT* ABBOTT LABS COM | 17,307 | $732.0M | 0.05% | |
| 60 | VOD* VODAFONE GROUP PLC NEW SPNSR | 24,859 | $725.0M | 0.05% | |
| 61 | FDN* FIRST TR EXCHANGE TRADED FD | 8,700 | $710.0M | 0.05% | |
| 62 | FXN* FIRST TR EXCHANGE TRADED FD | 45,989 | $709.0M | 0.05% | |
| 63 | XOM* EXXON MOBIL CORP COM | 7,935 | $693.0M | 0.05% | |
| 64 | WFC* WELLS FARGO CO NEW COM | 15,488 | $686.0M | 0.05% | |
| 65 | FXU* FIRST TR EXCHANGE TRADED FD | 26,228 | $680.0M | 0.05% | |
| 66 | CMS* CMS ENERGY CORP COM | 16,110 | $677.0M | 0.05% | |
| 67 | FXD* FIRST TR EXCHANGE TRADED FD | 19,060 | $672.0M | 0.05% | |
| 68 | FXG* FIRST TR EXCHANGE TRADED FD | 14,335 | $666.0M | 0.05% | |
| 69 | PUKN* PRUDENTIAL PLC ADR | 16,581 | $592.0M | 0.04% | |
| 70 | PG4* PRINCIPAL FINL GROUP INC COM | 11,267 | $580.0M | 0.04% | |
| 71 | FEX* FIRST TR LRGE CP CORE ALPHA | 12,356 | $578.0M | 0.04% | |
| 72 | WM* WASTE MGMT INC DEL COM | 8,931 | $569.0M | 0.04% | |
| 73 | FDO.F* MACYS INC COM | 14,433 | $535.0M | 0.04% | |
| 74 | FAST* FASTENAL CO COM | 12,773 | $534.0M | 0.04% | |
| 75 | MGA* MAGNA INTL INC COM | 12,184 | $523.0M | 0.04% | |
| 76 | BP* BP PLC SPONSORED ADR | 14,575 | $512.0M | 0.04% | |
| 77 | PG* PROCTER AND GAMBLE CO COM | 5,640 | $506.0M | 0.03% | |
| 78 | BIIB* BIOGEN INC COM | 1,610 | $504.0M | 0.03% | |
| 79 | BTUSD* BT GROUP PLC ADR | 19,755 | $502.0M | 0.03% | |
| 80 | FTAFIRST TR LRG CP VL ALPHADEX CO | 11,404 | $486.0M | 0.03% | |
| 81 | VLO* VALERO ENERGY CORP NEW COM | 9,100 | $482.0M | 0.03% | |
| 82 | PEP* PEPSICO INC COM | 4,304 | $468.0M | 0.03% | |
| 83 | IWM* ISHARES TR RUSSELL 2000 ETF | 3,616 | $449.0M | 0.03% | |
| 84 | LKQ1* LKQ CORP COM | 12,659 | $449.0M | 0.03% | |
| 85 | MMM* 3M CO COM | 2,521 | $445.0M | 0.03% | |
| 86 | NDAQ* NASDAQ INC COM | 6,431 | $434.0M | 0.03% | |
| 87 | BA* BOEING CO COM | 3,278 | $432.0M | 0.03% | |
| 88 | SHV* ISHARES TR SHRT TRS BD ETF | 3,705 | $409.0M | 0.03% | |
| 89 | EMN* EASTMAN CHEM CO COM | 5,121 | $347.0M | 0.02% | |
| 90 | UHS* UNIVERSAL HLTH SVCS INC CL B | 2,710 | $334.0M | 0.02% | |
| 91 | A3I* AMERISAFE INC COM | 5,395 | $317.0M | 0.02% | |
| 92 | SLRC* SOLAR CAP LTD COM | 13,245 | $272.0M | 0.02% | |
| 93 | JPM* JPMORGAN CHASE CO COM | 4,022 | $268.0M | 0.02% | |
| 94 | —* DONNELLEY R R SONS CO COM | 16,741 | $263.0M | 0.02% | |
| 95 | LMT* LOCKHEED MARTIN CORP COM | 1,080 | $259.0M | 0.02% | |
| 96 | CRM* SALESFORCE COM INC COM | 3,612 | $258.0M | 0.02% | |
| 97 | NMFC* NEW MTN FIN CORP COM | 18,530 | $255.0M | 0.02% | |
| 98 | MO* ALTRIA GROUP INC COM | 3,973 | $251.0M | 0.02% | |
| 99 | GOOD* GLADSTONE COML CORP COM | 13,155 | $245.0M | 0.02% | |
| 100 | DIN* DINEEQUITY INC COM | 3,025 | $240.0M | 0.02% |
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