JOHN G ULLMAN & ASSOCIATES INC Q4 2016 Filing
Filed January 20, 2017
Portfolio Value
$477.3M
Holdings
120
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (120 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | JNJJOHNSON & JOHNSON JNJ | 194,432 | $22.4M | 4.69% | |
| 2 | GLWCORNING INC GLW | 897,068 | $21.8M | 4.56% | |
| 3 | EMREMERSON ELECTRIC CO EMR | 306,050 | $17.1M | 3.57% | |
| 4 | XOMEXXON MOBIL CORP XOM | 180,670 | $16.3M | 3.42% | |
| 5 | PFEPFIZER INC PFE | 459,344 | $14.9M | 3.13% | |
| 6 | SLBSCHLUMBERGER LTD SLB | 175,112 | $14.7M | 3.08% | |
| 7 | GVAGRANITE CONSTRUCTION INC GVA | 246,102 | $13.5M | 2.84% | |
| 8 | INTCINTEL CORP INTC | 349,753 | $12.7M | 2.66% | |
| 9 | MRKMERCK & CO. INC. MRK | 214,822 | $12.6M | 2.65% | |
| 10 | LNNLINDSAY CORP LNN | 159,132 | $11.9M | 2.49% | |
| 11 | AZTABROOKS AUTOMATION INC BRKS | 554,674 | $9.5M | 1.98% | |
| 12 | TELTE CONNECTIVITY LTD TEL | 134,800 | $9.3M | 1.96% | |
| 13 | WMTWAL-MART STORES INC WMT | 119,800 | $8.3M | 1.73% | |
| 14 | IBMINTL BUSINESS MACHINES CORP IB | 48,954 | $8.1M | 1.70% | |
| 15 | BMYBRISTOL-MYERS SQUIBB CO BMY | 137,684 | $8.0M | 1.69% | |
| 16 | GMGENERAL MOTORS CO GM | 227,961 | $7.9M | 1.66% | |
| 17 | IRINGERSOLL-RAND PLC IR | 104,234 | $7.8M | 1.64% | |
| 18 | ABTABBOTT LABORATORIES ABT | 199,571 | $7.7M | 1.61% | |
| 19 | NVSNNOVARTIS AG-SPONSORED ADR NVS | 104,964 | $7.6M | 1.60% | |
| 20 | HONHONEYWELL INTERNATIONAL INC HO | 60,297 | $7.0M | 1.46% | |
| 21 | DUKDUKE ENERGY CORP DUK | 87,631 | $6.8M | 1.42% | |
| 22 | MSFTMICROSOFT CORP MSFT | 108,867 | $6.8M | 1.42% | |
| 23 | COPCONOCOPHILLIPS COP | 132,385 | $6.6M | 1.39% | |
| 24 | BNSBANK OF NOVA SCOTIA BNS | 112,100 | $6.2M | 1.31% | |
| 25 | OGEOGE ENERGY CORP OGE | 181,001 | $6.1M | 1.27% | |
| 26 | —ST JUDE MEDICAL INC STJ | 73,568 | $5.9M | 1.24% | |
| 27 | BCEBCE INC BCE | 135,227 | $5.8M | 1.22% | |
| 28 | PEOEXELON CORP EXC | 164,030 | $5.8M | 1.22% | |
| 29 | —GREAT PLAINS ENERGY INC GXP | 204,410 | $5.6M | 1.17% | |
| 30 | MDUMDU RESOURCES GROUP INC MDU | 190,475 | $5.5M | 1.15% | |
| 31 | LDELANDEC CORP LNDC | 382,475 | $5.3M | 1.11% | |
| 32 | NEENEXTERA ENERGY INC NEE | 43,935 | $5.2M | 1.10% | |
| 33 | CHMGCHEMUNG FINANCIAL CORP CHMG | 141,563 | $5.1M | 1.08% | |
| 34 | WTSWATTS WATER TECHNOLOGIES-A WTS | 77,925 | $5.1M | 1.06% | |
| 35 | AMATAPPLIED MATERIALS INC AMAT | 156,477 | $5.0M | 1.06% | |
| 36 | IDAIDACORP INC IDA | 61,260 | $4.9M | 1.03% | |
| 37 | GOFGUGGENHEIM S&P GLOBAL WATER CG | 169,550 | $4.8M | 1.01% | |
| 38 | DGXQUEST DIAGNOSTICS INC DGX | 51,249 | $4.7M | 0.99% | |
| 39 | GSKGLAXOSMITHKLINE PLC-SPON ADR G | 121,648 | $4.7M | 0.98% | |
| 40 | BAXBAXTER INTERNATIONAL INC BAX | 103,646 | $4.6M | 0.96% | |
| 41 | —MONSANTO CO MON | 42,840 | $4.5M | 0.94% | |
| 42 | —MENTOR GRAPHICS CORP MENT | 121,867 | $4.5M | 0.94% | |
| 43 | AGCOAGCO CORP AGCO | 77,200 | $4.5M | 0.94% | |
| 44 | AMSWAUSDAMERICAN SOFTWARE INC-CL A AMS | 418,885 | $4.3M | 0.91% | |
| 45 | CIENCIENA CORP CIEN | 160,400 | $3.9M | 0.82% | |
| 46 | TMOTHERMO FISHER SCIENTIFIC INC T | 26,933 | $3.8M | 0.80% | |
| 47 | —SUN HYDRAULICS CORP SNHY | 94,425 | $3.8M | 0.79% | |
| 48 | HALHALLIBURTON CO HAL | 69,184 | $3.7M | 0.78% | |
| 49 | —CALGON CARBON CORP CCC | 219,700 | $3.7M | 0.78% | |
| 50 | XBISPDR S&P BIOTECH ETF XBI | 57,920 | $3.4M | 0.72% | |
| 51 | MMM3M CO MMM | 19,173 | $3.4M | 0.72% | |
| 52 | —CHICAGO BRIDGE & IRON CO NV CB | 96,000 | $3.0M | 0.64% | |
| 53 | EWSISHARES MSCI SINGAPORE CAPPE E | 145,936 | $2.9M | 0.61% | |
| 54 | AMGNAMGEN INC AMGN | 19,721 | $2.9M | 0.60% | |
| 55 | PEGPUBLIC SERVICE ENTERPRISE GP P | 64,160 | $2.8M | 0.59% | |
| 56 | NYCBEURNEW YORK COMMUNITY BANCORP NYC | 175,600 | $2.8M | 0.59% | |
| 57 | XRAYDENTSPLY SIRONA INC XRAY | 47,723 | $2.8M | 0.58% | |
| 58 | EWCISHARES MSCI CANADA ETF EWC | 104,275 | $2.7M | 0.57% | |
| 59 | FLSFLOWSERVE CORP FLS | 55,405 | $2.7M | 0.56% | |
| 60 | —SYNGENTA AG-ADR SYT | 33,250 | $2.6M | 0.55% | |
| 61 | —XEROX CORP XRX | 300,333 | $2.6M | 0.55% | |
| 62 | CAMPEURCALAMP CORP CAMP | 180,600 | $2.6M | 0.55% | |
| 63 | NEOGNEOGEN CORP NEOG | 39,601 | $2.6M | 0.55% | |
| 64 | —ORBOTECH LTD ORBK | 73,242 | $2.4M | 0.51% | |
| 65 | EEMVISHARES EDGE MSCI MIN VOL EM E | 47,933 | $2.3M | 0.49% | |
| 66 | EWAISHARES MSCI AUSTRALIA ETF EWA | 115,200 | $2.3M | 0.49% | |
| 67 | AAPLAPPLE INC AAPL | 19,052 | $2.2M | 0.46% | |
| 68 | ATHMAUTOHOME INC-ADR ATHM | 83,200 | $2.1M | 0.44% | |
| 69 | SWZSWISS HELVETIA FUND SWZ | 203,993 | $2.1M | 0.44% | |
| 70 | XYLXYLEM INC XYL | 40,650 | $2.0M | 0.42% | |
| 71 | —AMERICAN CAPITAL LTD ACAS | 107,451 | $1.9M | 0.40% | |
| 72 | TQJSIGNATURE BANK SBNY | 12,000 | $1.8M | 0.38% | |
| 73 | TEOTELECOM ARGENTINA SA-SP ADR TE | 92,600 | $1.7M | 0.35% | |
| 74 | OTTROTTER TAIL CORP OTTR | 39,800 | $1.6M | 0.34% | |
| 75 | PLOWDOUGLAS DYNAMICS INC PLOW | 47,771 | $1.6M | 0.34% | |
| 76 | ADMARCHER-DANIELS-MIDLAND CO ADM | 33,600 | $1.5M | 0.32% | |
| 77 | SYKSTRYKER CORP SYK | 11,550 | $1.4M | 0.29% | |
| 78 | —HARDINGE INC HDNG | 123,410 | $1.4M | 0.29% | |
| 79 | GEGENERAL ELECTRIC CO GE | 43,092 | $1.4M | 0.29% | |
| 80 | GOOGALPHABET INC-CL C GOOG | 1,741 | $1.3M | 0.28% | |
| 81 | KOCOCA-COLA CO/THE KO | 31,624 | $1.3M | 0.27% | |
| 82 | GOOGLALPHABET INC-CL A GOOGL | 1,622 | $1.3M | 0.27% | |
| 83 | MOSMOSAIC CO/THE MOS | 43,600 | $1.3M | 0.27% | |
| 84 | ZBHZIMMER BIOMET HOLDINGS INC ZBH | 12,160 | $1.3M | 0.26% | |
| 85 | —ELMIRA SAVINGS BANK ESBK | 55,300 | $1.1M | 0.24% | |
| 86 | AGGISHARES CORE U.S. AGGREGATE AG | 9,632 | $1.0M | 0.22% | |
| 87 | VIAVVIAVI SOLUTIONS INC VIAV | 119,800 | $980K | 0.21% | |
| 88 | BLBDBLUE BIRD CORP BLBD | 48,500 | $749K | 0.16% | |
| 89 | CSCOCISCO SYSTEMS INC CSCO | 24,765 | $748K | 0.16% | |
| 90 | BSVVANGUARD SHORT-TERM BOND ETF B | 8,786 | $698K | 0.15% | |
| 91 | —SHIRE PLC-ADR SHPG | 3,702 | $631K | 0.13% | |
| 92 | ACMAECOM ACM | 16,400 | $596K | 0.12% | |
| 93 | BRK/BBERKSHIRE HATHAWAY INC-CL B BR | 3,425 | $558K | 0.12% | |
| 94 | —POWERSHARES WILDERH CLEAN EN P | 151,050 | $556K | 0.12% | |
| 95 | —DST SYSTEMS INC DST | 5,150 | $552K | 0.12% | |
| 96 | BLKCHFBLACKROCK INC BLK | 1,400 | $533K | 0.11% | |
| 97 | XLUUTILITIES SELECT SECTOR SPDR X | 9,900 | $481K | 0.10% | |
| 98 | —ROYAL HAWAIIAN ORCHARDS LP NNU | 167,699 | $471K | 0.10% | |
| 99 | PSXPHILLIPS 66 PSX | 4,674 | $404K | 0.08% | |
| 100 | DHRDANAHER CORP DHR | 5,000 | $389K | 0.08% |
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