K2 PRINCIPAL FUND, L.P. Q1 2017 Filing

Filed May 11, 2017

Portfolio Value

$1.2T

Holdings

249

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (249 positions)

#StockSharesValue% PortfolioType
101
CST BRANDS INC
52,351$2.5B0.21%
102
AALAMERICAN AIRLS GROUP INC
59,416$2.5B0.21%Call
103
LANDCADIA HLDGS INC
250,000$2.5B0.21%
104
BKRBAKER HUGHES INC
40,400$2.4B0.20%Put
105
CACCCREDIT ACCEP CORP MICH
12,000$2.4B0.20%Put
106
LOWLOWES COS INC
29,000$2.4B0.20%Call
107
SLG2EURSL GREEN RLTY CORP
21,561$2.3B0.19%Put
108
CLRUSDCONTINENTAL RESOURCES INC
50,000$2.3B0.19%
109
MACMACERICH CO
33,700$2.2B0.18%Put
110
AMZNAMAZON COM INC
2,396$2.1B0.18%
111
XLESELECT SECTOR SPDR TR
30,000$2.1B0.17%Put
112
QUINPARIO ACQUISITION CORP 2
208,957$2.1B0.17%
113
KAPSTONE PAPER AND PACKAGING C
90,000$2.1B0.17%
114
B/E AEROSPACE INC
31,999$2.1B0.17%
115
DLTRDOLLAR TREE INC
25,825$2.0B0.17%Call
116
OIBR/USDOI S A
303,006$2.0B0.16%
117
AEGEAN MARINE PETROLEUM NETW
162,500$2.0B0.16%
118
HEIHEICO CORP NEW
25,603$1.9B0.16%
119
UALUNITED CONTL HLDGS INC
27,000$1.9B0.16%
120
HORIZON PHARMA INVT LTD
2,000$1.8B0.15%
121
M III ACQUISITION CORP
184,500$1.8B0.15%
122
RITE AID CORP
415,272$1.8B0.15%Put
123
WYWEYERHAEUSER CO
51,800$1.8B0.15%
124
AVGOBROADCOM LTD
8,000$1.8B0.15%Put
125
POT1EURPOTASH CORP SASK INC
100,000$1.7B0.14%Call
126
DISDISNEY WALT CO
15,000$1.7B0.14%Put
127
CAHCARDINAL HEALTH INC
20,300$1.7B0.14%Call
128
LBEURL BRANDS INC
35,000$1.6B0.14%Put
129
CONYERS PK ACQUISITION
150,000$1.6B0.13%
130
CABOCABLE ONE INC
2,500$1.6B0.13%
131
JWNUSDNORDSTROM INC
33,200$1.5B0.13%Put
132
VALSPAR CORP
13,676$1.5B0.13%
133
WMWASTE MGMT INC DEL
20,700$1.5B0.13%Put
134
FELCOR LODGING TR INC
198,489$1.5B0.12%
135
TSCOTRACTOR SUPPLY CO
21,100$1.5B0.12%Call
136
AIR METHODS CORP
32,700$1.4B0.12%Call
137
GLNGGOLAR LNG LTD BERMUDA
50,000$1.4B0.12%
138
I9DNARBUTUS BIOPHARMA CORP
427,967$1.4B0.12%
139
MDLZMONDELEZ INTL INC
30,900$1.3B0.11%
140
AYXEURALTERYX INC
85,000$1.3B0.11%
141
CFCF INDS HLDGS INC
45,000$1.3B0.11%Put
142
KHCKRAFT HEINZ CO
14,507$1.3B0.11%
143
NIMBLE STORAGE INC
105,000$1.3B0.11%
144
CHKPCHECK POINT SOFTWARE TECH LT
12,707$1.3B0.11%Put
145
COLONY NORTHSTAR INC
99,246$1.3B0.11%
146
TQQQPROSHARES TR
14,500$1.3B0.11%Put
147
CELGCELGENE CORP
10,165$1.3B0.11%Put
148
DALDELTA AIR LINES INC DEL
26,566$1.2B0.10%
149
SYNGENTA AG
13,600$1.2B0.10%
150
BIIBBIOGEN INC
4,400$1.2B0.10%
151
VVISA INC
13,200$1.2B0.10%
152
HRBBLOCK H AND R INC
50,000$1.2B0.10%Put
153
FNFFIDELITY NATIONAL FINANCIAL
29,300$1.1B0.09%
154
IYZISHARES TR
35,000$1.1B0.09%Put
155
WGL HLDGS INC
13,712$1.1B0.09%
156
LBTYBLIBERTY GLOBAL PLC
30,900$1.1B0.09%
157
LM03LIBERTY MEDIA CORP DELAWARE
27,774$1.1B0.09%
158
AEMAGNICO EAGLE MINES LTD
25,300$1.1B0.09%
159
ZELTIQ AESTHETICS INC
19,216$1.1B0.09%
160
PACIFIC SPL ACQUISITION CORP
102,680$1.1B0.09%
161
PANLPANGAEA LOGISTICS SOLUTION L
308,414$1.1B0.09%
162
IHS MARKIT LTD
25,000$1.0B0.09%
163
CEB INC
13,087$1.0B0.09%
164
PRIVATEBANCORP INC
17,159$1.0B0.08%
165
ECECOPETROL S A
108,000$1.0B0.08%Put
166
NEUSTAR INC
29,678$984.0M0.08%
167
GISGENERAL MLS INC
16,000$944.0M0.08%Call
168
BGCPEURBGC PARTNERS INC
83,002$943.0M0.08%
169
DIREXION SHS ETF TR
30,100$935.0M0.08%Put
170
VCA INC
10,104$925.0M0.08%
171
FVICHFFORTUNA SILVER MINES INC
170,000$884.0M0.07%
172
TURKISH INVT FD INC
103,919$864.0M0.07%
173
XEMDXWESTERN ASSET EMRG MKT DEBT
55,012$853.0M0.07%
174
STILLWATER MNG CO
49,257$851.0M0.07%
175
PROSHARES TR
22,000$816.0M0.07%Put
176
DISCAUSDDISCOVERY COMMUNICATNS NEW
28,000$815.0M0.07%
177
IGTINTERNATIONAL GAME TECHNOLOG
34,300$813.0M0.07%Put
178
TWENTY FIRST CENTY FOX INC
25,000$810.0M0.07%Put
179
EDGEWATER TECHNOLOGY INC
99,738$743.0M0.06%
180
OCLARO INC
70,000$687.0M0.06%
181
EXAR CORP
50,000$651.0M0.05%
182
AMTTD AMERITRADE HLDG CORP
16,706$649.0M0.05%
183
FOXATWENTY FIRST CENTY FOX INC
20,000$636.0M0.05%
184
KLR ENERGY ACQUISITION CORP
535,581$632.0M0.05%
185
DEPOMED INC
50,200$630.0M0.05%
186
HARMONY MERGER CORP
1,247,449$624.0M0.05%
187
BRK/BBERKSHIRE HATHAWAY INC DEL
3,738$623.0M0.05%
188
BYDBOYD GAMING CORP
28,000$616.0M0.05%
189
RIORIO TINTO PLC
15,100$614.0M0.05%Put
190
BLACK KNIGHT FINL SVCS INC
16,000$613.0M0.05%Put
191
LCUTLIFETIME BRANDS INC
30,451$612.0M0.05%
192
EEMISHARES TR
15,000$591.0M0.05%Put
193
BACBANK AMER CORP
25,000$590.0M0.05%Call
194
BLKCHFBLACKROCK INC
1,500$575.0M0.05%
195
HERITAGE OAKS BANCORP
42,812$572.0M0.05%
196
RPX CORP
47,425$569.0M0.05%
197
ENTERCOM COMMUNICATIONS CORP
39,688$568.0M0.05%
198
CTLEURCENTURYLINK INC
24,042$567.0M0.05%
199
ALON USA ENERGY INC
45,087$550.0M0.05%
200
FFORD MTR CO DEL
47,000$547.0M0.05%Call
PreviousPage 2 of 3Next